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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$611M
AUM Growth
+$52.6M
Cap. Flow
+$20.4M
Cap. Flow %
3.34%
Top 10 Hldgs %
65.45%
Holding
138
New
17
Increased
52
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.86M

Top Sells

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$5.67M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.03M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.25M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$846K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$482K

Sector Composition

Rank Sector Weight
1 Technology 2.77%
2 Financials 2.74%
3 Consumer Discretionary 0.79%
4 Healthcare 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
26
iShares Select Dividend ETF
DVY
$24B
$4.42M 0.72%
41,782
-905
-2% -$93.2K
VXUS icon
27
Vanguard Total International Stock ETF
VXUS
$151B
$4.08M 0.67%
73,279
+1,545
+2% +$83.1K
IDV icon
28
iShares International Select Dividend ETF
IDV
$8.29B
$3.78M 0.62%
112,491
-494
-0.4% -$15.9K
IWB icon
29
iShares Russell 1000 ETF
IWB
$47.5B
$3.57M 0.58%
19,991
+40
+0.2% +$6.83K
VEA icon
30
Vanguard FTSE Developed Markets ETF
VEA
$224B
$3.5M 0.57%
79,502
+21,741
+38% +$927K
CFG icon
31
Citizens Financial Group
CFG
$30.7B
$3.25M 0.53%
80,000
– –
VOO icon
32
Vanguard S&P 500 ETF
VOO
$963B
$2.69M 0.44%
9,108
-486
-5% -$137K
MSFT icon
33
Microsoft
MSFT
$2.93T
$2.65M 0.43%
16,826
+486
+3% +$71.4K
VEU icon
34
Vanguard FTSE All-World ex-US ETF
VEU
$64.9B
$2.64M 0.43%
49,153
+4,947
+11% +$257K
VWO icon
35
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$2.41M 0.39%
54,207
+7,258
+15% +$307K
BSCP
36
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.22M 0.36%
103,372
+17,950
+21% +$384K
VRP icon
37
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$2.07M 0.34%
80,156
– –
HDV
38
iShares Core High Dividend ETF
HDV
$14.8B
$2M 0.33%
101,785
+25
+0% +$477
MA icon
39
Mastercard
MA
$501B
$1.88M 0.31%
6,304
-40
-0.6% -$11.3K
EFA icon
40
iShares MSCI EAFE ETF
EFA
$76.4B
$1.78M 0.29%
25,692
+589
+2% +$39.8K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.66M 0.27%
7,347
+100
+1% +$21.7K
VB icon
42
Vanguard Small-Cap ETF
VB
$79.2B
$1.59M 0.26%
9,604
+763
+9% +$122K
BSCM
43
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.53M 0.25%
71,013
+11,150
+19% +$240K
TIP icon
44
iShares TIPS Bond ETF
TIP
$14.5B
$1.43M 0.23%
12,278
+133
+1% +$15.5K
ROST icon
45
Ross Stores
ROST
$80.6B
$1.19M 0.19%
10,219
– –
JNJ icon
46
Johnson & Johnson
JNJ
$646B
$1.18M 0.19%
8,059
+26
+0.3% +$3.53K
JPM icon
47
JPMorgan Chase
JPM
$931B
$1.17M 0.19%
8,369
+1,773
+27% +$227K
AMZN icon
48
Amazon
AMZN
$2.46T
$1.16M 0.19%
12,580
-200
-2% -$17.7K
XOM icon
49
ExxonMobil
XOM
$654B
$1.15M 0.19%
16,448
+45
+0.3% +$3.11K
MLPX icon
50
Global X MLP & Energy Infrastructure ETF
MLPX
$3.62B
$1.11M 0.18%
30,063
-4,411
-13% -$155K
1
2
3 4 5

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HFM
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Klingman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Klingman & Associates held 138 positions worth $611M, up 9.4% from $559M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $20.4M of net new capital in Q4 2019, opening 17 new positions and adding to 52 existing holdings. Its largest new stake was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, up from 2.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Tortoise North American Pipeline ETF, an estimated $5.67M trimmed.

  • Klingman & Associates's largest Q4 2019 buy was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q4 2019 reduction was Tortoise North American Pipeline ETF, cutting an estimated $5.67M.
  • Klingman & Associates fully exited iShares Core S&P Total US Stock Market ETF in Q4 2019, selling an estimated $287K.
  • Klingman & Associates's ten largest holdings make up 65% of its $611M portfolio in Q4 2019.
  • Klingman & Associates opened 17 new positions and closed 3 in Q4 2019.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $611M.

Based on Klingman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.