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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+4.54%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$489M
AUM Growth
+$23.9M
Cap. Flow
+$3.71M
Cap. Flow %
0.76%
Top 10 Hldgs %
64.78%
Holding
107
New
5
Increased
36
Reduced
27
Closed
2

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.27M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.66M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$986K
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$938K
5
PPG icon
PPG Industries
PPG
+$364K

Top Sells

Rank Stock Value
1
JLL icon
Jones Lang LaSalle
JLL
+$1.25M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$831K
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$572K
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$480K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$404K

Sector Composition

Rank Sector Weight
1 Financials 3.51%
2 Technology 2.3%
3 Consumer Discretionary 0.86%
4 Healthcare 0.51%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWJ icon
51
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.08B
$846K 0.17%
33,699
– –
SOXX icon
52
iShares Semiconductor ETF
SOXX
$38.4B
$814K 0.17%
13,200
– –
SCZ icon
53
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$813K 0.17%
13,055
– –
HD icon
54
Home Depot
HD
$337B
$767K 0.16%
3,701
+415
+13% +$83.5K
PDN icon
55
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$347M
$714K 0.15%
21,863
+3,443
+19% +$113K
RSP icon
56
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$700K 0.14%
6,550
– –
FRA icon
57
BlackRock Floating Rate Income Strategies Fund
FRA
$380M
$696K 0.14%
50,436
-8,575
-15% -$119K
TJX icon
58
TJX Companies
TJX
$179B
$664K 0.14%
11,854
– –
PFE icon
59
Pfizer
PFE
$143B
$658K 0.13%
15,746
+1,384
+10% +$53.3K
EMD
60
Western Asset Emerging Markets Debt Fund
EMD
$606M
$607K 0.12%
45,246
-1,500
-3% -$20.2K
DEM icon
61
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$566K 0.12%
12,955
-100
-0.8% -$4.35K
JPM icon
62
JPMorgan Chase
JPM
$916B
$555K 0.11%
4,917
+126
+3% +$14.3K
IWR icon
63
iShares Russell Mid-Cap ETF
IWR
$55.9B
$540K 0.11%
9,804
– –
VO icon
64
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$505K 0.1%
12,300
– –
CHY
65
Calamos Convertible and High Income Fund
CHY
$978M
$494K 0.1%
37,240
– –
PEP icon
66
PepsiCo
PEP
$196B
$492K 0.1%
4,403
+19
+0.4% +$2.15K
EEM icon
67
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$476K 0.1%
11,082
+1
+0% +$43
RWX icon
68
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$455K 0.09%
11,902
+13
+0.1% +$508
HON icon
69
Honeywell
HON
$76.4B
$434K 0.09%
2,888
+681
+31% +$96.5K
VSS icon
70
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$421K 0.09%
3,750
– –
DIS icon
71
Walt Disney
DIS
$171B
$410K 0.08%
3,510
+1
+0% +$111
VXF icon
72
Vanguard Extended Market ETF
VXF
$30B
$399K 0.08%
3,250
– –
EWX icon
73
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$397K 0.08%
8,860
– –
KMX icon
74
CarMax
KMX
$8.39B
$390K 0.08%
5,226
+21
+0.4% +$1.6K
CACC icon
75
Credit Acceptance
CACC
$5.82B
$386K 0.08%
882
– –
1 2
3
4 5

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Klingman & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Klingman & Associates held 107 positions worth $489M, up 5.1% from $465M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates's Q3 2018 filing shows 5 new, 36 increased, 27 reduced and 2 closed positions. Its largest new stake was PPG Industries: 3,342 shares worth $365K. The largest sale was Jones Lang LaSalle, an estimated $1.25M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, down from 3.6% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2018 buy was PPG Industries: 3,342 shares worth $365K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $2.27M increase.
  • Klingman & Associates's biggest Q3 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $831K.
  • Klingman & Associates fully exited Jones Lang LaSalle in Q3 2018, selling an estimated $1.25M.
  • Klingman & Associates's ten largest holdings make up 65% of its $489M portfolio in Q3 2018.
  • Klingman & Associates opened 5 new positions and closed 2 in Q3 2018.
  • Klingman & Associates's portfolio value rose 5.1% quarter-over-quarter to $489M.

Based on Klingman & Associates's 13F filing for Q3 2018, filed 26 Oct 2018.