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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.14B
AUM Growth
+$122M
Cap. Flow
+$11.7M
Cap. Flow %
1.02%
Top 10 Hldgs %
47.8%
Holding
207
New
19
Increased
98
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$23.7M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$9.14M
3
IBDT icon
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
+$7.36M
4
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$7.33M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.38M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$17.4M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$15.3M
3
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$15.3M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.78M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.02M

Sector Composition

Rank Sector Weight
1 Technology 5.03%
2 Financials 4.92%
3 Consumer Discretionary 1.27%
4 Healthcare 0.92%
5 Consumer Staples 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
51
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$2.19M 0.19%
34,505
+547
+2% +$33.4K
RSP icon
52
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$2.03M 0.18%
14,368
– –
MINT icon
53
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.02M 0.18%
20,500
-5,441
-21% -$536K
VB icon
54
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$2.01M 0.18%
10,929
+719
+7% +$133K
BRO icon
55
Brown & Brown
BRO
$23.8B
$1.91M 0.17%
33,534
+9
+0% +$526
EFA icon
56
iShares MSCI EAFE ETF
EFA
$79.3B
$1.89M 0.17%
28,822
+1,056
+4% +$66.2K
JPM icon
57
JPMorgan Chase
JPM
$950B
$1.87M 0.16%
13,980
-406
-3% -$51.4K
HD icon
58
Home Depot
HD
$347B
$1.79M 0.16%
5,679
-1,651
-23% -$503K
MRK icon
59
Merck
MRK
$316B
$1.74M 0.15%
15,717
-286
-2% -$29.2K
IWN icon
60
iShares Russell 2000 Value ETF
IWN
$14.7B
$1.74M 0.15%
12,516
– –
VEU icon
61
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$1.67M 0.15%
33,297
-1,000
-3% -$48.5K
AMAT icon
62
Applied Materials
AMAT
$434B
$1.53M 0.13%
15,745
-49
-0.3% -$4.7K
SOXX icon
63
iShares Semiconductor ETF
SOXX
$48.6B
$1.53M 0.13%
13,200
– –
GOOG icon
64
Alphabet (Google) Class C
GOOG
$4.59T
$1.29M 0.11%
14,587
-6,586
-31% -$629K
ABBV icon
65
AbbVie
ABBV
$431B
$1.28M 0.11%
7,947
+88
+1% +$13.5K
PG icon
66
Procter & Gamble
PG
$345B
$1.27M 0.11%
8,361
-206
-2% -$28.9K
GOOGL icon
67
Alphabet (Google) Class A
GOOGL
$4.62T
$1.22M 0.11%
13,864
+1,038
+8% +$98.6K
IVOO icon
68
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.82B
$1.22M 0.11%
14,898
-26
-0.2% -$2.13K
IBMO icon
69
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$1.18M 0.1%
46,982
+20,871
+80% +$520K
NEE icon
70
NextEra Energy
NEE
$182B
$1.18M 0.1%
14,146
-61
-0.4% -$4.93K
IBMP icon
71
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$653M
$1.14M 0.1%
45,623
+25,829
+130% +$639K
OEF icon
72
iShares S&P 100 ETF
OEF
$20.5B
$1.14M 0.1%
6,685
-150
-2% -$25.9K
SCHF icon
73
Schwab International Equity ETF
SCHF
$68.1B
$1.12M 0.1%
69,698
+6,694
+11% +$105K
IXUS icon
74
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$1.12M 0.1%
19,373
-1,553
-7% -$86.7K
RWK icon
75
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$1.11M 0.1%
12,954
– –
1 2
3
4 5

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SCA
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Klingman & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Klingman & Associates held 207 positions worth $1.14B, up 12% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Klingman & Associates's Q4 2022 filing shows 19 new, 98 increased, 63 reduced and 6 closed positions. Its largest new stake was FlexShares iBoxx 3-Year Target Duration TIPS Index Fund: 1,005,778 shares worth $23.7M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $17.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q4 2022 buy was FlexShares iBoxx 3-Year Target Duration TIPS Index Fund: 1,005,778 shares worth $23.7M.
  • Klingman & Associates added most to iShares Core MSCI EAFE ETF in Q4 2022, an estimated $9.14M increase.
  • Klingman & Associates's biggest Q4 2022 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $17.4M.
  • Klingman & Associates fully exited iShares iBonds Dec 2026 Term Corporate ETF in Q4 2022, selling an estimated $15.3M.
  • Klingman & Associates's ten largest holdings make up 48% of its $1.14B portfolio in Q4 2022.
  • Klingman & Associates opened 19 new positions and closed 6 in Q4 2022.
  • Klingman & Associates's portfolio value rose 12% quarter-over-quarter to $1.14B.

Based on Klingman & Associates's 13F filing for Q4 2022, filed 3 Feb 2023.