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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
51
Calamos Convertible and High Income Fund
CHY
$1.01B
$575K 0.21%
55,305
– –
PFE icon
52
Pfizer
PFE
$144B
$564K 0.2%
20,043
– –
NEAR icon
53
iShares Short Maturity Bond ETF
NEAR
$4.82B
$550K 0.2%
10,990
– –
VVR icon
54
Invesco Senior Income Trust
VVR
$456M
$549K 0.2%
135,822
+7,000
+5% +$27.1K
RSP icon
55
Invesco S&P 500 Equal Weight ETF
RSP
$98.1B
$522K 0.19%
6,652
– –
MSFT icon
56
Microsoft
MSFT
$2.95T
$485K 0.17%
8,782
– –
WIP icon
57
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$466M
$483K 0.17%
8,900
– –
VSS icon
58
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$482K 0.17%
5,165
-1,085
-17% -$95.3K
IWF icon
59
iShares Russell 1000 Growth ETF
IWF
$119B
$470K 0.17%
18,844
– –
BRK.B icon
60
Berkshire Hathaway Class B
BRK.B
$1.1T
$430K 0.15%
3,028
-2,111
-41% -$280K
NSL
61
DELISTED
NUVEEN SENIOR INCM FD
NSL
$425K 0.15%
72,048
+7,000
+11% +$39K
INB
62
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$422K 0.15%
48,095
– –
VYM icon
63
Vanguard High Dividend Yield ETF
VYM
$81.9B
$421K 0.15%
6,099
+343
+6% +$22.5K
IWR icon
64
iShares Russell Mid-Cap ETF
IWR
$56.4B
$407K 0.15%
10,004
– –
SOXX icon
65
iShares Semiconductor ETF
SOXX
$40.6B
$403K 0.14%
13,200
– –
EMB icon
66
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$397K 0.14%
3,600
– –
JNJ icon
67
Johnson & Johnson
JNJ
$646B
$397K 0.14%
3,671
-1,500
-29% -$155K
DIS icon
68
Walt Disney
DIS
$172B
$387K 0.14%
3,899
+1
+0% +$97
DBEF icon
69
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$377K 0.14%
14,772
-16,078
-52% -$406K
PEP icon
70
PepsiCo
PEP
$195B
$368K 0.13%
3,595
– –
HON icon
71
Honeywell
HON
$78.6B
$366K 0.13%
3,630
– –
VO icon
72
Vanguard Mid-Cap ETF
VO
$107B
$361K 0.13%
11,920
+11,080
+1,319% +$313K
AAPL icon
73
Apple
AAPL
$4.99T
$334K 0.12%
12,252
-12,180
-50% -$303K
HD icon
74
Home Depot
HD
$343B
$316K 0.11%
2,367
– –
IWD icon
75
iShares Russell 1000 Value ETF
IWD
$82.3B
$315K 0.11%
3,188
-16
-0.5% -$1.5K
1 2
3
4 5

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ACG
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NSUP
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.