KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.73%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$18.3M
Cap. Flow %
6.85%
Top 10 Hldgs %
57.96%
Holding
457
New
72
Increased
42
Reduced
51
Closed
49

Top Buys

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.4M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M
3
PJT icon
PJT Partners
PJT
$4.53M
4
TIP icon
iShares TIPS Bond ETF
TIP
$3.73M
5
CFG icon
Citizens Financial Group
CFG
$2.1M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.75M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.98M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.54M
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$1.41M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.31M

Sector Composition

1 Financials 5.75%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OEF icon
51
iShares S&P 100 ETF
OEF
$22B
$639K 0.24%
7,010
– –
RWJ icon
52
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.6B
$626K 0.23%
12,106
+1
+0% +$52
PFE icon
53
Pfizer
PFE
$141B
$614K 0.23%
19,016
+1,000
+6% +$32.3K
CHY
54
Calamos Convertible and High Income Fund
CHY
$869M
$581K 0.22%
+55,305
New +$581K
VSS icon
55
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.72B
$580K 0.22%
6,250
– –
NEAR icon
56
iShares Short Maturity Bond ETF
NEAR
$3.52B
$550K 0.21%
10,990
+6,000
+120% +$300K
RTR
57
DELISTED
Oppenheimer ADR Revenue ETF
RTR
$539K 0.2%
18,286
-464
-2% -$13.7K
NKE icon
58
Nike
NKE
$114B
$537K 0.2%
8,588
+4,294
+100% +$269K
JNJ icon
59
Johnson & Johnson
JNJ
$427B
$531K 0.2%
5,171
-1,600
-24% -$164K
VRP icon
60
Invesco Variable Rate Preferred ETF
VRP
$2.17B
$531K 0.2%
21,900
+14,000
+177% +$339K
VVR icon
61
Invesco Senior Income Trust
VVR
$561M
$520K 0.19%
+128,822
New +$520K
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$510K 0.19%
6,652
– –
MSFT icon
63
Microsoft
MSFT
$3.77T
$487K 0.18%
8,782
+665
+8% +$36.9K
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$116B
$469K 0.18%
4,711
-1,138
-19% -$113K
INB
65
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$455K 0.17%
+48,095
New +$455K
WIP icon
66
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$338M
$448K 0.17%
8,900
-2,500
-22% -$126K
MRK icon
67
Merck
MRK
$210B
$432K 0.16%
8,174
– –
DIS icon
68
Walt Disney
DIS
$213B
$410K 0.15%
3,898
– –
IWR icon
69
iShares Russell Mid-Cap ETF
IWR
$44.4B
$401K 0.15%
2,501
– –
FRC
70
DELISTED
First Republic Bank
FRC
$396K 0.15%
6,000
– –
SOXX icon
71
iShares Semiconductor ETF
SOXX
$13.6B
$395K 0.15%
4,400
– –
PXF icon
72
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.11B
$386K 0.14%
10,675
– –
VYM icon
73
Vanguard High Dividend Yield ETF
VYM
$64B
$384K 0.14%
5,756
-2,164
-27% -$144K
EMB icon
74
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$381K 0.14%
3,600
– –
NSL
75
DELISTED
NUVEEN SENIOR INCM FD
NSL
$375K 0.14%
+65,048
New +$375K
1 2
3
4 5