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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.64%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$446M
AUM Growth
-$11.7M
Cap. Flow
+$1.36M
Cap. Flow %
0.3%
Top 10 Hldgs %
66.51%
Holding
116
New
3
Increased
38
Reduced
31
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.84M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$2.66M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.44M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.79M
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.87M
2
LHX icon
L3Harris
LHX
+$2.18M
3
CFG icon
Citizens Financial Group
CFG
+$1.66M
4
JNJ icon
Johnson & Johnson
JNJ
+$1.07M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$747K

Sector Composition

Rank Sector Weight
1 Financials 3.77%
2 Technology 1.89%
3 Consumer Discretionary 0.58%
4 Healthcare 0.55%
5 Communication Services 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
26
Vanguard FTSE All-World ex-US ETF
VEU
$65.7B
$2.39M 0.54%
43,989
+68
+0.2% +$3.79K
HDV
27
iShares Core High Dividend ETF
HDV
$14.7B
$1.88M 0.42%
111,465
+430
+0.4% +$7.59K
VEA icon
28
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.55M 0.35%
35,060
+9,343
+36% +$424K
MSFT icon
29
Microsoft
MSFT
$2.95T
$1.5M 0.34%
16,420
+792
+5% +$72.4K
VWO icon
30
Vanguard FTSE Emerging Markets ETF
VWO
$118B
$1.47M 0.33%
31,370
-178
-0.6% -$8.54K
BRK.B icon
31
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.39M 0.31%
6,951
-3,636
-34% -$747K
MINT icon
32
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.37M 0.31%
13,512
+180
+1% +$18.3K
FCT
33
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.35M 0.3%
102,250
-4,250
-4% -$54.9K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$654B
$1.35M 0.3%
9,945
– –
XOM icon
35
ExxonMobil
XOM
$648B
$1.26M 0.28%
16,889
-357
-2% -$28.5K
EFAV icon
36
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.38B
$1.22M 0.27%
16,580
– –
MLPX icon
37
Global X MLP & Energy Infrastructure ETF
MLPX
$3.59B
$1.13M 0.25%
32,120
-378
-1% -$14.9K
MA icon
38
Mastercard
MA
$498B
$1.03M 0.23%
5,911
-1,800
-23% -$308K
JNJ icon
39
Johnson & Johnson
JNJ
$641B
$1.03M 0.23%
8,017
-7,913
-50% -$1.07M
VOO icon
40
Vanguard S&P 500 ETF
VOO
$968B
$1.01M 0.23%
4,186
+691
+20% +$173K
RY icon
41
Royal Bank of Canada
RY
$290B
$986K 0.22%
12,763
– –
FRA icon
42
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$972K 0.22%
66,911
-4,500
-6% -$64.5K
VIG icon
43
Vanguard Dividend Appreciation ETF
VIG
$112B
$903K 0.2%
8,935
+3
+0% +$311
VXUS icon
44
Vanguard Total International Stock ETF
VXUS
$153B
$882K 0.2%
15,600
– –
SCZ icon
45
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$851K 0.19%
13,055
– –
RWK icon
46
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
$816K 0.18%
13,849
+130
+0.9% +$7.89K
VB icon
47
Vanguard Small-Cap ETF
VB
$79.7B
$804K 0.18%
5,474
+19
+0.3% +$2.84K
OEF icon
48
iShares S&P 100 ETF
OEF
$19.8B
$798K 0.18%
6,880
– –
SOXX icon
49
iShares Semiconductor ETF
SOXX
$40.1B
$792K 0.18%
13,200
– –
RWJ icon
50
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$762K 0.17%
33,699
+600
+2% +$14K
1
2
3 4 5

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Klingman & Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Klingman & Associates held 116 positions worth $446M, down 2.6% from $458M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Klingman & Associates's Q1 2018 filing shows 3 new, 38 increased, 31 reduced and 9 closed positions. Its largest new stake was iShares US Treasury Bond ETF: 12,411 shares worth $306K. The largest sale was Apple, an estimated $4.87M.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 4.3% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2018 buy was iShares US Treasury Bond ETF: 12,411 shares worth $306K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $3.84M increase.
  • Klingman & Associates's biggest Q1 2018 reduction was Apple, cutting an estimated $4.87M.
  • Klingman & Associates fully exited L3Harris in Q1 2018, selling an estimated $2.18M.
  • Klingman & Associates's ten largest holdings make up 67% of its $446M portfolio in Q1 2018.
  • Klingman & Associates opened 3 new positions and closed 9 in Q1 2018.
  • Klingman & Associates's portfolio value fell 2.6% quarter-over-quarter to $446M.

Based on Klingman & Associates's 13F filing for Q1 2018, filed 25 Apr 2018.