KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+0.43%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$375M
AUM Growth
+$375M
Cap. Flow
+$13.4M
Cap. Flow %
3.58%
Top 10 Hldgs %
67.95%
Holding
101
New
6
Increased
35
Reduced
32
Closed
6

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.49M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$3.43M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.09M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$2.89M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$2.44M

Top Sells

1
FHN icon
First Horizon
FHN
$997K
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$897K
3
IDV icon
iShares International Select Dividend ETF
IDV
$808K
4
EFA icon
iShares MSCI EAFE ETF
EFA
$626K
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$568K

Sector Composition

1 Financials 3.79%
2 Healthcare 0.43%
3 Energy 0.42%
4 Industrials 0.36%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IWF icon
51
iShares Russell 1000 Growth ETF
IWF
$116B
$603K 0.16%
5,068
– –
CHY
52
Calamos Convertible and High Income Fund
CHY
$869M
$595K 0.16%
50,241
+1,370
+3% +$16.2K
JNJ icon
53
Johnson & Johnson
JNJ
$427B
$555K 0.15%
4,195
+556
+15% +$73.6K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.09T
$525K 0.14%
3,098
-169
-5% -$28.6K
VVR icon
55
Invesco Senior Income Trust
VVR
$561M
$525K 0.14%
115,099
-353
-0.3% -$1.61K
IWR icon
56
iShares Russell Mid-Cap ETF
IWR
$44.4B
$490K 0.13%
2,551
– –
PFE icon
57
Pfizer
PFE
$141B
$485K 0.13%
14,448
-4,722
-25% -$159K
JPM icon
58
JPMorgan Chase
JPM
$829B
$476K 0.13%
5,213
+790
+18% +$72.1K
AAPL icon
59
Apple
AAPL
$3.45T
$466K 0.12%
3,238
-22
-0.7% -$3.17K
VO icon
60
Vanguard Mid-Cap ETF
VO
$87.5B
$462K 0.12%
3,245
+475
+17% +$67.6K
RWX icon
61
SPDR Dow Jones International Real Estate ETF
RWX
$305M
$455K 0.12%
11,953
-1,588
-12% -$60.4K
IWD icon
62
iShares Russell 1000 Value ETF
IWD
$63.5B
$439K 0.12%
3,772
– –
INB
63
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$434K 0.12%
45,595
-2,000
-4% -$19K
EWX icon
64
SPDR S&P Emerging Markets Small Cap ETF
EWX
$718M
$413K 0.11%
8,860
– –
EMB icon
65
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$412K 0.11%
3,600
– –
PDN icon
66
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$359M
$404K 0.11%
12,948
+948
+8% +$29.6K
DIS icon
67
Walt Disney
DIS
$213B
$373K 0.1%
3,510
-492
-12% -$52.3K
VYM icon
68
Vanguard High Dividend Yield ETF
VYM
$64B
$350K 0.09%
4,476
-1,143
-20% -$89.4K
HSY icon
69
Hershey
HSY
$37.3B
$344K 0.09%
3,200
– –
CSX icon
70
CSX Corp
CSX
$60.6B
$342K 0.09%
+6,264
New +$342K
VZ icon
71
Verizon
VZ
$186B
$341K 0.09%
7,628
+3,053
+67% +$136K
EMLP icon
72
First Trust North American Energy Infrastructure Fund
EMLP
$3.32B
$336K 0.09%
13,696
– –
WIP icon
73
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$338M
$333K 0.09%
6,000
– –
VXF icon
74
Vanguard Extended Market ETF
VXF
$23.9B
$332K 0.09%
3,250
– –
SCHE icon
75
Schwab Emerging Markets Equity ETF
SCHE
$10.7B
$327K 0.09%
13,152
– –
1 2
3
4 5