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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$458M
AUM Growth
+$51.1M
Cap. Flow
+$35.9M
Cap. Flow %
7.84%
Top 10 Hldgs %
64.35%
Holding
117
New
22
Increased
27
Reduced
37
Closed
4

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.9M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$6.25M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$2.99M
5
LHX icon
L3Harris
LHX
+$2.15M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$1.5M
2
CFG icon
Citizens Financial Group
CFG
+$978K
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$596K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$582K
5
GE icon
GE Aerospace
GE
+$538K

Sector Composition

Rank Sector Weight
1 Financials 4.27%
2 Technology 2.86%
3 Consumer Discretionary 0.91%
4 Healthcare 0.88%
5 Communication Services 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
51
Vanguard Small-Cap ETF
VB
$79.5B
$806K 0.18%
5,455
+738
+16% +$107K
RWJ icon
52
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$771K 0.17%
33,099
-789
-2% -$17.9K
TJX icon
53
TJX Companies
TJX
$170B
$763K 0.17%
+19,956
New +$724K
SOXX icon
54
iShares Semiconductor ETF
SOXX
$44.2B
$747K 0.16%
13,200
– –
XRAY icon
55
Dentsply Sirona
XRAY
$2.59B
$725K 0.16%
+11,007
New +$700K
AMZN icon
56
Amazon
AMZN
$2.5T
$724K 0.16%
12,380
+6,400
+107% +$352K
PEP icon
57
PepsiCo
PEP
$186B
$670K 0.15%
5,587
-94
-2% -$10.7K
RSP icon
58
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$662K 0.14%
6,550
– –
IWF icon
59
iShares Russell 1000 Growth ETF
IWF
$122B
$647K 0.14%
19,204
– –
PDN icon
60
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$634K 0.14%
18,420
+2,200
+14% +$73.9K
HD icon
61
Home Depot
HD
$332B
$626K 0.14%
+3,304
New +$570K
DEM icon
62
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$606K 0.13%
13,355
-2,523
-16% -$110K
SCHW
63
Charles Schwab
SCHW
$177B
$562K 0.12%
+10,939
New +$514K
KMX icon
64
CarMax
KMX
$8.27B
$553K 0.12%
+8,627
New +$615K
WFC icon
65
Wells Fargo
WFC
$261B
$552K 0.12%
+9,091
New +$513K
IWR icon
66
iShares Russell Mid-Cap ETF
IWR
$56.8B
$531K 0.12%
10,204
– –
JPM icon
67
JPMorgan Chase
JPM
$939B
$512K 0.11%
4,791
-311
-6% -$31.5K
PFE icon
68
Pfizer
PFE
$140B
$504K 0.11%
14,680
-124
-0.8% -$4.23K
MHK icon
69
Mohawk Industries
MHK
$6.9B
$497K 0.11%
+1,802
New +$483K
RWX icon
70
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$481K 0.11%
11,871
+307
+3% +$12K
VO icon
71
Vanguard Mid-Cap ETF
VO
$106B
$476K 0.1%
12,300
– –
CACC icon
72
Credit Acceptance
CACC
$6B
$464K 0.1%
+1,434
New +$426K
EWX icon
73
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
$461K 0.1%
8,860
– –
CHY
74
Calamos Convertible and High Income Fund
CHY
$1.03B
$453K 0.1%
38,241
– –
VVR icon
75
Invesco Senior Income Trust
VVR
$456M
$447K 0.1%
101,851
-5,836
-5% -$25.7K
1 2
3
4 5

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Klingman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Klingman & Associates held 117 positions worth $458M, up 13% from $406M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $35.9M of net new capital in Q4 2017, opening 22 new positions and adding to 27 existing holdings. Its largest new stake was L3Harris: 15,367 shares worth $2.18M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $1.5M trimmed.

  • Klingman & Associates's largest Q4 2017 buy was L3Harris: 15,367 shares worth $2.18M.
  • Klingman & Associates added most to Apple in Q4 2017, an estimated $10.9M increase.
  • Klingman & Associates's biggest Q4 2017 reduction was Johnson & Johnson, cutting an estimated $1.5M.
  • Klingman & Associates fully exited GE Aerospace in Q4 2017, selling an estimated $538K.
  • Klingman & Associates's ten largest holdings make up 64% of its $458M portfolio in Q4 2017.
  • Klingman & Associates opened 22 new positions and closed 4 in Q4 2017.
  • Klingman & Associates's portfolio value rose 13% quarter-over-quarter to $458M.

Based on Klingman & Associates's 13F filing for Q4 2017, filed 2 Feb 2018.