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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$465M
AUM Growth
+$18.8M
Cap. Flow
+$2.89M
Cap. Flow %
0.62%
Top 10 Hldgs %
64.69%
Holding
112
New
5
Increased
25
Reduced
44
Closed
10

Top Buys

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$22.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.33M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.2M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.59M
5
JLL icon
Jones Lang LaSalle
JLL
+$1.27M

Top Sells

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$17.5M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.5M
3
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$3.97M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$1.25M

Sector Composition

Rank Sector Weight
1 Financials 3.64%
2 Technology 1.96%
3 Consumer Discretionary 0.74%
4 Healthcare 0.45%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
51
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$820K 0.18%
59,011
-7,900
-12% -$113K
SCZ icon
52
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$819K 0.18%
13,055
– –
GOOG icon
53
Alphabet (Google) Class C
GOOG
$3.99T
$817K 0.18%
14,640
+280
+2% +$15.1K
SOXX icon
54
iShares Semiconductor ETF
SOXX
$42.7B
$784K 0.17%
13,200
– –
AMZN icon
55
Amazon
AMZN
$2.49T
$756K 0.16%
8,900
-460
-5% -$36.5K
RSP icon
56
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$667K 0.14%
6,550
– –
HD icon
57
Home Depot
HD
$335B
$641K 0.14%
3,286
-76
-2% -$14.2K
EMD
58
Western Asset Emerging Markets Debt Fund
EMD
$609M
$620K 0.13%
46,746
-3,360
-7% -$46.6K
PDN icon
59
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$350M
$611K 0.13%
18,420
– –
TJX icon
60
TJX Companies
TJX
$173B
$564K 0.12%
11,854
-110
-0.9% -$4.83K
DEM icon
61
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$560K 0.12%
13,055
-900
-6% -$41.2K
IWR icon
62
iShares Russell Mid-Cap ETF
IWR
$56.1B
$520K 0.11%
9,804
-400
-4% -$21.1K
JPM icon
63
JPMorgan Chase
JPM
$947B
$499K 0.11%
4,791
-542
-10% -$59.5K
PFE icon
64
Pfizer
PFE
$141B
$494K 0.11%
14,362
-645
-4% -$22K
VO icon
65
Vanguard Mid-Cap ETF
VO
$107B
$485K 0.1%
12,300
– –
EEM icon
66
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$480K 0.1%
11,081
+2,230
+25% +$103K
PEP icon
67
PepsiCo
PEP
$191B
$477K 0.1%
4,384
-1,209
-22% -$125K
CHY
68
Calamos Convertible and High Income Fund
CHY
$1.02B
$474K 0.1%
37,240
-1,001
-3% -$12.3K
RWX icon
69
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$465K 0.1%
11,889
+12
+0.1% +$481
VSS icon
70
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$433K 0.09%
3,750
– –
EWX icon
71
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$667M
$420K 0.09%
8,860
– –
VXF icon
72
Vanguard Extended Market ETF
VXF
$30.5B
$383K 0.08%
3,250
– –
KMX icon
73
CarMax
KMX
$8.29B
$379K 0.08%
5,205
-9
-0.2% -$601
SCHW
74
Charles Schwab
SCHW
$181B
$377K 0.08%
7,376
+658
+10% +$36.4K
VVR icon
75
Invesco Senior Income Trust
VVR
$456M
$372K 0.08%
86,863
-1,000
-1% -$4.4K
1 2
3
4 5

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Klingman & Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Klingman & Associates held 112 positions worth $465M, up 4.2% from $446M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates's Q2 2018 filing shows 5 new, 25 increased, 44 reduced and 10 closed positions. Its largest new stake was Tortoise North American Pipeline ETF: 1,005,475 shares worth $23.4M. The largest sale was UBS E-TRACS Alerian MLP Infrastructure ETN, an estimated $17.5M.

By sector, the portfolio is most concentrated in Financials at 3.6% of assets, down from 3.8% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q2 2018 buy was Tortoise North American Pipeline ETF: 1,005,475 shares worth $23.4M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2018, an estimated $3.33M increase.
  • Klingman & Associates's biggest Q2 2018 reduction was UBS E-TRACS Alerian MLP Infrastructure ETN, cutting an estimated $17.5M.
  • Klingman & Associates fully exited iShares Russell 1000 Growth ETF in Q2 2018, selling an estimated $653K.
  • Klingman & Associates's ten largest holdings make up 65% of its $465M portfolio in Q2 2018.
  • Klingman & Associates opened 5 new positions and closed 10 in Q2 2018.
  • Klingman & Associates's portfolio value rose 4.2% quarter-over-quarter to $465M.

Based on Klingman & Associates's 13F filing for Q2 2018, filed 2 Aug 2018.