KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.78%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$465M
AUM Growth
+$465M
Cap. Flow
+$3.57M
Cap. Flow %
0.77%
Top 10 Hldgs %
64.69%
Holding
112
New
5
Increased
25
Reduced
44
Closed
10

Top Buys

1
TPYP icon
Tortoise North American Pipeline Fund
TPYP
$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$3.34M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$2.22M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$1.53M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.27M

Top Sells

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$17.7M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$4.5M
3
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$4.04M
4
TIP icon
iShares TIPS Bond ETF
TIP
$2.02M
5
IDV icon
iShares International Select Dividend ETF
IDV
$1.2M

Sector Composition

1 Financials 3.64%
2 Technology 1.96%
3 Consumer Discretionary 0.74%
4 Healthcare 0.45%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRA icon
51
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$820K 0.18%
59,011
-7,900
-12% -$110K
SCZ icon
52
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$819K 0.18%
13,055
– –
GOOG icon
53
Alphabet (Google) Class C
GOOG
$2.58T
$817K 0.18%
732
+14
+2% +$15.6K
SOXX icon
54
iShares Semiconductor ETF
SOXX
$13.6B
$784K 0.17%
4,400
– –
AMZN icon
55
Amazon
AMZN
$2.44T
$756K 0.16%
445
-23
-5% -$39.1K
RSP icon
56
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$667K 0.14%
6,550
– –
HD icon
57
Home Depot
HD
$405B
$641K 0.14%
3,286
-76
-2% -$14.8K
EMD
58
Western Asset Emerging Markets Debt Fund
EMD
$599M
$620K 0.13%
46,746
-3,360
-7% -$44.6K
PDN icon
59
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$359M
$611K 0.13%
18,420
– –
TJX icon
60
TJX Companies
TJX
$152B
$564K 0.12%
5,927
-55
-0.9% -$5.23K
DEM icon
61
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
$560K 0.12%
13,055
-900
-6% -$38.6K
IWR icon
62
iShares Russell Mid-Cap ETF
IWR
$44.4B
$520K 0.11%
2,451
-100
-4% -$21.2K
JPM icon
63
JPMorgan Chase
JPM
$829B
$499K 0.11%
4,791
-542
-10% -$56.5K
PFE icon
64
Pfizer
PFE
$141B
$494K 0.11%
13,626
-612
-4% -$22.2K
VO icon
65
Vanguard Mid-Cap ETF
VO
$87.5B
$485K 0.1%
3,075
– –
EEM icon
66
iShares MSCI Emerging Markets ETF
EEM
$19B
$480K 0.1%
11,081
+2,230
+25% +$96.6K
PEP icon
67
PepsiCo
PEP
$204B
$477K 0.1%
4,384
-1,209
-22% -$132K
CHY
68
Calamos Convertible and High Income Fund
CHY
$869M
$474K 0.1%
37,240
-1,001
-3% -$12.7K
RWX icon
69
SPDR Dow Jones International Real Estate ETF
RWX
$305M
$465K 0.1%
11,889
+12
+0.1% +$469
VSS icon
70
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.72B
$433K 0.09%
3,750
– –
EWX icon
71
SPDR S&P Emerging Markets Small Cap ETF
EWX
$718M
$420K 0.09%
8,860
– –
VXF icon
72
Vanguard Extended Market ETF
VXF
$23.9B
$383K 0.08%
3,250
– –
KMX icon
73
CarMax
KMX
$9.21B
$379K 0.08%
5,205
-9
-0.2% -$655
SCHW icon
74
Charles Schwab
SCHW
$174B
$377K 0.08%
7,376
+658
+10% +$33.6K
VVR icon
75
Invesco Senior Income Trust
VVR
$561M
$372K 0.08%
86,863
-1,000
-1% -$4.28K
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3
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