KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+4.54%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$489M
AUM Growth
+$489M
Cap. Flow
+$3.84M
Cap. Flow %
0.79%
Top 10 Hldgs %
64.78%
Holding
107
New
5
Increased
36
Reduced
27
Closed
2

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$2.32M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$1.66M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
$1M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$939K
5
PPG icon
PPG Industries
PPG
$365K

Top Sells

1
JLL icon
Jones Lang LaSalle
JLL
$1.25M
2
TIP icon
iShares TIPS Bond ETF
TIP
$823K
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$567K
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$476K
5
SDY icon
SPDR S&P Dividend ETF
SDY
$408K

Sector Composition

1 Financials 3.51%
2 Technology 2.3%
3 Consumer Discretionary 0.86%
4 Healthcare 0.51%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RWJ icon
51
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.6B
$846K 0.17%
11,233
– –
SOXX icon
52
iShares Semiconductor ETF
SOXX
$13.6B
$814K 0.17%
4,400
– –
SCZ icon
53
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$813K 0.17%
13,055
– –
HD icon
54
Home Depot
HD
$405B
$767K 0.16%
3,701
+415
+13% +$86K
PDN icon
55
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$359M
$714K 0.15%
21,863
+3,443
+19% +$112K
RSP icon
56
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$700K 0.14%
6,550
– –
FRA icon
57
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$696K 0.14%
50,436
-8,575
-15% -$118K
TJX icon
58
TJX Companies
TJX
$152B
$664K 0.14%
5,927
– –
PFE icon
59
Pfizer
PFE
$141B
$658K 0.13%
14,939
+1,313
+10% +$57.8K
EMD
60
Western Asset Emerging Markets Debt Fund
EMD
$599M
$607K 0.12%
45,246
-1,500
-3% -$20.1K
DEM icon
61
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
$566K 0.12%
12,955
-100
-0.8% -$4.37K
JPM icon
62
JPMorgan Chase
JPM
$829B
$555K 0.11%
4,917
+126
+3% +$14.2K
IWR icon
63
iShares Russell Mid-Cap ETF
IWR
$44.4B
$540K 0.11%
2,451
– –
VO icon
64
Vanguard Mid-Cap ETF
VO
$87.5B
$505K 0.1%
3,075
– –
CHY
65
Calamos Convertible and High Income Fund
CHY
$869M
$494K 0.1%
37,240
– –
PEP icon
66
PepsiCo
PEP
$204B
$492K 0.1%
4,403
+19
+0.4% +$2.12K
EEM icon
67
iShares MSCI Emerging Markets ETF
EEM
$19B
$476K 0.1%
11,082
+1
+0% +$43
RWX icon
68
SPDR Dow Jones International Real Estate ETF
RWX
$305M
$455K 0.09%
11,902
+13
+0.1% +$497
HON icon
69
Honeywell
HON
$139B
$434K 0.09%
2,609
+615
+31% +$102K
VSS icon
70
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.72B
$421K 0.09%
3,750
– –
DIS icon
71
Walt Disney
DIS
$213B
$410K 0.08%
3,510
+1
+0% +$117
VXF icon
72
Vanguard Extended Market ETF
VXF
$23.9B
$399K 0.08%
3,250
– –
EWX icon
73
SPDR S&P Emerging Markets Small Cap ETF
EWX
$718M
$397K 0.08%
8,860
– –
KMX icon
74
CarMax
KMX
$9.21B
$390K 0.08%
5,226
+21
+0.4% +$1.57K
CACC icon
75
Credit Acceptance
CACC
$5.78B
$386K 0.08%
882
– –
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