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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$465M
AUM Growth
+$18.8M
Cap. Flow
+$2.89M
Cap. Flow %
0.62%
Top 10 Hldgs %
64.69%
Holding
112
New
5
Increased
25
Reduced
44
Closed
10

Top Buys

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$22.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.33M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.2M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.59M
5
JLL icon
Jones Lang LaSalle
JLL
+$1.27M

Top Sells

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$17.5M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.5M
3
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$3.97M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$1.25M

Sector Composition

Rank Sector Weight
1 Financials 3.64%
2 Technology 1.96%
3 Consumer Discretionary 0.74%
4 Healthcare 0.45%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
26
iShares MSCI EAFE ETF
EFA
$76.4B
$2.95M 0.64%
44,070
+1,815
+4% +$127K
VRP icon
27
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$2.57M 0.55%
103,577
+1,239
+1% +$30.9K
VTI icon
28
Vanguard Total Stock Market ETF
VTI
$654B
$2.29M 0.49%
16,305
+6,360
+64% +$887K
VEU icon
29
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.28M 0.49%
44,053
+64
+0.1% +$3.47K
VWO icon
30
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.97M 0.42%
46,782
+15,412
+49% +$696K
HDV
31
iShares Core High Dividend ETF
HDV
$14.4B
$1.77M 0.38%
104,225
-7,240
-6% -$123K
VOO icon
32
Vanguard S&P 500 ETF
VOO
$968B
$1.58M 0.34%
6,332
+2,146
+51% +$533K
MSFT icon
33
Microsoft
MSFT
$2.84T
$1.46M 0.31%
14,767
-1,653
-10% -$160K
XOM icon
34
ExxonMobil
XOM
$651B
$1.36M 0.29%
16,422
-467
-3% -$37.2K
FCT
35
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.27M 0.27%
99,000
-3,250
-3% -$42.4K
BRK.B icon
36
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.26M 0.27%
6,747
-204
-3% -$39.8K
MLPX icon
37
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$1.26M 0.27%
31,511
-609
-2% -$23.3K
JLL icon
38
Jones Lang LaSalle
JLL
$15.1B
$1.25M 0.27%
+7,500
New +$1.27M
MA icon
39
Mastercard
MA
$477B
$1.21M 0.26%
6,137
+226
+4% +$42.5K
MINT icon
40
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.2M 0.26%
11,783
-1,729
-13% -$176K
EFAV icon
41
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.18M 0.25%
16,580
– –
JNJ icon
42
Johnson & Johnson
JNJ
$635B
$963K 0.21%
7,933
-84
-1% -$10.5K
RY icon
43
Royal Bank of Canada
RY
$291B
$952K 0.2%
12,649
-114
-0.9% -$8.73K
VIG icon
44
Vanguard Dividend Appreciation ETF
VIG
$111B
$922K 0.2%
9,071
+136
+2% +$13.9K
ROST icon
45
Ross Stores
ROST
$76.6B
$866K 0.19%
10,219
+7,131
+231% +$580K
VB icon
46
Vanguard Small-Cap ETF
VB
$79.5B
$852K 0.18%
5,474
– –
VXUS icon
47
Vanguard Total International Stock ETF
VXUS
$153B
$844K 0.18%
15,600
– –
RWK icon
48
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$838K 0.18%
13,724
-125
-0.9% -$7.57K
RWJ icon
49
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$824K 0.18%
33,699
– –
OEF icon
50
iShares S&P 100 ETF
OEF
$19.8B
$823K 0.18%
6,880
– –
1
2
3 4 5

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Klingman & Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Klingman & Associates held 112 positions worth $465M, up 4.2% from $446M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates's Q2 2018 filing shows 5 new, 25 increased, 44 reduced and 10 closed positions. Its largest new stake was Tortoise North American Pipeline ETF: 1,005,475 shares worth $23.4M. The largest sale was UBS E-TRACS Alerian MLP Infrastructure ETN, an estimated $17.5M.

By sector, the portfolio is most concentrated in Financials at 3.6% of assets, down from 3.8% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q2 2018 buy was Tortoise North American Pipeline ETF: 1,005,475 shares worth $23.4M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2018, an estimated $3.33M increase.
  • Klingman & Associates's biggest Q2 2018 reduction was UBS E-TRACS Alerian MLP Infrastructure ETN, cutting an estimated $17.5M.
  • Klingman & Associates fully exited iShares Russell 1000 Growth ETF in Q2 2018, selling an estimated $653K.
  • Klingman & Associates's ten largest holdings make up 65% of its $465M portfolio in Q2 2018.
  • Klingman & Associates opened 5 new positions and closed 10 in Q2 2018.
  • Klingman & Associates's portfolio value rose 4.2% quarter-over-quarter to $465M.

Based on Klingman & Associates's 13F filing for Q2 2018, filed 2 Aug 2018.