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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$513M
AUM Growth
+$68.9M
Cap. Flow
+$16.2M
Cap. Flow %
3.16%
Top 10 Hldgs %
63.58%
Holding
123
New
16
Increased
41
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.05M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.98M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.18M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.28M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.08M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$908K
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$390K
3
CHY
Calamos Convertible and High Income Fund
CHY
+$304K
4
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$282K
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$260K

Sector Composition

Rank Sector Weight
1 Financials 3.1%
2 Technology 2.02%
3 Consumer Discretionary 0.75%
4 Healthcare 0.44%
5 Industrials 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
51
Blackstone
BX
$102B
$878K 0.17%
+25,095
New +$837K
RY icon
52
Royal Bank of Canada
RY
$291B
$871K 0.17%
11,529
– –
OEF icon
53
iShares S&P 100 ETF
OEF
$20.1B
$864K 0.17%
6,895
+15
+0.2% +$1.81K
SOXX icon
54
iShares Semiconductor ETF
SOXX
$41.7B
$834K 0.16%
13,200
– –
RWK icon
55
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
$810K 0.16%
13,674
– –
BSCM
56
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$787K 0.15%
37,263
+10,200
+38% +$213K
HD icon
57
Home Depot
HD
$331B
$770K 0.15%
4,012
+346
+9% +$63.5K
MINT icon
58
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$768K 0.15%
7,563
-320
-4% -$32.4K
RWJ icon
59
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.05B
$736K 0.14%
33,699
– –
PDN icon
60
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$352M
$730K 0.14%
24,458
+4,395
+22% +$130K
SCZ icon
61
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$669K 0.13%
11,655
– –
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$642K 0.13%
6,150
– –
VCIT icon
63
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$638K 0.12%
+7,341
New +$622K
TJX icon
64
TJX Companies
TJX
$174B
$631K 0.12%
11,854
– –
GE icon
65
GE Aerospace
GE
$374B
$607K 0.12%
+12,189
New +$574K
PEP icon
66
PepsiCo
PEP
$190B
$585K 0.11%
4,777
+483
+11% +$55K
DEM icon
67
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$581K 0.11%
13,255
+300
+2% +$13K
IWR icon
68
iShares Russell Mid-Cap ETF
IWR
$56B
$529K 0.1%
9,804
– –
PFE icon
69
Pfizer
PFE
$143B
$515K 0.1%
12,789
– –
VO icon
70
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$494K 0.1%
12,300
– –
GOOG icon
71
Alphabet (Google) Class C
GOOG
$4.36T
$483K 0.09%
8,240
-1,220
-13% -$68.5K
EEMV icon
72
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$463K 0.09%
+7,814
New +$457K
EEM icon
73
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$425K 0.08%
9,892
– –
VXF icon
74
Vanguard Extended Market ETF
VXF
$30.3B
$416K 0.08%
3,600
– –
HON icon
75
Honeywell
HON
$77B
$409K 0.08%
2,731
– –
1 2
3
4 5

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SCA
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Klingman & Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Klingman & Associates held 123 positions worth $513M, up 16% from $444M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $16.2M of net new capital in Q1 2019, opening 16 new positions and adding to 41 existing holdings. Its largest new stake was Blackstone: 25,095 shares worth $878K.

By sector, the portfolio is most concentrated in Financials at 3.1% of assets, up from 3% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $908K trimmed.

  • Klingman & Associates's largest Q1 2019 buy was Blackstone: 25,095 shares worth $878K.
  • Klingman & Associates added most to iShares MSCI EAFE Min Vol Factor ETF in Q1 2019, an estimated $3.05M increase.
  • Klingman & Associates's biggest Q1 2019 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $908K.
  • Klingman & Associates fully exited Calamos Convertible and High Income Fund in Q1 2019, selling an estimated $304K.
  • Klingman & Associates's ten largest holdings make up 64% of its $513M portfolio in Q1 2019.
  • Klingman & Associates opened 16 new positions and closed 4 in Q1 2019.
  • Klingman & Associates's portfolio value rose 16% quarter-over-quarter to $513M.

Based on Klingman & Associates's 13F filing for Q1 2019, filed 3 May 2019.