KA

Klingman & Associates Portfolio holdings

AUM $1.81B
1-Year Return 11.88%
This Quarter Return
-2.24%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17M
Cap. Flow %
6.67%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.63M
2
TIP icon
iShares TIPS Bond ETF
TIP
$2.57M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$1.11M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$764K

Top Sells

1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$776K
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$291K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$112K
4
SDY icon
SPDR S&P Dividend ETF
SDY
$104K
5
DWX icon
SPDR S&P International Dividend ETF
DWX
$88K

Sector Composition

1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INB
51
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$547K 0.22%
48,095
– –
VYM icon
52
Vanguard High Dividend Yield ETF
VYM
$64.1B
$533K 0.21%
7,920
+639
+9% +$43K
JNK icon
53
SPDR Bloomberg High Yield Bond ETF
JNK
$8.09B
$531K 0.21%
4,609
+1,777
+63% +$205K
RSP icon
54
Invesco S&P 500 Equal Weight ETF
RSP
$74B
$531K 0.21%
6,652
-50
-0.7% -$3.99K
DIS icon
55
Walt Disney
DIS
$214B
$445K 0.18%
3,898
+181
+5% +$20.7K
IWR icon
56
iShares Russell Mid-Cap ETF
IWR
$44.5B
$420K 0.17%
9,864
+8,848
+871% +$377K
JNJ icon
57
Johnson & Johnson
JNJ
$431B
$418K 0.16%
4,286
+365
+9% +$35.6K
NSL
58
DELISTED
NUVEEN SENIOR INCM FD
NSL
$416K 0.16%
65,048
– –
SOXX icon
59
iShares Semiconductor ETF
SOXX
$13.5B
$405K 0.16%
13,200
– –
AAPL icon
60
Apple
AAPL
$3.56T
$396K 0.16%
12,632
+592
+5% +$18.6K
EMB icon
61
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$396K 0.16%
3,600
-200
-5% -$22K
MUB icon
62
iShares National Muni Bond ETF
MUB
$38.7B
$389K 0.15%
3,597
– –
MSFT icon
63
Microsoft
MSFT
$3.78T
$386K 0.15%
8,753
+476
+6% +$21K
PEP icon
64
PepsiCo
PEP
$201B
$359K 0.14%
3,841
+46
+1% +$4.3K
IWD icon
65
iShares Russell 1000 Value ETF
IWD
$63.7B
$352K 0.14%
3,411
-130
-4% -$13.4K
PDN icon
66
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$358M
$338K 0.13%
12,000
+2,000
+20% +$56.3K
BRK.B icon
67
Berkshire Hathaway Class B
BRK.B
$1.09T
$333K 0.13%
2,450
– –
HON icon
68
Honeywell
HON
$137B
$333K 0.13%
3,422
– –
IEF icon
69
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$325K 0.13%
3,099
– –
C icon
70
Citigroup
C
$179B
$320K 0.13%
5,797
– –
PXF icon
71
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.1B
$316K 0.12%
7,765
– –
DBEM icon
72
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$70.9M
$314K 0.12%
14,735
-1,165
-7% -$24.8K
VXF icon
73
Vanguard Extended Market ETF
VXF
$24B
$299K 0.12%
3,250
– –
PG icon
74
Procter & Gamble
PG
$373B
$266K 0.1%
3,399
+59
+2% +$4.62K
HD icon
75
Home Depot
HD
$410B
$263K 0.1%
2,367
– –
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3
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