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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-4.59%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.02B
AUM Growth
-$5M
Cap. Flow
+$47.1M
Cap. Flow %
4.62%
Top 10 Hldgs %
50.67%
Holding
201
New
8
Increased
88
Reduced
51
Closed
13

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.74M
2
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$9.13M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$9.07M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.74M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.01M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.5M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.29M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.64M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.05M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5%
3 Consumer Discretionary 1.32%
4 Healthcare 0.89%
5 Consumer Staples 0.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWL icon
26
Invesco S&P 500 Revenue ETF
RWL
$9.62B
$13.6M 1.34%
203,024
+127
+0.1% +$9.34K
SLYG icon
27
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$11.9M 1.17%
174,739
+5,957
+4% +$447K
CFG icon
28
Citizens Financial Group
CFG
$30.3B
$11.1M 1.09%
322,758
-35
-0% -$1.29K
SCZ icon
29
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$8.81M 0.87%
180,696
+166,420
+1,166% +$9.13M
VTI icon
30
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$8.39M 0.82%
46,729
+560
+1% +$112K
NEAR icon
31
iShares Short Maturity Bond ETF
NEAR
$4.83B
$7.33M 0.72%
148,884
-8,755
-6% -$431K
MSFT icon
32
Microsoft
MSFT
$3.45T
$5.79M 0.57%
24,848
+123
+0.5% +$32.5K
IWM icon
33
iShares Russell 2000 ETF
IWM
$79.8B
$5.2M 0.51%
31,558
+3
+0% +$547
AMZN icon
34
Amazon
AMZN
$2.92T
$5.1M 0.5%
45,141
+14,040
+45% +$1.77M
VNQ icon
35
Vanguard Real Estate ETF
VNQ
$39.2B
$4.43M 0.44%
55,324
+433
+0.8% +$40.5K
IWB icon
36
iShares Russell 1000 ETF
IWB
$48.2B
$4.23M 0.42%
21,433
-1,500
-7% -$329K
IEMG icon
37
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$4.23M 0.42%
98,347
+51,435
+110% +$2.47M
SPLV icon
38
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$4.17M 0.41%
72,061
-781
-1% -$49.4K
VWO icon
39
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.65M 0.36%
99,951
-25,494
-20% -$1.04M
DVY icon
40
iShares Select Dividend ETF
DVY
$23.5B
$3.42M 0.34%
31,913
– –
CROX icon
41
Crocs
CROX
$6.14B
$3.4M 0.33%
49,570
+634
+1% +$44K
VOO icon
42
Vanguard S&P 500 ETF
VOO
$979B
$3.01M 0.3%
9,178
-454
-5% -$166K
JNJ icon
43
Johnson & Johnson
JNJ
$618B
$2.82M 0.28%
17,261
-356
-2% -$60.2K
MINT icon
44
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.56M 0.25%
25,941
+3,600
+16% +$357K
DFAT icon
45
Dimensional US Targeted Value ETF
DFAT
$14.6B
$2.5M 0.25%
64,099
– –
DFIP icon
46
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
$2.31M 0.23%
+56,960
New +$2.52M
XOM icon
47
ExxonMobil
XOM
$644B
$2.11M 0.21%
24,188
+102
+0.4% +$9.31K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.08M 0.2%
7,791
+72
+0.9% +$20.5K
GOOG icon
49
Alphabet (Google) Class C
GOOG
$4.36T
$2.04M 0.2%
21,173
+6,233
+42% +$696K
BRO icon
50
Brown & Brown
BRO
$23.6B
$2.03M 0.2%
33,525
-6
-0% -$378
1
2
3 4 5

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Klingman & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Klingman & Associates held 201 positions worth $1.02B, down 0.49% from $1.02B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Klingman & Associates deployed $47.1M of net new capital in Q3 2022, opening 8 new positions and adding to 88 existing holdings. Its largest new stake was Dimensional Inflation-Protected Securities ETF: 56,960 shares worth $2.31M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $15.5M trimmed.

  • Klingman & Associates's largest Q3 2022 buy was Dimensional Inflation-Protected Securities ETF: 56,960 shares worth $2.31M.
  • Klingman & Associates added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2022, an estimated $9.74M increase.
  • Klingman & Associates's biggest Q3 2022 reduction was iShares Core S&P 500 ETF, cutting an estimated $15.5M.
  • Klingman & Associates fully exited Schwab US Large- Cap ETF in Q3 2022, selling an estimated $249K.
  • Klingman & Associates's ten largest holdings make up 51% of its $1.02B portfolio in Q3 2022.
  • Klingman & Associates opened 8 new positions and closed 13 in Q3 2022.
  • Klingman & Associates's portfolio value fell 0.49% quarter-over-quarter to $1.02B.

Based on Klingman & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.