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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-4.59%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.02B
AUM Growth
-$5M
Cap. Flow
+$47.1M
Cap. Flow %
4.62%
Top 10 Hldgs %
50.67%
Holding
201
New
8
Increased
88
Reduced
51
Closed
13

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.74M
2
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$9.13M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$9.07M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.74M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.01M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.5M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.29M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.64M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.05M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5%
3 Consumer Discretionary 1.32%
4 Healthcare 0.89%
5 Consumer Staples 0.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
51
Home Depot
HD
$347B
$2.02M 0.2%
7,330
+17
+0.2% +$5.02K
HDV
52
iShares Core High Dividend ETF
HDV
$14.8B
$1.99M 0.2%
108,925
+50
+0% +$1.01K
MA icon
53
Mastercard
MA
$500B
$1.98M 0.19%
6,948
+47
+0.7% +$15.6K
EFAV icon
54
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$1.94M 0.19%
33,958
-132,223
-80% -$8.29M
RSP icon
55
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$1.83M 0.18%
14,368
– –
VB icon
56
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$1.75M 0.17%
10,210
-244
-2% -$46.1K
IWN icon
57
iShares Russell 2000 Value ETF
IWN
$14.7B
$1.61M 0.16%
12,516
– –
EFA icon
58
iShares MSCI EAFE ETF
EFA
$79.3B
$1.55M 0.15%
27,766
-1,693
-6% -$106K
VEU icon
59
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$1.52M 0.15%
34,297
-982
-3% -$48.6K
JPM icon
60
JPMorgan Chase
JPM
$950B
$1.5M 0.15%
14,386
+731
+5% +$83.9K
TIP icon
61
iShares TIPS Bond ETF
TIP
$14.5B
$1.43M 0.14%
13,614
– –
SOXX icon
62
iShares Semiconductor ETF
SOXX
$48.6B
$1.4M 0.14%
13,200
– –
MRK icon
63
Merck
MRK
$316B
$1.38M 0.14%
16,003
-92
-0.6% -$8.21K
AMAT icon
64
Applied Materials
AMAT
$434B
$1.29M 0.13%
15,794
+144
+0.9% +$13.9K
VRP icon
65
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$1.26M 0.12%
57,712
-3,218
-5% -$73.6K
COMP icon
66
Compass
COMP
$8.97B
$1.26M 0.12%
543,626
-202,700
-27% -$720K
GOOGL icon
67
Alphabet (Google) Class A
GOOGL
$4.62T
$1.23M 0.12%
12,826
+206
+2% +$22.8K
ITOT icon
68
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$1.19M 0.12%
14,905
+1,915
+15% +$169K
BX icon
69
Blackstone
BX
$110B
$1.14M 0.11%
13,607
-203
-1% -$19.7K
NEE icon
70
NextEra Energy
NEE
$182B
$1.11M 0.11%
14,207
+5,684
+67% +$482K
OEF icon
71
iShares S&P 100 ETF
OEF
$20.5B
$1.11M 0.11%
6,835
– –
IVOO icon
72
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.82B
$1.11M 0.11%
14,924
– –
PG icon
73
Procter & Gamble
PG
$345B
$1.08M 0.11%
8,567
+67
+0.8% +$9.52K
IXUS icon
74
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$1.07M 0.1%
20,926
+3,453
+20% +$196K
ABBV icon
75
AbbVie
ABBV
$431B
$1.05M 0.1%
7,859
+5
+0.1% +$717
1 2
3
4 5

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Klingman & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Klingman & Associates held 201 positions worth $1.02B, down 0.49% from $1.02B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Klingman & Associates deployed $47.1M of net new capital in Q3 2022, opening 8 new positions and adding to 88 existing holdings. Its largest new stake was Dimensional Inflation-Protected Securities ETF: 56,960 shares worth $2.31M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $15.5M trimmed.

  • Klingman & Associates's largest Q3 2022 buy was Dimensional Inflation-Protected Securities ETF: 56,960 shares worth $2.31M.
  • Klingman & Associates added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2022, an estimated $9.74M increase.
  • Klingman & Associates's biggest Q3 2022 reduction was iShares Core S&P 500 ETF, cutting an estimated $15.5M.
  • Klingman & Associates fully exited Schwab US Large- Cap ETF in Q3 2022, selling an estimated $249K.
  • Klingman & Associates's ten largest holdings make up 51% of its $1.02B portfolio in Q3 2022.
  • Klingman & Associates opened 8 new positions and closed 13 in Q3 2022.
  • Klingman & Associates's portfolio value fell 0.49% quarter-over-quarter to $1.02B.

Based on Klingman & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.