KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.28%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$538M
AUM Growth
+$538M
Cap. Flow
+$13.7M
Cap. Flow %
2.55%
Top 10 Hldgs %
63.67%
Holding
122
New
2
Increased
41
Reduced
27
Closed
3

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$3.92M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$2.94M
3
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$1.94M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$1.8M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.47M

Top Sells

1
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.02M
2
BX icon
Blackstone
BX
$878K
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$596K
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$590K
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$586K

Sector Composition

1 Financials 2.83%
2 Technology 2.11%
3 Consumer Discretionary 0.76%
4 Healthcare 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RY icon
51
Royal Bank of Canada
RY
$205B
$932K 0.17%
11,749
+220
+2% +$17.5K
OEF icon
52
iShares S&P 100 ETF
OEF
$22.1B
$894K 0.17%
6,895
– –
SOXX icon
53
iShares Semiconductor ETF
SOXX
$13.4B
$873K 0.16%
13,200
– –
HD icon
54
Home Depot
HD
$406B
$843K 0.16%
4,053
+41
+1% +$8.53K
RWK icon
55
Invesco S&P MidCap 400 Revenue ETF
RWK
$980M
$828K 0.15%
13,583
-91
-0.7% -$5.55K
JMST icon
56
JPMorgan Ultra-Short Municipal Income ETF
JMST
$4.39B
$782K 0.15%
+15,500
New +$782K
MINT icon
57
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$770K 0.14%
7,563
– –
JPM icon
58
JPMorgan Chase
JPM
$824B
$731K 0.14%
6,536
-2,366
-27% -$265K
PDN icon
59
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$356M
$730K 0.14%
24,458
– –
RWJ icon
60
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.59B
$706K 0.13%
33,534
-165
-0.5% -$3.47K
SCZ icon
61
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.6B
$669K 0.12%
11,655
– –
VCIT icon
62
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.2B
$660K 0.12%
7,341
– –
GE icon
63
GE Aerospace
GE
$293B
$638K 0.12%
12,189
– –
TJX icon
64
TJX Companies
TJX
$155B
$627K 0.12%
11,854
– –
PEP icon
65
PepsiCo
PEP
$203B
$626K 0.12%
4,777
– –
RSP icon
66
Invesco S&P 500 Equal Weight ETF
RSP
$73.5B
$620K 0.12%
5,750
-400
-7% -$43.1K
IWR icon
67
iShares Russell Mid-Cap ETF
IWR
$44B
$548K 0.1%
9,804
– –
PFE icon
68
Pfizer
PFE
$141B
$536K 0.1%
13,031
+242
+2% +$9.95K
DIS icon
69
Walt Disney
DIS
$211B
$534K 0.1%
3,827
+315
+9% +$44K
DEM icon
70
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.1B
$525K 0.1%
11,755
-1,500
-11% -$67K
VO icon
71
Vanguard Mid-Cap ETF
VO
$86.8B
$514K 0.1%
3,075
– –
META icon
72
Meta Platforms (Facebook)
META
$1.85T
$479K 0.09%
2,481
+253
+11% +$48.8K
EEMV icon
73
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.59B
$472K 0.09%
8,014
+200
+3% +$11.8K
HON icon
74
Honeywell
HON
$136B
$449K 0.08%
2,574
– –
HSY icon
75
Hershey
HSY
$37.4B
$429K 0.08%
3,200
– –
1 2
3
4 5