KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.72%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$332M
AUM Growth
+$332M
Cap. Flow
+$14.9M
Cap. Flow %
4.48%
Top 10 Hldgs %
63.36%
Holding
409
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
$1.49M
5
TIP icon
iShares TIPS Bond ETF
TIP
$1.4M

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$1.82M
2
RY icon
Royal Bank of Canada
RY
$743K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$498K
4
IDV icon
iShares International Select Dividend ETF
IDV
$335K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$311K

Sector Composition

1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHY
51
Calamos Convertible and High Income Fund
CHY
$868M
$571K 0.17%
51,871
-2,000
-4% -$22K
VSS icon
52
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.63B
$564K 0.17%
5,665
+150
+3% +$14.9K
VVR icon
53
Invesco Senior Income Trust
VVR
$556M
$557K 0.17%
128,572
-1,250
-1% -$5.42K
RSP icon
54
Invesco S&P 500 Equal Weight ETF
RSP
$73.5B
$556K 0.17%
6,652
– –
MSFT icon
55
Microsoft
MSFT
$3.76T
$506K 0.15%
8,782
– –
SOXX icon
56
iShares Semiconductor ETF
SOXX
$13.4B
$497K 0.15%
4,400
– –
IWF icon
57
iShares Russell 1000 Growth ETF
IWF
$117B
$477K 0.14%
4,581
-130
-3% -$13.5K
BRK.B icon
58
Berkshire Hathaway Class B
BRK.B
$1.08T
$459K 0.14%
3,178
+150
+5% +$21.7K
JNJ icon
59
Johnson & Johnson
JNJ
$429B
$454K 0.14%
3,846
+175
+5% +$20.7K
INB
60
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$436K 0.13%
49,095
+1,000
+2% +$8.88K
IWR icon
61
iShares Russell Mid-Cap ETF
IWR
$44B
$436K 0.13%
2,501
– –
EMB icon
62
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$422K 0.13%
3,600
– –
VYM icon
63
Vanguard High Dividend Yield ETF
VYM
$63.6B
$416K 0.13%
5,767
-89
-2% -$6.42K
PEP icon
64
PepsiCo
PEP
$203B
$391K 0.12%
3,595
– –
HON icon
65
Honeywell
HON
$136B
$391K 0.12%
3,356
+94
+3% +$10.9K
NSL
66
DELISTED
NUVEEN SENIOR INCM FD
NSL
$380K 0.11%
58,048
-10,000
-15% -$65.5K
DIS icon
67
Walt Disney
DIS
$211B
$374K 0.11%
4,031
+132
+3% +$12.2K
WIP icon
68
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$336M
$364K 0.11%
6,400
– –
VO icon
69
Vanguard Mid-Cap ETF
VO
$86.8B
$359K 0.11%
2,770
-210
-7% -$27.2K
EMLP icon
70
First Trust North American Energy Infrastructure Fund
EMLP
$3.3B
$347K 0.1%
13,696
– –
AAPL icon
71
Apple
AAPL
$3.54T
$346K 0.1%
3,063
– –
PDN icon
72
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$356M
$334K 0.1%
12,000
– –
IWD icon
73
iShares Russell 1000 Value ETF
IWD
$63.2B
$331K 0.1%
3,138
-50
-2% -$5.27K
PG icon
74
Procter & Gamble
PG
$370B
$324K 0.1%
3,607
+614
+21% +$55.2K
HSY icon
75
Hershey
HSY
$37.4B
$306K 0.09%
3,200
+1,200
+60% +$115K
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