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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$866M
AUM Growth
+$123M
Cap. Flow
+$36.3M
Cap. Flow %
4.19%
Top 10 Hldgs %
58.77%
Holding
154
New
16
Increased
59
Reduced
39
Closed
1

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.6M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$7.65M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.69M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.3M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.13M
2
DDOG icon
Datadog
DDOG
+$2.99M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$862K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$527K
5
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$278K

Sector Composition

Rank Sector Weight
1 Technology 6.58%
2 Financials 2.68%
3 Consumer Discretionary 1.62%
4 Healthcare 0.64%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
51
Vanguard Morningstar Small-Cap ETF
VB
$81.5B
$1.53M 0.18%
7,867
– –
OEF icon
52
iShares S&P 100 ETF
OEF
$20.4B
$1.18M 0.14%
6,895
– –
IVOO icon
53
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.79B
$1.18M 0.14%
15,162
– –
HD icon
54
Home Depot
HD
$347B
$1.16M 0.13%
4,357
+118
+3% +$32.4K
GOOG icon
55
Alphabet (Google) Class C
GOOG
$4.37T
$1.09M 0.13%
12,440
-1,520
-11% -$128K
VBR icon
56
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.8B
$992K 0.11%
6,977
+23
+0.3% +$2.97K
RWK icon
57
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$956K 0.11%
13,433
– –
BX icon
58
Blackstone
BX
$107B
$944K 0.11%
14,565
+500
+4% +$29.1K
IXUS icon
59
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$919K 0.11%
13,682
+258
+2% +$16.2K
VIOO icon
60
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.24B
$917K 0.11%
10,934
– –
PFE icon
61
Pfizer
PFE
$148B
$885K 0.1%
24,047
+9,438
+65% +$346K
GOOGL icon
62
Alphabet (Google) Class A
GOOGL
$4.38T
$882K 0.1%
10,060
-580
-5% -$48.8K
DIS icon
63
Walt Disney
DIS
$180B
$863K 0.1%
4,762
+15
+0.3% +$2.15K
ROST icon
64
Ross Stores
ROST
$81.2B
$852K 0.1%
6,937
-440
-6% -$46.1K
PEP icon
65
PepsiCo
PEP
$188B
$851K 0.1%
5,739
+969
+20% +$138K
TJX icon
66
TJX Companies
TJX
$178B
$849K 0.1%
12,426
+46
+0.4% +$2.8K
PDN icon
67
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
$839K 0.1%
24,276
– –
MINT icon
68
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$823K 0.1%
8,063
– –
RWJ icon
69
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$812K 0.09%
30,039
– –
SCZ icon
70
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$810K 0.09%
11,851
– –
PG icon
71
Procter & Gamble
PG
$339B
$809K 0.09%
5,812
+647
+13% +$90.4K
VYM icon
72
Vanguard High Dividend Yield ETF
VYM
$82.3B
$764K 0.09%
8,348
+1
+0% +$87
EEM icon
73
iShares MSCI Emerging Markets ETF
EEM
$29.3B
$745K 0.09%
14,426
+1,258
+10% +$60.5K
AMAT icon
74
Applied Materials
AMAT
$420B
$742K 0.09%
8,596
– –
GE icon
75
GE Aerospace
GE
$391B
$722K 0.08%
13,420
+82
+0.6% +$3.67K
1 2
3
4 5

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Klingman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Klingman & Associates held 154 positions worth $866M, up 17% from $743M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $36.3M of net new capital in Q4 2020, opening 16 new positions and adding to 59 existing holdings. Its largest new stake was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $3.13M trimmed.

  • Klingman & Associates's largest Q4 2020 buy was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $12.6M increase.
  • Klingman & Associates's biggest Q4 2020 reduction was Apple, cutting an estimated $3.13M.
  • Klingman & Associates fully exited Public Storage in Q4 2020, selling an estimated $219K.
  • Klingman & Associates's ten largest holdings make up 59% of its $866M portfolio in Q4 2020.
  • Klingman & Associates opened 16 new positions and closed 1 in Q4 2020.
  • Klingman & Associates's portfolio value rose 17% quarter-over-quarter to $866M.

Based on Klingman & Associates's 13F filing for Q4 2020, filed 9 Feb 2021.