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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+4.54%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$489M
AUM Growth
+$23.9M
Cap. Flow
+$3.71M
Cap. Flow %
0.76%
Top 10 Hldgs %
64.78%
Holding
107
New
5
Increased
36
Reduced
27
Closed
2

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.27M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.66M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$986K
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$938K
5
PPG icon
PPG Industries
PPG
+$364K

Top Sells

Rank Stock Value
1
JLL icon
Jones Lang LaSalle
JLL
+$1.25M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$831K
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$572K
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$480K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$404K

Sector Composition

Rank Sector Weight
1 Financials 3.51%
2 Technology 2.3%
3 Consumer Discretionary 0.86%
4 Healthcare 0.51%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFG icon
26
Citizens Financial Group
CFG
$30.8B
$3.09M 0.63%
80,000
– –
EFA icon
27
iShares MSCI EAFE ETF
EFA
$76.8B
$3M 0.61%
44,070
– –
VEU icon
28
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.41M 0.49%
46,273
+2,220
+5% +$116K
VRP icon
29
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$2.38M 0.49%
95,795
-7,782
-8% -$195K
VWO icon
30
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.08M 0.43%
50,781
+3,999
+9% +$168K
HDV
31
iShares Core High Dividend ETF
HDV
$14.7B
$1.88M 0.39%
103,855
-370
-0.4% -$6.56K
VOO icon
32
Vanguard S&P 500 ETF
VOO
$971B
$1.81M 0.37%
6,765
+433
+7% +$113K
MSFT icon
33
Microsoft
MSFT
$2.92T
$1.76M 0.36%
15,417
+650
+4% +$70.5K
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.47M 0.3%
6,847
+100
+1% +$20.5K
XOM icon
35
ExxonMobil
XOM
$634B
$1.41M 0.29%
16,607
+185
+1% +$15.1K
MA icon
36
Mastercard
MA
$497B
$1.31M 0.27%
5,886
-251
-4% -$52.4K
MLPX icon
37
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$1.23M 0.25%
30,694
-817
-3% -$33.5K
EFAV icon
38
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
$1.23M 0.25%
16,862
+282
+2% +$20.3K
VXUS icon
39
Vanguard Total International Stock ETF
VXUS
$153B
$1.2M 0.24%
22,142
+6,542
+42% +$355K
JNJ icon
40
Johnson & Johnson
JNJ
$643B
$1.1M 0.22%
7,933
– –
AMZN icon
41
Amazon
AMZN
$2.48T
$1.06M 0.22%
10,600
+1,700
+19% +$160K
ROST icon
42
Ross Stores
ROST
$80.5B
$1.01M 0.21%
10,219
– –
VIG icon
43
Vanguard Dividend Appreciation ETF
VIG
$113B
$1.01M 0.21%
9,085
+14
+0.2% +$1.5K
RY icon
44
Royal Bank of Canada
RY
$295B
$959K 0.2%
11,959
-690
-5% -$54.1K
MINT icon
45
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$954K 0.2%
9,383
-2,400
-20% -$244K
FCT
46
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$920K 0.19%
72,316
-26,684
-27% -$340K
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.07T
$897K 0.18%
15,040
+400
+3% +$24K
OEF icon
48
iShares S&P 100 ETF
OEF
$19.8B
$892K 0.18%
6,880
– –
VB icon
49
Vanguard Small-Cap ETF
VB
$80.2B
$890K 0.18%
5,474
– –
RWK icon
50
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
$859K 0.18%
13,674
-50
-0.4% -$3.17K
1
2
3 4 5

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Klingman & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Klingman & Associates held 107 positions worth $489M, up 5.1% from $465M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates's Q3 2018 filing shows 5 new, 36 increased, 27 reduced and 2 closed positions. Its largest new stake was PPG Industries: 3,342 shares worth $365K. The largest sale was Jones Lang LaSalle, an estimated $1.25M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, down from 3.6% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2018 buy was PPG Industries: 3,342 shares worth $365K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $2.27M increase.
  • Klingman & Associates's biggest Q3 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $831K.
  • Klingman & Associates fully exited Jones Lang LaSalle in Q3 2018, selling an estimated $1.25M.
  • Klingman & Associates's ten largest holdings make up 65% of its $489M portfolio in Q3 2018.
  • Klingman & Associates opened 5 new positions and closed 2 in Q3 2018.
  • Klingman & Associates's portfolio value rose 5.1% quarter-over-quarter to $489M.

Based on Klingman & Associates's 13F filing for Q3 2018, filed 26 Oct 2018.