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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-19.67%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$490M
AUM Growth
-$121M
Cap. Flow
+$5.79M
Cap. Flow %
1.18%
Top 10 Hldgs %
55.05%
Holding
146
New
11
Increased
53
Reduced
36
Closed
26

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.1M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$19M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$14.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$13.3M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.5M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$25.3M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$20.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11M
5
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$9.28M

Sector Composition

Rank Sector Weight
1 Technology 3.36%
2 Financials 2.54%
3 Consumer Discretionary 0.86%
4 Communication Services 0.5%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
51
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$928K 0.19%
8,039
-1,565
-16% -$235K
CMCSA icon
52
Comcast
CMCSA
$89.3B
$903K 0.18%
+26,261
New +$1.11M
SOXX icon
53
iShares Semiconductor ETF
SOXX
$47.7B
$903K 0.18%
13,200
– –
ROST icon
54
Ross Stores
ROST
$81.6B
$889K 0.18%
10,219
– –
RSP icon
55
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$819K 0.17%
9,750
+4,000
+70% +$425K
OEF icon
56
iShares S&P 100 ETF
OEF
$20.5B
$818K 0.17%
6,895
– –
IVOO icon
57
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.78B
$783K 0.16%
16,088
+684
+4% +$42.9K
MINT icon
58
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$749K 0.15%
7,563
– –
RY icon
59
Royal Bank of Canada
RY
$294B
$725K 0.15%
11,696
+7
+0.1% +$519
HD icon
60
Home Depot
HD
$349B
$714K 0.15%
3,823
-905
-19% -$199K
XOM icon
61
ExxonMobil
XOM
$642B
$680K 0.14%
17,900
+1,452
+9% +$80.2K
JPM icon
62
JPMorgan Chase
JPM
$947B
$678K 0.14%
7,532
-837
-10% -$102K
VIG icon
63
Vanguard Dividend Appreciation ETF
VIG
$114B
$668K 0.14%
6,463
+204
+3% +$24.3K
BX icon
64
Blackstone
BX
$107B
$641K 0.13%
14,065
– –
IXUS icon
65
iShares Core MSCI Total International Stock ETF
IXUS
$59.5B
$631K 0.13%
+13,424
New +$758K
VYM icon
66
Vanguard High Dividend Yield ETF
VYM
$82.3B
$591K 0.12%
8,347
+3,619
+77% +$311K
PDN icon
67
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
$582K 0.12%
25,208
-1,105
-4% -$31.6K
TJX icon
68
TJX Companies
TJX
$179B
$573K 0.12%
11,986
– –
PEP icon
69
PepsiCo
PEP
$189B
$569K 0.12%
4,736
-72
-1% -$9.73K
VIOO icon
70
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.22B
$560K 0.11%
10,934
– –
RWK icon
71
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$552K 0.11%
13,433
– –
SCZ icon
72
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$535K 0.11%
11,929
+78
+0.7% +$4.33K
GOOG icon
73
Alphabet (Google) Class C
GOOG
$4.36T
$514K 0.1%
8,840
-80
-0.9% -$5.43K
GE icon
74
GE Aerospace
GE
$389B
$503K 0.1%
12,711
+236
+2% +$12.6K
RWJ icon
75
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$469K 0.1%
33,534
– –
1 2
3
4 5

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HFM
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EC
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MC
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SCA
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BJL
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FBIL
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Klingman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Klingman & Associates held 146 positions worth $490M, down 20% from $611M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Klingman & Associates's Q1 2020 filing shows 11 new, 53 increased, 36 reduced and 26 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M. The largest sale was iShares Core S&P 500 ETF, an estimated $25.5M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 2.8% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2020 buy was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M.
  • Klingman & Associates added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, an estimated $14.4M increase.
  • Klingman & Associates's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $25.5M.
  • Klingman & Associates fully exited Tortoise North American Pipeline ETF in Q1 2020, selling an estimated $25.3M.
  • Klingman & Associates's ten largest holdings make up 55% of its $490M portfolio in Q1 2020.
  • Klingman & Associates opened 11 new positions and closed 26 in Q1 2020.
  • Klingman & Associates's portfolio value fell 20% quarter-over-quarter to $490M.

Based on Klingman & Associates's 13F filing for Q1 2020, filed 29 Apr 2020.