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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$611M
AUM Growth
+$52.6M
Cap. Flow
+$20.4M
Cap. Flow %
3.34%
Top 10 Hldgs %
65.45%
Holding
138
New
17
Increased
52
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.86M

Top Sells

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$5.67M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.03M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.25M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$846K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$482K

Sector Composition

Rank Sector Weight
1 Technology 2.77%
2 Financials 2.74%
3 Consumer Discretionary 0.79%
4 Healthcare 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOXX icon
51
iShares Semiconductor ETF
SOXX
$41.7B
$1.1M 0.18%
13,200
– –
IVOO icon
52
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
$1.07M 0.18%
15,404
+11,544
+299% +$773K
HD icon
53
Home Depot
HD
$332B
$1.03M 0.17%
4,728
+675
+17% +$153K
OEF icon
54
iShares S&P 100 ETF
OEF
$19.9B
$994K 0.16%
6,895
– –
RY icon
55
Royal Bank of Canada
RY
$292B
$924K 0.15%
11,689
-60
-0.5% -$4.83K
RWK icon
56
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.32B
$872K 0.14%
13,433
-150
-1% -$9.33K
PDN icon
57
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$356M
$841K 0.14%
26,313
+283
+1% +$8.72K
VIOO icon
58
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
$832K 0.14%
+10,934
New +$805K
BX icon
59
Blackstone
BX
$102B
$787K 0.13%
14,065
– –
VIG icon
60
Vanguard Dividend Appreciation ETF
VIG
$112B
$780K 0.13%
6,259
-3,988
-39% -$482K
MINT icon
61
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$768K 0.13%
7,563
– –
RWJ icon
62
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
$761K 0.12%
33,534
– –
SCZ icon
63
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$738K 0.12%
11,851
+196
+2% +$11.8K
TJX icon
64
TJX Companies
TJX
$176B
$732K 0.12%
11,986
+82
+0.7% +$4.85K
GE icon
65
GE Aerospace
GE
$368B
$694K 0.11%
12,475
+286
+2% +$14.8K
VCIT icon
66
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$670K 0.11%
7,341
– –
RSP icon
67
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$665K 0.11%
5,750
– –
PEP icon
68
PepsiCo
PEP
$191B
$657K 0.11%
4,808
+31
+0.6% +$4.22K
DIS icon
69
Walt Disney
DIS
$167B
$637K 0.1%
4,402
+557
+14% +$77.7K
GOOG icon
70
Alphabet (Google) Class C
GOOG
$4.08T
$596K 0.1%
8,920
+200
+2% +$12.9K
IWR icon
71
iShares Russell Mid-Cap ETF
IWR
$56.1B
$562K 0.09%
9,422
– –
VO icon
72
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$553K 0.09%
12,420
– –
PFE icon
73
Pfizer
PFE
$142B
$497K 0.08%
13,375
+428
+3% +$15.2K
DEM icon
74
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$496K 0.08%
10,842
-383
-3% -$16.6K
HSY icon
75
Hershey
HSY
$35.9B
$474K 0.08%
3,223
+23
+0.7% +$3.41K
1 2
3
4 5

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Klingman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Klingman & Associates held 138 positions worth $611M, up 9.4% from $559M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $20.4M of net new capital in Q4 2019, opening 17 new positions and adding to 52 existing holdings. Its largest new stake was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, up from 2.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Tortoise North American Pipeline ETF, an estimated $5.67M trimmed.

  • Klingman & Associates's largest Q4 2019 buy was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q4 2019 reduction was Tortoise North American Pipeline ETF, cutting an estimated $5.67M.
  • Klingman & Associates fully exited iShares Core S&P Total US Stock Market ETF in Q4 2019, selling an estimated $287K.
  • Klingman & Associates's ten largest holdings make up 65% of its $611M portfolio in Q4 2019.
  • Klingman & Associates opened 17 new positions and closed 3 in Q4 2019.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $611M.

Based on Klingman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.