KA

Klingman & Associates Portfolio holdings

AUM $1.81B
1-Year Return 11.88%
This Quarter Return
+11.9%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$513M
AUM Growth
+$68.9M
Cap. Flow
+$16.6M
Cap. Flow %
3.24%
Top 10 Hldgs %
63.58%
Holding
123
New
16
Increased
41
Reduced
24
Closed
4

Top Buys

1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$3.14M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$3.01M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.27M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$1.28M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.09M

Top Sells

1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$931K
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$402K
3
CHY
Calamos Convertible and High Income Fund
CHY
$304K
4
RWL icon
Invesco S&P 500 Revenue ETF
RWL
$287K
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$267K

Sector Composition

1 Financials 3.1%
2 Technology 2.02%
3 Consumer Discretionary 0.75%
4 Healthcare 0.44%
5 Industrials 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BX icon
51
Blackstone
BX
$133B
$878K 0.17%
+25,095
New +$878K
RY icon
52
Royal Bank of Canada
RY
$206B
$871K 0.17%
11,529
– –
OEF icon
53
iShares S&P 100 ETF
OEF
$22.2B
$864K 0.17%
6,895
+15
+0.2% +$1.88K
SOXX icon
54
iShares Semiconductor ETF
SOXX
$13.5B
$834K 0.16%
13,200
– –
RWK icon
55
Invesco S&P MidCap 400 Revenue ETF
RWK
$994M
$810K 0.16%
13,674
– –
BSCM
56
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$787K 0.15%
37,263
+10,200
+38% +$215K
HD icon
57
Home Depot
HD
$410B
$770K 0.15%
4,012
+346
+9% +$66.4K
MINT icon
58
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$768K 0.15%
7,563
-320
-4% -$32.5K
RWJ icon
59
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.61B
$736K 0.14%
33,699
– –
PDN icon
60
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$358M
$730K 0.14%
24,458
+4,395
+22% +$131K
SCZ icon
61
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$669K 0.13%
11,655
– –
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$74B
$642K 0.13%
6,150
– –
VCIT icon
63
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.5B
$638K 0.12%
+7,341
New +$638K
TJX icon
64
TJX Companies
TJX
$157B
$631K 0.12%
11,854
– –
GE icon
65
GE Aerospace
GE
$299B
$607K 0.12%
+12,189
New +$607K
PEP icon
66
PepsiCo
PEP
$201B
$585K 0.11%
4,777
+483
+11% +$59.1K
DEM icon
67
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
$581K 0.11%
13,255
+300
+2% +$13.2K
IWR icon
68
iShares Russell Mid-Cap ETF
IWR
$44.5B
$529K 0.1%
9,804
– –
PFE icon
69
Pfizer
PFE
$140B
$515K 0.1%
12,789
– –
VO icon
70
Vanguard Mid-Cap ETF
VO
$87.4B
$494K 0.1%
3,075
– –
GOOG icon
71
Alphabet (Google) Class C
GOOG
$2.81T
$483K 0.09%
8,240
-1,220
-13% -$71.5K
EEMV icon
72
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.58B
$463K 0.09%
+7,814
New +$463K
EEM icon
73
iShares MSCI Emerging Markets ETF
EEM
$19B
$425K 0.08%
9,892
– –
VXF icon
74
Vanguard Extended Market ETF
VXF
$24B
$416K 0.08%
3,600
– –
HON icon
75
Honeywell
HON
$137B
$409K 0.08%
2,574
– –
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3
4 5