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Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$375M
AUM Growth
+$14.6M
Cap. Flow
+$13.5M
Cap. Flow %
3.6%
Top 10 Hldgs %
67.95%
Holding
101
New
6
Increased
35
Reduced
32
Closed
6

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.59M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.4M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.09M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.86M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$997K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$889K
3
IDV icon
iShares International Select Dividend ETF
IDV
+$800K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$622K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$563K

Sector Composition

Rank Sector Weight
1 Financials 3.79%
2 Healthcare 0.43%
3 Energy 0.42%
4 Industrials 0.36%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
51
iShares Russell 1000 Growth ETF
IWF
$122B
$603K 0.16%
20,272
– –
CHY
52
Calamos Convertible and High Income Fund
CHY
$1.03B
$595K 0.16%
50,241
+1,370
+3% +$15.9K
JNJ icon
53
Johnson & Johnson
JNJ
$635B
$555K 0.15%
4,195
+556
+15% +$70.9K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.07T
$525K 0.14%
3,098
-169
-5% -$28.1K
VVR icon
55
Invesco Senior Income Trust
VVR
$456M
$525K 0.14%
115,099
-353
-0.3% -$1.64K
IWR icon
56
iShares Russell Mid-Cap ETF
IWR
$56.8B
$490K 0.13%
10,204
– –
PFE icon
57
Pfizer
PFE
$140B
$485K 0.13%
15,228
-4,977
-25% -$157K
JPM icon
58
JPMorgan Chase
JPM
$939B
$476K 0.13%
5,213
+790
+18% +$68.2K
AAPL icon
59
Apple
AAPL
$4.89T
$466K 0.12%
12,952
-88
-0.7% -$3.25K
VO icon
60
Vanguard Mid-Cap ETF
VO
$106B
$462K 0.12%
12,980
+1,900
+17% +$67.1K
RWX icon
61
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$455K 0.12%
11,953
-1,588
-12% -$61.4K
IWD icon
62
iShares Russell 1000 Value ETF
IWD
$82B
$439K 0.12%
3,772
– –
INB
63
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$434K 0.12%
45,595
-2,000
-4% -$18.7K
EWX icon
64
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
$413K 0.11%
8,860
– –
EMB icon
65
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$412K 0.11%
3,600
– –
PDN icon
66
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$404K 0.11%
12,948
+948
+8% +$28.9K
DIS icon
67
Walt Disney
DIS
$165B
$373K 0.1%
3,510
-492
-12% -$53.9K
VYM icon
68
Vanguard High Dividend Yield ETF
VYM
$81.1B
$350K 0.09%
4,476
-1,143
-20% -$89K
HSY icon
69
Hershey
HSY
$35.4B
$344K 0.09%
3,200
– –
CSX icon
70
CSX Corp
CSX
$98.6B
$342K 0.09%
+18,792
New +$322K
VZ icon
71
Verizon
VZ
$194B
$341K 0.09%
7,628
+3,053
+67% +$142K
EMLP icon
72
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$336K 0.09%
13,696
– –
WIP icon
73
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$333K 0.09%
6,000
– –
VXF icon
74
Vanguard Extended Market ETF
VXF
$30.3B
$332K 0.09%
3,250
– –
SCHE icon
75
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$327K 0.09%
13,152
– –
1 2
3
4 5

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Klingman & Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Klingman & Associates held 101 positions worth $375M, up 4.1% from $360M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates deployed $13.5M of net new capital in Q2 2017, opening 6 new positions and adding to 35 existing holdings. Its largest new stake was CSX Corp: 18,792 shares worth $342K.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 3.9% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $889K trimmed.

  • Klingman & Associates's largest Q2 2017 buy was CSX Corp: 18,792 shares worth $342K.
  • Klingman & Associates added most to UBS E-TRACS Alerian MLP Infrastructure ETN in Q2 2017, an estimated $3.59M increase.
  • Klingman & Associates's biggest Q2 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $889K.
  • Klingman & Associates fully exited First Horizon in Q2 2017, selling an estimated $997K.
  • Klingman & Associates's ten largest holdings make up 68% of its $375M portfolio in Q2 2017.
  • Klingman & Associates opened 6 new positions and closed 6 in Q2 2017.
  • Klingman & Associates's portfolio value rose 4.1% quarter-over-quarter to $375M.

Based on Klingman & Associates's 13F filing for Q2 2017, filed 21 Jul 2017.