KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+5.56%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$309M
AUM Growth
+$309M
Cap. Flow
+$16.1M
Cap. Flow %
5.21%
Top 10 Hldgs %
63.46%
Holding
407
New
13
Increased
29
Reduced
46
Closed
17

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$7.72M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$5.12M
3
TIP icon
iShares TIPS Bond ETF
TIP
$3.68M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.39M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.64M

Top Sells

1
ENH
Endurance Specialty Holdings Ltd
ENH
$2.64M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.74M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.08M
4
SDY icon
SPDR S&P Dividend ETF
SDY
$392K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$199K

Sector Composition

1 Financials 3.33%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEAR icon
51
iShares Short Maturity Bond ETF
NEAR
$3.52B
$551K 0.18%
10,990
– –
VVR icon
52
Invesco Senior Income Trust
VVR
$561M
$543K 0.18%
129,822
-6,000
-4% -$25.1K
RSP icon
53
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$534K 0.17%
6,652
– –
VSS icon
54
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.72B
$513K 0.17%
5,515
+350
+7% +$32.6K
IWF icon
55
iShares Russell 1000 Growth ETF
IWF
$116B
$473K 0.15%
4,711
– –
MSFT icon
56
Microsoft
MSFT
$3.77T
$449K 0.15%
8,782
– –
JNJ icon
57
Johnson & Johnson
JNJ
$427B
$445K 0.14%
3,671
– –
BRK.B icon
58
Berkshire Hathaway Class B
BRK.B
$1.09T
$438K 0.14%
3,028
– –
IWR icon
59
iShares Russell Mid-Cap ETF
IWR
$44.4B
$421K 0.14%
2,501
– –
INB
60
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$419K 0.14%
48,095
– –
VYM icon
61
Vanguard High Dividend Yield ETF
VYM
$64B
$418K 0.14%
5,856
-243
-4% -$17.3K
EMB icon
62
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$415K 0.13%
3,600
– –
SOXX icon
63
iShares Semiconductor ETF
SOXX
$13.6B
$412K 0.13%
4,400
– –
NSL
64
DELISTED
NUVEEN SENIOR INCM FD
NSL
$411K 0.13%
68,048
-4,000
-6% -$24.2K
DIS icon
65
Walt Disney
DIS
$213B
$381K 0.12%
3,899
– –
PEP icon
66
PepsiCo
PEP
$204B
$381K 0.12%
3,595
– –
HON icon
67
Honeywell
HON
$139B
$379K 0.12%
3,262
– –
VO icon
68
Vanguard Mid-Cap ETF
VO
$87.5B
$368K 0.12%
2,980
– –
WIP icon
69
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$338M
$351K 0.11%
6,400
-2,500
-28% -$137K
DBEF icon
70
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.93B
$347K 0.11%
13,882
-890
-6% -$22.2K
EMLP icon
71
First Trust North American Energy Infrastructure Fund
EMLP
$3.32B
$338K 0.11%
13,696
– –
IWD icon
72
iShares Russell 1000 Value ETF
IWD
$63.5B
$329K 0.11%
3,188
– –
PDN icon
73
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$359M
$309K 0.1%
12,000
– –
HD icon
74
Home Depot
HD
$405B
$302K 0.1%
2,367
– –
AAPL icon
75
Apple
AAPL
$3.45T
$293K 0.09%
3,063
– –
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