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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$866M
AUM Growth
+$123M
Cap. Flow
+$36.3M
Cap. Flow %
4.19%
Top 10 Hldgs %
58.77%
Holding
154
New
16
Increased
59
Reduced
39
Closed
1

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.6M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$7.65M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.69M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.3M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.13M
2
DDOG icon
Datadog
DDOG
+$2.99M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$862K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$527K
5
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$278K

Sector Composition

Rank Sector Weight
1 Technology 6.58%
2 Financials 2.68%
3 Consumer Discretionary 1.62%
4 Healthcare 0.64%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
26
iShares Russell 2000 ETF
IWM
$83B
$6.22M 0.72%
31,740
+227
+0.7% +$39.7K
CROX icon
27
Crocs
CROX
$6.77B
$5.8M 0.67%
92,596
+213
+0.2% +$12.2K
CFG icon
28
Citizens Financial Group
CFG
$31.1B
$5.22M 0.6%
145,978
– –
MSFT icon
29
Microsoft
MSFT
$3.66T
$4.86M 0.56%
21,868
+668
+3% +$144K
VNQ icon
30
Vanguard Real Estate ETF
VNQ
$39.2B
$4.64M 0.54%
54,594
-277
-0.5% -$23K
AMZN icon
31
Amazon
AMZN
$2.99T
$4.49M 0.52%
27,580
-720
-3% -$115K
SPLV icon
32
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$4.46M 0.51%
79,307
-600
-0.8% -$32.9K
IWB icon
33
iShares Russell 1000 ETF
IWB
$49.9B
$4.35M 0.5%
20,553
-18
-0.1% -$3.59K
IEFA icon
34
iShares Core MSCI EAFE ETF
IEFA
$194B
$4.23M 0.49%
61,212
+226
+0.4% +$14.6K
DVY icon
35
iShares Select Dividend ETF
DVY
$23.8B
$3.34M 0.39%
34,754
-1,390
-4% -$126K
VEU icon
36
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$2.56M 0.3%
43,944
-300
-0.7% -$16.4K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$1.01T
$2.5M 0.29%
7,284
+64
+0.9% +$20.9K
MA icon
38
Mastercard
MA
$500B
$2.23M 0.26%
6,235
+64
+1% +$21.3K
VWO icon
39
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$2.1M 0.24%
41,818
+4,536
+12% +$213K
JNJ icon
40
Johnson & Johnson
JNJ
$614B
$2.04M 0.24%
12,988
+2,700
+26% +$398K
JPM icon
41
JPMorgan Chase
JPM
$950B
$2M 0.23%
15,722
+5,609
+55% +$627K
EFA icon
42
iShares MSCI EAFE ETF
EFA
$79.3B
$1.95M 0.23%
26,756
+3,693
+16% +$253K
RSP icon
43
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$1.87M 0.22%
14,650
+8,900
+155% +$1.06M
TIP icon
44
iShares TIPS Bond ETF
TIP
$14.5B
$1.8M 0.21%
14,097
+1,880
+15% +$237K
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.12T
$1.76M 0.2%
7,584
+93
+1% +$20.5K
VRP icon
46
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$1.73M 0.2%
66,541
-700
-1% -$17.7K
SOXX icon
47
iShares Semiconductor ETF
SOXX
$48.6B
$1.67M 0.19%
13,200
-30
-0.2% -$3.44K
IWN icon
48
iShares Russell 2000 Value ETF
IWN
$14.7B
$1.63M 0.19%
12,406
– –
IEMG icon
49
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.62M 0.19%
26,147
+355
+1% +$20.5K
HDV
50
iShares Core High Dividend ETF
HDV
$14.8B
$1.62M 0.19%
92,260
+35
+0% +$593
1
2
3 4 5

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Klingman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Klingman & Associates held 154 positions worth $866M, up 17% from $743M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $36.3M of net new capital in Q4 2020, opening 16 new positions and adding to 59 existing holdings. Its largest new stake was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $3.13M trimmed.

  • Klingman & Associates's largest Q4 2020 buy was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $12.6M increase.
  • Klingman & Associates's biggest Q4 2020 reduction was Apple, cutting an estimated $3.13M.
  • Klingman & Associates fully exited Public Storage in Q4 2020, selling an estimated $219K.
  • Klingman & Associates's ten largest holdings make up 59% of its $866M portfolio in Q4 2020.
  • Klingman & Associates opened 16 new positions and closed 1 in Q4 2020.
  • Klingman & Associates's portfolio value rose 17% quarter-over-quarter to $866M.

Based on Klingman & Associates's 13F filing for Q4 2020, filed 9 Feb 2021.