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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
51
iShares Short Maturity Bond ETF
NEAR
$4.8B
$551K 0.18%
10,990
– –
VVR icon
52
Invesco Senior Income Trust
VVR
$456M
$543K 0.18%
129,822
-6,000
-4% -$24.6K
RSP icon
53
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$534K 0.17%
6,652
– –
VSS icon
54
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$513K 0.17%
5,515
+350
+7% +$33.2K
IWF icon
55
iShares Russell 1000 Growth ETF
IWF
$122B
$473K 0.15%
18,844
– –
MSFT icon
56
Microsoft
MSFT
$2.84T
$449K 0.15%
8,782
– –
JNJ icon
57
Johnson & Johnson
JNJ
$635B
$445K 0.14%
3,671
– –
BRK.B icon
58
Berkshire Hathaway Class B
BRK.B
$1.07T
$438K 0.14%
3,028
– –
IWR icon
59
iShares Russell Mid-Cap ETF
IWR
$56.8B
$421K 0.14%
10,004
– –
INB
60
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$419K 0.14%
48,095
– –
VYM icon
61
Vanguard High Dividend Yield ETF
VYM
$81.1B
$418K 0.14%
5,856
-243
-4% -$17K
EMB icon
62
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$415K 0.13%
3,600
– –
SOXX icon
63
iShares Semiconductor ETF
SOXX
$44.2B
$412K 0.13%
13,200
– –
NSL
64
DELISTED
NUVEEN SENIOR INCM FD
NSL
$411K 0.13%
68,048
-4,000
-6% -$23.9K
DIS icon
65
Walt Disney
DIS
$165B
$381K 0.12%
3,899
– –
PEP icon
66
PepsiCo
PEP
$186B
$381K 0.12%
3,595
– –
HON icon
67
Honeywell
HON
$77.1B
$379K 0.12%
3,630
– –
VO icon
68
Vanguard Mid-Cap ETF
VO
$106B
$368K 0.12%
11,920
– –
WIP icon
69
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$351K 0.11%
6,400
-2,500
-28% -$135K
DBEF icon
70
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$347K 0.11%
13,882
-890
-6% -$22.8K
EMLP icon
71
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$338K 0.11%
13,696
– –
IWD icon
72
iShares Russell 1000 Value ETF
IWD
$82B
$329K 0.11%
3,188
– –
PDN icon
73
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$309K 0.1%
12,000
– –
HD icon
74
Home Depot
HD
$332B
$302K 0.1%
2,367
– –
AAPL icon
75
Apple
AAPL
$4.89T
$293K 0.09%
12,252
– –
1 2
3
4 5

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Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.