KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+4.54%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$489M
AUM Growth
+$489M
Cap. Flow
+$3.84M
Cap. Flow %
0.79%
Top 10 Hldgs %
64.78%
Holding
107
New
5
Increased
36
Reduced
27
Closed
2

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$2.32M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$1.66M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
$1M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$939K
5
PPG icon
PPG Industries
PPG
$365K

Top Sells

1
JLL icon
Jones Lang LaSalle
JLL
$1.25M
2
TIP icon
iShares TIPS Bond ETF
TIP
$823K
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$567K
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$476K
5
SDY icon
SPDR S&P Dividend ETF
SDY
$408K

Sector Composition

1 Financials 3.51%
2 Technology 2.3%
3 Consumer Discretionary 0.86%
4 Healthcare 0.51%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CFG icon
26
Citizens Financial Group
CFG
$22.6B
$3.09M 0.63%
80,000
– –
EFA icon
27
iShares MSCI EAFE ETF
EFA
$66B
$3M 0.61%
44,070
– –
VEU icon
28
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$2.41M 0.49%
46,273
+2,220
+5% +$116K
VRP icon
29
Invesco Variable Rate Preferred ETF
VRP
$2.17B
$2.38M 0.49%
95,795
-7,782
-8% -$194K
VWO icon
30
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$2.08M 0.43%
50,781
+3,999
+9% +$164K
HDV icon
31
iShares Core High Dividend ETF
HDV
$11.7B
$1.88M 0.39%
20,771
-74
-0.4% -$6.7K
VOO icon
32
Vanguard S&P 500 ETF
VOO
$726B
$1.81M 0.37%
6,765
+433
+7% +$116K
MSFT icon
33
Microsoft
MSFT
$3.77T
$1.76M 0.36%
15,417
+650
+4% +$74.3K
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.09T
$1.47M 0.3%
6,847
+100
+1% +$21.4K
XOM icon
35
Exxon Mobil
XOM
$487B
$1.41M 0.29%
16,607
+185
+1% +$15.7K
MA icon
36
Mastercard
MA
$538B
$1.31M 0.27%
5,886
-251
-4% -$55.9K
MLPX icon
37
Global X MLP & Energy Infrastructure ETF
MLPX
$2.61B
$1.23M 0.25%
92,083
-2,449
-3% -$32.7K
EFAV icon
38
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$1.23M 0.25%
16,862
+282
+2% +$20.5K
VXUS icon
39
Vanguard Total International Stock ETF
VXUS
$102B
$1.2M 0.24%
22,142
+6,542
+42% +$353K
JNJ icon
40
Johnson & Johnson
JNJ
$427B
$1.1M 0.22%
7,933
– –
AMZN icon
41
Amazon
AMZN
$2.44T
$1.06M 0.22%
530
+85
+19% +$170K
ROST icon
42
Ross Stores
ROST
$48.1B
$1.01M 0.21%
10,219
– –
VIG icon
43
Vanguard Dividend Appreciation ETF
VIG
$95.4B
$1.01M 0.21%
9,085
+14
+0.2% +$1.55K
RY icon
44
Royal Bank of Canada
RY
$205B
$959K 0.2%
11,959
-690
-5% -$55.3K
MINT icon
45
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$954K 0.2%
9,383
-2,400
-20% -$244K
FCT
46
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$920K 0.19%
72,316
-26,684
-27% -$339K
GOOG icon
47
Alphabet (Google) Class C
GOOG
$2.58T
$897K 0.18%
752
+20
+3% +$23.9K
OEF icon
48
iShares S&P 100 ETF
OEF
$22B
$892K 0.18%
6,880
– –
VB icon
49
Vanguard Small-Cap ETF
VB
$66.4B
$890K 0.18%
5,474
– –
RWK icon
50
Invesco S&P MidCap 400 Revenue ETF
RWK
$982M
$859K 0.18%
13,674
-50
-0.4% -$3.14K
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