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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.4%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$559M
AUM Growth
+$20.3M
Cap. Flow
+$19.1M
Cap. Flow %
3.43%
Top 10 Hldgs %
65.25%
Holding
124
New
6
Increased
39
Reduced
31
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.17M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.61M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.46M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.19M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$6.71M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$1.97M
3
PJT icon
PJT Partners
PJT
+$1.61M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.12M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$782K

Sector Composition

Rank Sector Weight
1 Financials 2.63%
2 Technology 2.2%
3 Consumer Discretionary 0.81%
4 Healthcare 0.37%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCN
26
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$4.05M 0.72%
190,055
+13,000
+7% +$276K
VXUS icon
27
Vanguard Total International Stock ETF
VXUS
$153B
$3.71M 0.66%
71,734
-200
-0.3% -$10.3K
IDV icon
28
iShares International Select Dividend ETF
IDV
$8.28B
$3.47M 0.62%
112,985
-7,445
-6% -$225K
IWB icon
29
iShares Russell 1000 ETF
IWB
$47.9B
$3.28M 0.59%
19,951
– –
CFG icon
30
Citizens Financial Group
CFG
$30.8B
$2.83M 0.51%
80,000
– –
VOO icon
31
Vanguard S&P 500 ETF
VOO
$971B
$2.62M 0.47%
9,594
+105
+1% +$28.5K
VEA icon
32
Vanguard FTSE Developed Markets ETF
VEA
$225B
$2.37M 0.42%
57,761
+7,310
+14% +$299K
MSFT icon
33
Microsoft
MSFT
$2.92T
$2.27M 0.41%
16,340
+274
+2% +$37.7K
VEU icon
34
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.21M 0.4%
44,206
+4
+0% +$199
VRP icon
35
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$2.04M 0.36%
80,156
-449
-0.6% -$11.3K
HDV
36
iShares Core High Dividend ETF
HDV
$14.7B
$1.92M 0.34%
101,760
+30
+0% +$564
VWO icon
37
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.89M 0.34%
46,949
+9,595
+26% +$396K
BSCP
38
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.82M 0.33%
85,422
+9,350
+12% +$199K
MA icon
39
Mastercard
MA
$497B
$1.72M 0.31%
6,344
+136
+2% +$37.5K
EFA icon
40
iShares MSCI EAFE ETF
EFA
$76.8B
$1.64M 0.29%
25,103
-17,360
-41% -$1.12M
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.51M 0.27%
7,247
+199
+3% +$41K
TIP icon
42
iShares TIPS Bond ETF
TIP
$14.5B
$1.41M 0.25%
12,145
-57,814
-83% -$6.71M
VB icon
43
Vanguard Small-Cap ETF
VB
$80.2B
$1.36M 0.24%
8,841
– –
BSCM
44
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.29M 0.23%
59,863
+9,150
+18% +$196K
MLPX icon
45
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$1.27M 0.23%
34,474
-410
-1% -$15.2K
VIG icon
46
Vanguard Dividend Appreciation ETF
VIG
$113B
$1.23M 0.22%
10,247
-187
-2% -$22.1K
XOM icon
47
ExxonMobil
XOM
$634B
$1.16M 0.21%
16,403
-450
-3% -$32.5K
ROST icon
48
Ross Stores
ROST
$80.5B
$1.12M 0.2%
10,219
– –
AMZN icon
49
Amazon
AMZN
$2.48T
$1.11M 0.2%
12,780
+2,540
+25% +$236K
JNJ icon
50
Johnson & Johnson
JNJ
$643B
$1.04M 0.19%
8,033
-34
-0.4% -$4.48K
1
2
3 4 5

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Klingman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Klingman & Associates held 124 positions worth $559M, up 3.8% from $538M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $19.1M of net new capital in Q3 2019, opening 6 new positions and adding to 39 existing holdings. Its largest new stake was Blackstone: 14,065 shares worth $687K.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 2.8% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $6.71M trimmed.

  • Klingman & Associates's largest Q3 2019 buy was Blackstone: 14,065 shares worth $687K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $10.6M increase.
  • Klingman & Associates's biggest Q3 2019 reduction was iShares TIPS Bond ETF, cutting an estimated $6.71M.
  • Klingman & Associates fully exited JPMorgan Ultra-Short Municipal Income ETF in Q3 2019, selling an estimated $782K.
  • Klingman & Associates's ten largest holdings make up 65% of its $559M portfolio in Q3 2019.
  • Klingman & Associates opened 6 new positions and closed 3 in Q3 2019.
  • Klingman & Associates's portfolio value rose 3.8% quarter-over-quarter to $559M.

Based on Klingman & Associates's 13F filing for Q3 2019, filed 22 Oct 2019.