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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.07B
AUM Growth
+$27.8M
Cap. Flow
+$19M
Cap. Flow %
1.78%
Top 10 Hldgs %
56.2%
Holding
176
New
13
Increased
61
Reduced
56
Closed
3

Top Buys

Rank Stock Value
1
COMP icon
Compass
COMP
+$11.4M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$6.25M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.88M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.64M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.03M

Top Sells

Rank Stock Value
1
DDOG icon
Datadog
DDOG
+$15M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$826K
3
CROX icon
Crocs
CROX
+$649K
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$632K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$610K

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Financials 5.17%
3 Consumer Discretionary 1.59%
4 Real Estate 1.12%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COMP icon
26
Compass
COMP
$8.51B
$10.6M 0.99%
+796,800
New +$11.4M
VTI icon
27
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$8.95M 0.84%
40,283
+410
+1% +$93.5K
CROX icon
28
Crocs
CROX
$6.14B
$6.94M 0.65%
48,377
-4,727
-9% -$649K
IWM icon
29
iShares Russell 2000 ETF
IWM
$79.8B
$6.92M 0.65%
31,610
+2
+0% +$443
MSFT icon
30
Microsoft
MSFT
$3.45T
$6.28M 0.59%
22,272
-614
-3% -$179K
VNQ icon
31
Vanguard Real Estate ETF
VNQ
$39.2B
$5.59M 0.52%
54,967
-50
-0.1% -$5.3K
IEFA icon
32
iShares Core MSCI EAFE ETF
IEFA
$190B
$5.46M 0.51%
73,467
+3,948
+6% +$300K
AMZN icon
33
Amazon
AMZN
$2.92T
$5.29M 0.49%
32,220
+1,240
+4% +$214K
IWB icon
34
iShares Russell 1000 ETF
IWB
$48.2B
$4.96M 0.46%
20,533
-20
-0.1% -$4.97K
SPLV icon
35
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$4.51M 0.42%
74,142
-500
-0.7% -$31.5K
DVY icon
36
iShares Select Dividend ETF
DVY
$23.5B
$3.66M 0.34%
31,888
-198
-0.6% -$23.1K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$979B
$3.22M 0.3%
8,166
+126
+2% +$51.1K
DFAT icon
38
Dimensional US Targeted Value ETF
DFAT
$14.6B
$2.88M 0.27%
64,917
– –
MINT icon
39
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.85M 0.27%
27,933
+220
+0.8% +$22.4K
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$2.63M 0.25%
52,573
+7,224
+16% +$373K
VEU icon
41
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$2.41M 0.23%
39,564
-130
-0.3% -$8.18K
MA icon
42
Mastercard
MA
$502B
$2.39M 0.22%
6,882
+574
+9% +$209K
EFA icon
43
iShares MSCI EAFE ETF
EFA
$78B
$2.18M 0.2%
27,964
– –
RSP icon
44
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$2.17M 0.2%
14,520
-2,020
-12% -$309K
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.1M 0.2%
7,706
+47
+0.6% +$13.2K
JNJ icon
46
Johnson & Johnson
JNJ
$618B
$2.08M 0.19%
12,895
+130
+1% +$22.2K
IWN icon
47
iShares Russell 2000 Value ETF
IWN
$14.3B
$2M 0.19%
12,516
– –
IEMG icon
48
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$1.97M 0.18%
31,834
+1,033
+3% +$65.8K
SOXX icon
49
iShares Semiconductor ETF
SOXX
$41.7B
$1.96M 0.18%
13,200
– –
GOOG icon
50
Alphabet (Google) Class C
GOOG
$4.36T
$1.91M 0.18%
14,360
+1,900
+15% +$262K
1
2
3 4 5

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Klingman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Klingman & Associates held 176 positions worth $1.07B, up 2.7% from $1.04B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Klingman & Associates's Q3 2021 filing shows 13 new, 61 increased, 56 reduced and 3 closed positions. Its largest new stake was Compass: 796,800 shares worth $10.6M. The largest sale was Datadog, an estimated $15M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2021 buy was Compass: 796,800 shares worth $10.6M.
  • Klingman & Associates added most to JPMorgan Ultra-Short Municipal Income ETF in Q3 2021, an estimated $6.25M increase.
  • Klingman & Associates's biggest Q3 2021 reduction was Datadog, cutting an estimated $15M.
  • Klingman & Associates fully exited ProShares S&P 500 Dividend Aristocrats ETF in Q3 2021, selling an estimated $217K.
  • Klingman & Associates's ten largest holdings make up 56% of its $1.07B portfolio in Q3 2021.
  • Klingman & Associates opened 13 new positions and closed 3 in Q3 2021.
  • Klingman & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.07B.

Based on Klingman & Associates's 13F filing for Q3 2021, filed 1 Nov 2021.