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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.16B
AUM Growth
+$21.1M
Cap. Flow
-$29.7M
Cap. Flow %
-2.56%
Top 10 Hldgs %
50.04%
Holding
209
New
6
Increased
64
Reduced
85
Closed
10

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.41M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.22M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.13M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.54M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$1.28M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$20.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.8M
3
PJT icon
PJT Partners
PJT
+$6.09M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$780K

Sector Composition

Rank Sector Weight
1 Technology 5.7%
2 Financials 4.06%
3 Consumer Discretionary 1.33%
4 Healthcare 0.81%
5 Consumer Staples 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMST icon
26
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.09B
$14.6M 1.26%
287,613
-403,755
-58% -$20.4M
SLYG icon
27
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
$13M 1.12%
176,025
-631
-0.4% -$47.6K
SCZ icon
28
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$10.8M 0.93%
182,055
+612
+0.3% +$36.3K
CFG icon
29
Citizens Financial Group
CFG
$30.3B
$10.1M 0.87%
331,469
+14,444
+5% +$566K
VTI icon
30
Vanguard Morningstar Total Stock Market ETF
VTI
$670B
$9.07M 0.78%
44,435
-2,101
-5% -$421K
DFIP icon
31
Dimensional Inflation-Protected Securities ETF
DFIP
$1.12B
$7.83M 0.67%
182,825
+4,667
+3% +$195K
JPST icon
32
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$7.83M 0.67%
155,511
-253,918
-62% -$12.8M
MSFT icon
33
Microsoft
MSFT
$3.45T
$7.69M 0.66%
26,674
-372
-1% -$94.9K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$6.84M 0.59%
169,259
+7,566
+5% +$308K
IWM icon
35
iShares Russell 2000 ETF
IWM
$81.5B
$5.88M 0.51%
32,957
+2
+0% +$368
CROX icon
36
Crocs
CROX
$6.14B
$5.73M 0.49%
45,324
-4,881
-10% -$590K
IWB icon
37
iShares Russell 1000 ETF
IWB
$49B
$4.98M 0.43%
22,123
– –
IEMG icon
38
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$4.71M 0.41%
96,526
+5,390
+6% +$264K
VNQ icon
39
Vanguard Real Estate ETF
VNQ
$39.3B
$4.52M 0.39%
54,453
-232
-0.4% -$19.9K
SPLV icon
40
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$4.47M 0.39%
71,671
– –
AMZN icon
41
Amazon
AMZN
$2.92T
$4.03M 0.35%
38,972
-1,263
-3% -$122K
DVY icon
42
iShares Select Dividend ETF
DVY
$23.6B
$3.83M 0.33%
32,672
-50
-0.2% -$6.05K
VOO icon
43
Vanguard S&P 500 ETF
VOO
$993B
$3.06M 0.26%
8,146
+277
+4% +$102K
DFAT icon
44
Dimensional US Targeted Value ETF
DFAT
$14.7B
$2.81M 0.24%
63,071
-75
-0.1% -$3.48K
JNJ icon
45
Johnson & Johnson
JNJ
$618B
$2.68M 0.23%
17,291
-224
-1% -$36.2K
XOM icon
46
ExxonMobil
XOM
$644B
$2.68M 0.23%
24,421
-5
-0% -$553
NEAR icon
47
iShares Short Maturity Bond ETF
NEAR
$4.84B
$2.65M 0.23%
53,510
-37,924
-41% -$1.88M
MA icon
48
Mastercard
MA
$502B
$2.55M 0.22%
7,022
-33
-0.5% -$12K
BRK.B icon
49
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.49M 0.21%
8,056
+34
+0.4% +$10.5K
EFAV icon
50
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$2.32M 0.2%
34,349
-156
-0.5% -$10.3K
1
2
3 4 5

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Klingman & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Klingman & Associates held 209 positions worth $1.16B, up 1.8% from $1.14B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates's Q1 2023 filing shows 6 new, 64 increased, 85 reduced and 10 closed positions. Its largest new stake was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M. The largest sale was JPMorgan Ultra-Short Municipal Income ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $5.41M increase.
  • Klingman & Associates's biggest Q1 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $20.4M.
  • Klingman & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2023, selling an estimated $530K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.16B portfolio in Q1 2023.
  • Klingman & Associates opened 6 new positions and closed 10 in Q1 2023.
  • Klingman & Associates's portfolio value rose 1.8% quarter-over-quarter to $1.16B.

Based on Klingman & Associates's 13F filing for Q1 2023, filed 3 May 2023.