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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-13.26%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$444M
AUM Growth
-$44.5M
Cap. Flow
+$24.2M
Cap. Flow %
5.44%
Top 10 Hldgs %
64.34%
Holding
114
New
9
Increased
27
Reduced
42
Closed
7

Top Buys

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$7.65M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.13M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$5.47M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M
5
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$4.74M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$8.39M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.7M
3
IDV icon
iShares International Select Dividend ETF
IDV
+$1.34M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.1M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.1M

Sector Composition

Rank Sector Weight
1 Financials 3.05%
2 Technology 1.82%
3 Consumer Discretionary 0.76%
4 Healthcare 0.5%
5 Energy 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
51
iShares S&P 100 ETF
OEF
$19.9B
$767K 0.17%
6,880
– –
RWK icon
52
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.32B
$701K 0.16%
13,674
– –
SOXX icon
53
iShares Semiconductor ETF
SOXX
$41.7B
$690K 0.16%
13,200
– –
RWJ icon
54
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
$644K 0.15%
33,699
– –
HD icon
55
Home Depot
HD
$332B
$630K 0.14%
3,666
-35
-0.9% -$6.28K
JPM icon
56
JPMorgan Chase
JPM
$933B
$605K 0.14%
6,202
+1,285
+26% +$137K
SCZ icon
57
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$604K 0.14%
11,655
-1,400
-11% -$78.4K
RSP icon
58
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$562K 0.13%
6,150
-400
-6% -$39.6K
BSCM
59
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$558K 0.13%
27,063
+9,103
+51% +$187K
PDN icon
60
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$356M
$553K 0.12%
20,063
-1,800
-8% -$53.2K
BSCP
61
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$549K 0.12%
+27,922
New +$547K
PFE icon
62
Pfizer
PFE
$142B
$530K 0.12%
12,789
-2,957
-19% -$123K
TJX icon
63
TJX Companies
TJX
$176B
$530K 0.12%
11,854
– –
DEM icon
64
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$520K 0.12%
12,955
– –
GOOG icon
65
Alphabet (Google) Class C
GOOG
$4.08T
$490K 0.11%
9,460
-5,580
-37% -$299K
PEP icon
66
PepsiCo
PEP
$191B
$474K 0.11%
4,294
-109
-2% -$12.3K
IWR icon
67
iShares Russell Mid-Cap ETF
IWR
$56.1B
$456K 0.1%
9,804
– –
VO icon
68
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$425K 0.1%
12,300
– –
EMD
69
Western Asset Emerging Markets Debt Fund
EMD
$611M
$398K 0.09%
32,405
-12,841
-28% -$162K
EEM icon
70
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$386K 0.09%
9,892
-1,190
-11% -$47.7K
DIS icon
71
Walt Disney
DIS
$167B
$385K 0.09%
3,510
– –
VYM icon
72
Vanguard High Dividend Yield ETF
VYM
$80.9B
$368K 0.08%
4,720
+811
+21% +$67.6K
SLYG icon
73
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$365K 0.08%
+6,761
New +$403K
EWX icon
74
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$648M
$363K 0.08%
8,860
– –
VXF icon
75
Vanguard Extended Market ETF
VXF
$30.4B
$359K 0.08%
3,600
+350
+11% +$38.4K
1 2
3
4 5

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HFM
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Klingman & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Klingman & Associates held 114 positions worth $444M, down 9.1% from $489M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $24.2M of net new capital in Q4 2018, opening 9 new positions and adding to 27 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $8.39M trimmed.

  • Klingman & Associates's largest Q4 2018 buy was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.
  • Klingman & Associates added most to Tortoise North American Pipeline ETF in Q4 2018, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q4 2018 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $8.39M.
  • Klingman & Associates fully exited First Trust Senior Floating Rate Income Fund II in Q4 2018, selling an estimated $920K.
  • Klingman & Associates's ten largest holdings make up 64% of its $444M portfolio in Q4 2018.
  • Klingman & Associates opened 9 new positions and closed 7 in Q4 2018.
  • Klingman & Associates's portfolio value fell 9.1% quarter-over-quarter to $444M.

Based on Klingman & Associates's 13F filing for Q4 2018, filed 28 Jan 2019.