KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SOXX icon
51
iShares Semiconductor ETF
SOXX
$13.6B
$540K 0.16%
4,400
– –
CHY
52
Calamos Convertible and High Income Fund
CHY
$869M
$537K 0.16%
50,871
-1,000
-2% -$10.6K
MSFT icon
53
Microsoft
MSFT
$3.77T
$509K 0.15%
8,199
-583
-7% -$36.2K
IWF icon
54
iShares Russell 1000 Growth ETF
IWF
$116B
$498K 0.15%
4,752
+171
+4% +$17.9K
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.09T
$494K 0.15%
3,028
-150
-5% -$24.5K
RWX icon
56
SPDR Dow Jones International Real Estate ETF
RWX
$305M
$488K 0.15%
13,534
-3,953
-23% -$143K
IWR icon
57
iShares Russell Mid-Cap ETF
IWR
$44.4B
$465K 0.14%
2,601
+100
+4% +$17.9K
VYM icon
58
Vanguard High Dividend Yield ETF
VYM
$64B
$426K 0.13%
5,619
-148
-3% -$11.2K
JNJ icon
59
Johnson & Johnson
JNJ
$427B
$423K 0.13%
3,671
-175
-5% -$20.2K
INB
60
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$410K 0.12%
48,095
-1,000
-2% -$8.53K
DIS icon
61
Walt Disney
DIS
$213B
$407K 0.12%
3,901
-130
-3% -$13.6K
EMB icon
62
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$397K 0.12%
3,600
– –
VO icon
63
Vanguard Mid-Cap ETF
VO
$87.5B
$365K 0.11%
2,770
– –
AAPL icon
64
Apple
AAPL
$3.45T
$355K 0.11%
3,063
– –
PEP icon
65
PepsiCo
PEP
$204B
$353K 0.11%
3,374
-221
-6% -$23.1K
EWX icon
66
SPDR S&P Emerging Markets Small Cap ETF
EWX
$718M
$352K 0.11%
+8,860
New +$352K
IWD icon
67
iShares Russell 1000 Value ETF
IWD
$63.5B
$352K 0.11%
3,138
– –
EMLP icon
68
First Trust North American Energy Infrastructure Fund
EMLP
$3.32B
$346K 0.11%
13,696
– –
HON icon
69
Honeywell
HON
$139B
$339K 0.1%
2,925
-431
-13% -$50K
HSY icon
70
Hershey
HSY
$37.3B
$331K 0.1%
3,200
– –
PDN icon
71
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$359M
$324K 0.1%
12,000
– –
VXF icon
72
Vanguard Extended Market ETF
VXF
$23.9B
$312K 0.09%
3,250
– –
WIP icon
73
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$338M
$312K 0.09%
6,000
-400
-6% -$20.8K
NSL
74
DELISTED
NUVEEN SENIOR INCM FD
NSL
$306K 0.09%
45,129
-12,919
-22% -$87.6K
C icon
75
Citigroup
C
$178B
$305K 0.09%
5,133
-659
-11% -$39.2K
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