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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.36B
AUM Growth
+$125M
Cap. Flow
-$50M
Cap. Flow %
-3.67%
Top 10 Hldgs %
51.62%
Holding
229
New
10
Increased
68
Reduced
94
Closed
6

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.5M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$6.19M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.42M
4
IBDW icon
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
+$4.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.49M

Top Sells

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24.1M
3
PJT icon
PJT Partners
PJT
+$15.3M
4
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$7.96M
5
DFIP icon
Dimensional Inflation-Protected Securities ETF
DFIP
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.65%
2 Financials 3.37%
3 Consumer Discretionary 1.42%
4 Healthcare 0.72%
5 Real Estate 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYG icon
26
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$14.9M 1.1%
178,704
+10,227
+6% +$767K
TDTT icon
27
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.54B
$14.6M 1.07%
618,682
-341,950
-36% -$7.96M
IBDV icon
28
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.26B
$14.1M 1.04%
652,770
+299,601
+85% +$6.19M
SCZ icon
29
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$11.6M 0.85%
188,072
+6,435
+4% +$368K
CFG icon
30
Citizens Financial Group
CFG
$30.3B
$11M 0.81%
331,669
+115
+0% +$3.17K
VTI icon
31
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$10.2M 0.75%
43,006
-2,485
-5% -$549K
MSFT icon
32
Microsoft
MSFT
$3.45T
$10M 0.74%
26,649
-1,703
-6% -$606K
IBDW icon
33
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.49B
$8.71M 0.64%
419,262
+246,874
+143% +$4.86M
IEMG icon
34
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$8.03M 0.59%
158,784
+38,024
+31% +$1.84M
JLL icon
35
Jones Lang LaSalle
JLL
$16.3B
$6.61M 0.49%
35,013
-14,204
-29% -$2.15M
IWM icon
36
iShares Russell 2000 ETF
IWM
$80.2B
$6.56M 0.48%
32,684
-245
-0.7% -$43.9K
AMZN icon
37
Amazon
AMZN
$2.92T
$6M 0.44%
39,490
-3,089
-7% -$433K
IWB icon
38
iShares Russell 1000 ETF
IWB
$48.2B
$5.8M 0.43%
22,103
-20
-0.1% -$4.9K
VNQ icon
39
Vanguard Real Estate ETF
VNQ
$39.2B
$4.73M 0.35%
53,499
-1,095
-2% -$86.8K
CROX icon
40
Crocs
CROX
$6.14B
$4.48M 0.33%
47,986
+306
+0.6% +$28.2K
DFIP icon
41
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
$4.16M 0.31%
100,709
-66,416
-40% -$2.67M
JMST icon
42
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$3.89M 0.29%
76,704
-27,883
-27% -$1.41M
DVY icon
43
iShares Select Dividend ETF
DVY
$23.5B
$3.83M 0.28%
32,672
– –
VOO icon
44
Vanguard S&P 500 ETF
VOO
$979B
$3.74M 0.27%
8,559
+180
+2% +$73.7K
SPLV icon
45
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$3.72M 0.27%
59,411
-3,000
-5% -$181K
DFAT icon
46
Dimensional US Targeted Value ETF
DFAT
$14.6B
$3.26M 0.24%
62,289
-582
-0.9% -$27.2K
MA icon
47
Mastercard
MA
$502B
$3.14M 0.23%
7,356
-139
-2% -$55.8K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.1M 0.23%
8,678
-341
-4% -$120K
JPST icon
49
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$2.94M 0.22%
58,437
-13,599
-19% -$682K
AMAT icon
50
Applied Materials
AMAT
$403B
$2.91M 0.21%
17,950
-2,242
-11% -$329K
1
2
3 4 5

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Klingman & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Klingman & Associates held 229 positions worth $1.36B, up 10% from $1.24B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Klingman & Associates withdrew a net $50M in Q4 2023, closing 6 positions and reducing 94 holdings. Its most notable exit was iShares iBonds Dec 2027 Term Corporate ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 6.5% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Klingman & Associates opened a new position in iShares Preferred and Income Securities ETF worth $437K.

  • Klingman & Associates's largest Q4 2023 buy was iShares Preferred and Income Securities ETF: 14,013 shares worth $437K.
  • Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2023, an estimated $6.5M increase.
  • Klingman & Associates's biggest Q4 2023 reduction was PJT Partners, cutting an estimated $15.3M.
  • Klingman & Associates fully exited iShares iBonds Dec 2027 Term Corporate ETF in Q4 2023, selling an estimated $24.8M.
  • Klingman & Associates's ten largest holdings make up 52% of its $1.36B portfolio in Q4 2023.
  • Klingman & Associates opened 10 new positions and closed 6 in Q4 2023.
  • Klingman & Associates's portfolio value rose 10% quarter-over-quarter to $1.36B.

Based on Klingman & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.