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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$743M
AUM Growth
+$89.2M
Cap. Flow
+$49.2M
Cap. Flow %
6.63%
Top 10 Hldgs %
60.95%
Holding
146
New
19
Increased
61
Reduced
32
Closed
8

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$46.6M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.2M
3
CROX icon
Crocs
CROX
+$3.57M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.84M

Top Sells

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$6.9M
2
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$5.63M
3
DDOG icon
Datadog
DDOG
+$3.15M
4
BSCP
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
+$3.02M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.36M

Sector Composition

Rank Sector Weight
1 Technology 8.04%
2 Financials 2.38%
3 Consumer Discretionary 1.57%
4 Healthcare 0.55%
5 Communication Services 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
51
iShares S&P 100 ETF
OEF
$20.5B
$1.07M 0.14%
6,895
– –
GOOG icon
52
Alphabet (Google) Class C
GOOG
$4.36T
$1.03M 0.14%
13,960
+4,880
+54% +$372K
JPM icon
53
JPMorgan Chase
JPM
$948B
$974K 0.13%
10,113
+2,897
+40% +$284K
IVOO icon
54
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.79B
$952K 0.13%
15,162
+28
+0.2% +$1.77K
MINT icon
55
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$822K 0.11%
8,063
+500
+7% +$50.9K
IXUS icon
56
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$783K 0.11%
13,424
– –
GOOGL icon
57
Alphabet (Google) Class A
GOOGL
$4.38T
$780K 0.11%
10,640
+3,840
+56% +$293K
VBR icon
58
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.8B
$769K 0.1%
6,954
+4,740
+214% +$531K
BX icon
59
Blackstone
BX
$107B
$734K 0.1%
14,065
– –
RWK icon
60
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$726K 0.1%
13,433
– –
PDN icon
61
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
$722K 0.1%
24,276
– –
PG icon
62
Procter & Gamble
PG
$339B
$718K 0.1%
5,165
+1,008
+24% +$134K
VIOO icon
63
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.23B
$706K 0.1%
10,934
– –
SCZ icon
64
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$699K 0.09%
11,851
-78
-0.7% -$4.47K
TJX icon
65
TJX Companies
TJX
$178B
$689K 0.09%
12,380
+394
+3% +$21.2K
ROST icon
66
Ross Stores
ROST
$81.4B
$688K 0.09%
7,377
+158
+2% +$14.2K
VYM icon
67
Vanguard High Dividend Yield ETF
VYM
$82.4B
$676K 0.09%
8,347
– –
PEP icon
68
PepsiCo
PEP
$189B
$661K 0.09%
4,770
+328
+7% +$44.6K
QQQ icon
69
Invesco QQQ Trust
QQQ
$479B
$623K 0.08%
2,241
-2
-0.1% -$542
RSP icon
70
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$622K 0.08%
5,750
– –
NTCO
71
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$619K 0.08%
+34,000
New +$596K
RWJ icon
72
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$597K 0.08%
30,039
– –
VIG icon
73
Vanguard Dividend Appreciation ETF
VIG
$114B
$593K 0.08%
4,609
+40
+0.9% +$5.03K
DIS icon
74
Walt Disney
DIS
$181B
$589K 0.08%
4,747
+754
+19% +$94.2K
EEM icon
75
iShares MSCI Emerging Markets ETF
EEM
$29.3B
$581K 0.08%
13,168
+2,729
+26% +$120K
1 2
3
4 5

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Klingman & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Klingman & Associates held 146 positions worth $743M, up 14% from $654M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Klingman & Associates deployed $49.2M of net new capital in Q3 2020, opening 19 new positions and adding to 61 existing holdings. Its largest new stake was Crocs: 92,383 shares worth $3.95M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, up from 8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Datadog, an estimated $3.15M trimmed.

  • Klingman & Associates's largest Q3 2020 buy was Crocs: 92,383 shares worth $3.95M.
  • Klingman & Associates added most to JPMorgan Ultra-Short Income ETF in Q3 2020, an estimated $46.6M increase.
  • Klingman & Associates's biggest Q3 2020 reduction was Datadog, cutting an estimated $3.15M.
  • Klingman & Associates fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2020, selling an estimated $6.9M.
  • Klingman & Associates's ten largest holdings make up 61% of its $743M portfolio in Q3 2020.
  • Klingman & Associates opened 19 new positions and closed 8 in Q3 2020.
  • Klingman & Associates's portfolio value rose 14% quarter-over-quarter to $743M.

Based on Klingman & Associates's 13F filing for Q3 2020, filed 3 Nov 2020.