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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.14B
AUM Growth
+$122M
Cap. Flow
+$11.7M
Cap. Flow %
1.02%
Top 10 Hldgs %
47.8%
Holding
207
New
19
Increased
98
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$23.7M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$9.14M
3
IBDT icon
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
+$7.36M
4
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$7.33M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.38M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$17.4M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$15.3M
3
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$15.3M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.78M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.02M

Sector Composition

Rank Sector Weight
1 Technology 5.03%
2 Financials 4.92%
3 Consumer Discretionary 1.27%
4 Healthcare 0.92%
5 Consumer Staples 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDOG icon
26
Datadog
DDOG
$95.4B
$16.2M 1.42%
220,501
+142
+0.1% +$11.1K
RWL icon
27
Invesco S&P 500 Revenue ETF
RWL
$9.62B
$14.5M 1.28%
196,771
-6,253
-3% -$462K
SLYG icon
28
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$12.8M 1.12%
176,656
+1,917
+1% +$141K
CFG icon
29
Citizens Financial Group
CFG
$30.3B
$12.5M 1.09%
317,025
-5,733
-2% -$224K
SCZ icon
30
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$10.2M 0.9%
181,443
+747
+0.4% +$40.1K
VTI icon
31
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$8.9M 0.78%
46,536
-193
-0.4% -$37.2K
DFIP icon
32
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
$7.33M 0.64%
178,158
+121,198
+213% +$5.01M
MSFT icon
33
Microsoft
MSFT
$3.45T
$6.49M 0.57%
27,046
+2,198
+9% +$527K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$6.3M 0.55%
161,693
+61,742
+62% +$2.35M
IWM icon
35
iShares Russell 2000 ETF
IWM
$79.8B
$5.75M 0.5%
32,955
+1,397
+4% +$248K
CROX icon
36
Crocs
CROX
$6.14B
$5.44M 0.48%
50,205
+635
+1% +$56.2K
IWB icon
37
iShares Russell 1000 ETF
IWB
$48.2B
$4.66M 0.41%
22,123
+690
+3% +$146K
SPLV icon
38
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$4.58M 0.4%
71,671
-390
-0.5% -$24.2K
VNQ icon
39
Vanguard Real Estate ETF
VNQ
$39.2B
$4.51M 0.4%
54,685
-639
-1% -$53K
NEAR icon
40
iShares Short Maturity Bond ETF
NEAR
$4.83B
$4.5M 0.4%
91,434
-57,450
-39% -$2.82M
IEMG icon
41
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$4.26M 0.37%
91,136
-7,211
-7% -$328K
DVY icon
42
iShares Select Dividend ETF
DVY
$23.5B
$3.95M 0.35%
32,722
+809
+3% +$95.7K
AMZN icon
43
Amazon
AMZN
$2.92T
$3.38M 0.3%
40,235
-4,906
-11% -$485K
JNJ icon
44
Johnson & Johnson
JNJ
$618B
$3.09M 0.27%
17,515
+254
+1% +$43.9K
DFAT icon
45
Dimensional US Targeted Value ETF
DFAT
$14.6B
$2.78M 0.24%
63,146
-953
-1% -$41.9K
VOO icon
46
Vanguard S&P 500 ETF
VOO
$979B
$2.76M 0.24%
7,869
-1,309
-14% -$462K
XOM icon
47
ExxonMobil
XOM
$644B
$2.69M 0.24%
24,426
+238
+1% +$25.5K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.48M 0.22%
8,022
+231
+3% +$68.6K
MA icon
49
Mastercard
MA
$502B
$2.45M 0.22%
7,055
+107
+2% +$35.2K
HDV
50
iShares Core High Dividend ETF
HDV
$14.5B
$2.27M 0.2%
108,970
+45
+0% +$921
1
2
3 4 5

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Klingman & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Klingman & Associates held 207 positions worth $1.14B, up 12% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Klingman & Associates's Q4 2022 filing shows 19 new, 98 increased, 63 reduced and 6 closed positions. Its largest new stake was FlexShares iBoxx 3-Year Target Duration TIPS Index Fund: 1,005,778 shares worth $23.7M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $17.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q4 2022 buy was FlexShares iBoxx 3-Year Target Duration TIPS Index Fund: 1,005,778 shares worth $23.7M.
  • Klingman & Associates added most to iShares Core MSCI EAFE ETF in Q4 2022, an estimated $9.14M increase.
  • Klingman & Associates's biggest Q4 2022 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $17.4M.
  • Klingman & Associates fully exited iShares iBonds Dec 2026 Term Corporate ETF in Q4 2022, selling an estimated $15.3M.
  • Klingman & Associates's ten largest holdings make up 48% of its $1.14B portfolio in Q4 2022.
  • Klingman & Associates opened 19 new positions and closed 6 in Q4 2022.
  • Klingman & Associates's portfolio value rose 12% quarter-over-quarter to $1.14B.

Based on Klingman & Associates's 13F filing for Q4 2022, filed 3 Feb 2023.