We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$559M
AUM Growth
+$20.3M
Cap. Flow
+$19.1M
Cap. Flow %
3.43%
Top 10 Hldgs %
65.25%
Holding
124
New
6
Increased
39
Reduced
31
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.17M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.61M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.46M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.19M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$6.71M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$1.97M
3
PJT icon
PJT Partners
PJT
+$1.61M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.12M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$782K

Sector Composition

Rank Sector Weight
1 Financials 2.63%
2 Technology 2.2%
3 Consumer Discretionary 0.81%
4 Healthcare 0.37%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
51
Royal Bank of Canada
RY
$292B
$954K 0.17%
11,749
– –
HD icon
52
Home Depot
HD
$332B
$940K 0.17%
4,053
– –
SOXX icon
53
iShares Semiconductor ETF
SOXX
$41.7B
$930K 0.17%
13,200
– –
OEF icon
54
iShares S&P 100 ETF
OEF
$19.9B
$907K 0.16%
6,895
– –
RWK icon
55
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.32B
$809K 0.14%
13,583
– –
JPM icon
56
JPMorgan Chase
JPM
$933B
$776K 0.14%
6,596
+60
+0.9% +$6.79K
MINT icon
57
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$769K 0.14%
7,563
– –
PDN icon
58
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$356M
$767K 0.14%
26,030
+1,572
+6% +$46.1K
RWJ icon
59
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
$712K 0.13%
33,534
– –
BX icon
60
Blackstone
BX
$102B
$687K 0.12%
+14,065
New +$686K
VCIT icon
61
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$670K 0.12%
7,341
– –
SCZ icon
62
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$667K 0.12%
11,655
– –
TJX icon
63
TJX Companies
TJX
$176B
$664K 0.12%
11,904
+50
+0.4% +$2.72K
PEP icon
64
PepsiCo
PEP
$191B
$655K 0.12%
4,777
– –
RSP icon
65
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$621K 0.11%
5,750
– –
GE icon
66
GE Aerospace
GE
$368B
$543K 0.1%
12,189
– –
GOOG icon
67
Alphabet (Google) Class C
GOOG
$4.08T
$531K 0.1%
8,720
+1,620
+23% +$95.9K
IWR icon
68
iShares Russell Mid-Cap ETF
IWR
$56.1B
$527K 0.09%
9,422
-382
-4% -$21.4K
VO icon
69
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$520K 0.09%
12,420
+120
+1% +$5.01K
DIS icon
70
Walt Disney
DIS
$167B
$501K 0.09%
3,845
+18
+0.5% +$2.49K
HSY icon
71
Hershey
HSY
$35.9B
$496K 0.09%
3,200
– –
DEM icon
72
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$464K 0.08%
11,225
-530
-5% -$22.7K
EEMV icon
73
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$458K 0.08%
8,014
– –
PFE icon
74
Pfizer
PFE
$142B
$441K 0.08%
12,947
-84
-0.6% -$3.06K
HON icon
75
Honeywell
HON
$76.7B
$436K 0.08%
2,731
– –
1 2
3
4 5

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Klingman & Associates held 124 positions worth $559M, up 3.8% from $538M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $19.1M of net new capital in Q3 2019, opening 6 new positions and adding to 39 existing holdings. Its largest new stake was Blackstone: 14,065 shares worth $687K.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 2.8% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $6.71M trimmed.

  • Klingman & Associates's largest Q3 2019 buy was Blackstone: 14,065 shares worth $687K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $10.6M increase.
  • Klingman & Associates's biggest Q3 2019 reduction was iShares TIPS Bond ETF, cutting an estimated $6.71M.
  • Klingman & Associates fully exited JPMorgan Ultra-Short Municipal Income ETF in Q3 2019, selling an estimated $782K.
  • Klingman & Associates's ten largest holdings make up 65% of its $559M portfolio in Q3 2019.
  • Klingman & Associates opened 6 new positions and closed 3 in Q3 2019.
  • Klingman & Associates's portfolio value rose 3.8% quarter-over-quarter to $559M.

Based on Klingman & Associates's 13F filing for Q3 2019, filed 22 Oct 2019.