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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.64%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$446M
AUM Growth
-$11.7M
Cap. Flow
+$1.36M
Cap. Flow %
0.3%
Top 10 Hldgs %
66.51%
Holding
116
New
3
Increased
38
Reduced
31
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.84M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$2.66M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.44M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.79M
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.87M
2
LHX icon
L3Harris
LHX
+$2.18M
3
CFG icon
Citizens Financial Group
CFG
+$1.66M
4
JNJ icon
Johnson & Johnson
JNJ
+$1.07M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$747K

Sector Composition

Rank Sector Weight
1 Financials 3.77%
2 Technology 1.89%
3 Consumer Discretionary 0.58%
4 Healthcare 0.55%
5 Communication Services 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
51
Alphabet (Google) Class C
GOOG
$4.36T
$741K 0.17%
14,360
-8,120
-36% -$448K
EMD
52
Western Asset Emerging Markets Debt Fund
EMD
$609M
$728K 0.16%
50,106
-5,235
-9% -$79.2K
AMZN icon
53
Amazon
AMZN
$2.92T
$677K 0.15%
9,360
-3,020
-24% -$216K
DEM icon
54
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$667K 0.15%
13,955
+600
+4% +$28.7K
IWF icon
55
iShares Russell 1000 Growth ETF
IWF
$121B
$653K 0.15%
19,204
– –
RSP icon
56
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$652K 0.15%
6,550
– –
PDN icon
57
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$352M
$628K 0.14%
18,420
– –
PEP icon
58
PepsiCo
PEP
$190B
$610K 0.14%
5,593
+6
+0.1% +$682
HD icon
59
Home Depot
HD
$331B
$599K 0.13%
3,362
+58
+2% +$10.9K
JPM icon
60
JPMorgan Chase
JPM
$935B
$586K 0.13%
5,333
+542
+11% +$61.4K
IWR icon
61
iShares Russell Mid-Cap ETF
IWR
$56B
$527K 0.12%
10,204
– –
PFE icon
62
Pfizer
PFE
$143B
$505K 0.11%
15,007
+327
+2% +$11.2K
TJX icon
63
TJX Companies
TJX
$174B
$488K 0.11%
11,964
-7,992
-40% -$316K
RWX icon
64
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$475K 0.11%
11,877
+6
+0.1% +$242
VO icon
65
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$474K 0.11%
12,300
– –
EWX icon
66
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$652M
$465K 0.1%
8,860
– –
CHY
67
Calamos Convertible and High Income Fund
CHY
$1.01B
$447K 0.1%
38,241
– –
VSS icon
68
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$447K 0.1%
3,750
+335
+10% +$40.5K
EEM icon
69
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$427K 0.1%
8,851
– –
IWD icon
70
iShares Russell 1000 Value ETF
IWD
$82.2B
$407K 0.09%
3,392
– –
VVR icon
71
Invesco Senior Income Trust
VVR
$457M
$387K 0.09%
87,863
-13,988
-14% -$61.9K
SCHE icon
72
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$377K 0.08%
13,152
– –
VYM icon
73
Vanguard High Dividend Yield ETF
VYM
$80.9B
$369K 0.08%
4,476
– –
EMB icon
74
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$367K 0.08%
3,251
-200
-6% -$22.7K
VXF icon
75
Vanguard Extended Market ETF
VXF
$30.3B
$363K 0.08%
3,250
– –
1 2
3
4 5

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HFM
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G
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SCA
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BAM
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Klingman & Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Klingman & Associates held 116 positions worth $446M, down 2.6% from $458M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Klingman & Associates's Q1 2018 filing shows 3 new, 38 increased, 31 reduced and 9 closed positions. Its largest new stake was iShares US Treasury Bond ETF: 12,411 shares worth $306K. The largest sale was Apple, an estimated $4.87M.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 4.3% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2018 buy was iShares US Treasury Bond ETF: 12,411 shares worth $306K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $3.84M increase.
  • Klingman & Associates's biggest Q1 2018 reduction was Apple, cutting an estimated $4.87M.
  • Klingman & Associates fully exited L3Harris in Q1 2018, selling an estimated $2.18M.
  • Klingman & Associates's ten largest holdings make up 67% of its $446M portfolio in Q1 2018.
  • Klingman & Associates opened 3 new positions and closed 9 in Q1 2018.
  • Klingman & Associates's portfolio value fell 2.6% quarter-over-quarter to $446M.

Based on Klingman & Associates's 13F filing for Q1 2018, filed 25 Apr 2018.