We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.07B
AUM Growth
+$27.8M
Cap. Flow
+$19M
Cap. Flow %
1.78%
Top 10 Hldgs %
56.2%
Holding
176
New
13
Increased
61
Reduced
56
Closed
3

Top Buys

Rank Stock Value
1
COMP icon
Compass
COMP
+$11.4M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$6.25M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.88M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.64M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.03M

Top Sells

Rank Stock Value
1
DDOG icon
Datadog
DDOG
+$15M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$826K
3
CROX icon
Crocs
CROX
+$649K
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$632K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$610K

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Financials 5.17%
3 Consumer Discretionary 1.59%
4 Real Estate 1.12%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
51
iShares TIPS Bond ETF
TIP
$14.5B
$1.76M 0.16%
13,797
– –
JPM icon
52
JPMorgan Chase
JPM
$937B
$1.76M 0.16%
10,750
-259
-2% -$40.6K
HDV
53
iShares Core High Dividend ETF
HDV
$14.8B
$1.71M 0.16%
90,895
+30
+0% +$581
VRP icon
54
Invesco Variable Rate Preferred ETF
VRP
$3B
$1.68M 0.16%
63,873
-1,355
-2% -$35.7K
BX icon
55
Blackstone
BX
$108B
$1.66M 0.15%
14,223
+3,338
+31% +$387K
GOOGL icon
56
Alphabet (Google) Class A
GOOGL
$4.57T
$1.63M 0.15%
12,160
+580
+5% +$78.9K
VB icon
57
Vanguard Morningstar Small-Cap ETF
VB
$80.7B
$1.62M 0.15%
7,424
-23
-0.3% -$5.11K
HD icon
58
Home Depot
HD
$339B
$1.51M 0.14%
4,611
-68
-1% -$22.3K
OEF icon
59
iShares S&P 100 ETF
OEF
$20.1B
$1.35M 0.13%
6,835
-60
-0.9% -$12.2K
IVOO icon
60
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.75B
$1.32M 0.12%
14,882
– –
VBR icon
61
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$1.29M 0.12%
7,649
+346
+5% +$59.2K
MRK icon
62
Merck
MRK
$316B
$1.22M 0.11%
16,202
+6,157
+61% +$468K
SCHF icon
63
Schwab International Equity ETF
SCHF
$67.1B
$1.2M 0.11%
61,914
+14,734
+31% +$293K
RWK icon
64
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
$1.17M 0.11%
13,394
-39
-0.3% -$3.46K
RWJ icon
65
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.14M 0.11%
29,169
– –
AMAT icon
66
Applied Materials
AMAT
$411B
$1.11M 0.1%
8,655
-12
-0.1% -$1.63K
VIOO icon
67
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.22B
$1.1M 0.1%
10,934
– –
IXUS icon
68
iShares Core MSCI Total International Stock ETF
IXUS
$58.7B
$1.04M 0.1%
14,619
+220
+2% +$16K
EEM icon
69
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$993K 0.09%
19,703
+2,000
+11% +$104K
META icon
70
Meta Platforms (Facebook)
META
$1.5T
$959K 0.09%
2,827
+350
+14% +$126K
XOM icon
71
ExxonMobil
XOM
$643B
$959K 0.09%
16,309
-303
-2% -$17.3K
PDN icon
72
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$355M
$926K 0.09%
24,655
+379
+2% +$14.6K
SCZ icon
73
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$882K 0.08%
11,851
– –
ITOT icon
74
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
$865K 0.08%
8,796
+216
+3% +$21.8K
VYM icon
75
Vanguard High Dividend Yield ETF
VYM
$81.4B
$863K 0.08%
8,347
– –
1 2
3
4 5

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Klingman & Associates held 176 positions worth $1.07B, up 2.7% from $1.04B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Klingman & Associates's Q3 2021 filing shows 13 new, 61 increased, 56 reduced and 3 closed positions. Its largest new stake was Compass: 796,800 shares worth $10.6M. The largest sale was Datadog, an estimated $15M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2021 buy was Compass: 796,800 shares worth $10.6M.
  • Klingman & Associates added most to JPMorgan Ultra-Short Municipal Income ETF in Q3 2021, an estimated $6.25M increase.
  • Klingman & Associates's biggest Q3 2021 reduction was Datadog, cutting an estimated $15M.
  • Klingman & Associates fully exited ProShares S&P 500 Dividend Aristocrats ETF in Q3 2021, selling an estimated $217K.
  • Klingman & Associates's ten largest holdings make up 56% of its $1.07B portfolio in Q3 2021.
  • Klingman & Associates opened 13 new positions and closed 3 in Q3 2021.
  • Klingman & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.07B.

Based on Klingman & Associates's 13F filing for Q3 2021, filed 1 Nov 2021.