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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$513M
AUM Growth
+$68.9M
Cap. Flow
+$16.2M
Cap. Flow %
3.16%
Top 10 Hldgs %
63.58%
Holding
123
New
16
Increased
41
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.05M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.98M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.18M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.28M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.08M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$908K
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$390K
3
CHY
Calamos Convertible and High Income Fund
CHY
+$304K
4
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$282K
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$260K

Sector Composition

Rank Sector Weight
1 Financials 3.1%
2 Technology 2.02%
3 Consumer Discretionary 0.75%
4 Healthcare 0.44%
5 Industrials 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
26
Vanguard Total Stock Market ETF
VTI
$646B
$3.96M 0.77%
27,383
+275
+1% +$38.4K
VXUS icon
27
Vanguard Total International Stock ETF
VXUS
$151B
$3.73M 0.73%
71,909
-1,250
-2% -$63.4K
BSCN
28
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$3.28M 0.64%
157,855
+17,400
+12% +$357K
IWB icon
29
iShares Russell 1000 ETF
IWB
$47.1B
$3.14M 0.61%
19,951
– –
EFA icon
30
iShares MSCI EAFE ETF
EFA
$76.4B
$2.75M 0.54%
42,463
+750
+2% +$47.3K
CFG icon
31
Citizens Financial Group
CFG
$30.1B
$2.6M 0.51%
80,000
– –
JPST icon
32
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$2.22M 0.43%
44,184
+25,412
+135% +$1.28M
VEU icon
33
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$2.21M 0.43%
43,995
+202
+0.5% +$9.89K
VOO icon
34
Vanguard S&P 500 ETF
VOO
$956B
$2.09M 0.41%
8,040
+935
+13% +$234K
VRP icon
35
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$2.07M 0.4%
84,147
-3,200
-4% -$77.2K
HDV
36
iShares Core High Dividend ETF
HDV
$14.7B
$1.9M 0.37%
101,705
-175
-0.2% -$3.14K
MSFT icon
37
Microsoft
MSFT
$2.9T
$1.89M 0.37%
15,994
+1,007
+7% +$110K
VEA icon
38
Vanguard FTSE Developed Markets ETF
VEA
$223B
$1.7M 0.33%
41,471
-6,173
-13% -$247K
MA icon
39
Mastercard
MA
$498B
$1.46M 0.29%
6,208
+322
+5% +$69.3K
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$1.42M 0.28%
33,507
-991
-3% -$40.8K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.38M 0.27%
6,877
+31
+0.5% +$6.26K
XOM icon
42
ExxonMobil
XOM
$650B
$1.37M 0.27%
16,907
-78
-0.5% -$5.95K
VB icon
43
Vanguard Small-Cap ETF
VB
$78.9B
$1.35M 0.26%
8,866
-46
-0.5% -$6.84K
MLPX icon
44
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$1.32M 0.26%
33,441
-3,393
-9% -$129K
VIG icon
45
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.14M 0.22%
10,412
+1,300
+14% +$137K
JNJ icon
46
Johnson & Johnson
JNJ
$640B
$1.12M 0.22%
8,033
+100
+1% +$13.4K
BSCP
47
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$975K 0.19%
47,422
+19,500
+70% +$393K
ROST icon
48
Ross Stores
ROST
$80.8B
$951K 0.19%
10,219
– –
AMZN icon
49
Amazon
AMZN
$2.44T
$912K 0.18%
10,240
– –
JPM icon
50
JPMorgan Chase
JPM
$916B
$901K 0.18%
8,902
+2,700
+44% +$278K
1
2
3 4 5

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Klingman & Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Klingman & Associates held 123 positions worth $513M, up 16% from $444M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $16.2M of net new capital in Q1 2019, opening 16 new positions and adding to 41 existing holdings. Its largest new stake was Blackstone: 25,095 shares worth $878K.

By sector, the portfolio is most concentrated in Financials at 3.1% of assets, up from 3% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $908K trimmed.

  • Klingman & Associates's largest Q1 2019 buy was Blackstone: 25,095 shares worth $878K.
  • Klingman & Associates added most to iShares MSCI EAFE Min Vol Factor ETF in Q1 2019, an estimated $3.05M increase.
  • Klingman & Associates's biggest Q1 2019 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $908K.
  • Klingman & Associates fully exited Calamos Convertible and High Income Fund in Q1 2019, selling an estimated $304K.
  • Klingman & Associates's ten largest holdings make up 64% of its $513M portfolio in Q1 2019.
  • Klingman & Associates opened 16 new positions and closed 4 in Q1 2019.
  • Klingman & Associates's portfolio value rose 16% quarter-over-quarter to $513M.

Based on Klingman & Associates's 13F filing for Q1 2019, filed 3 May 2019.