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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$458M
AUM Growth
+$51.1M
Cap. Flow
+$35.9M
Cap. Flow %
7.84%
Top 10 Hldgs %
64.35%
Holding
117
New
22
Increased
27
Reduced
37
Closed
4

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.9M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$6.25M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$2.99M
5
LHX icon
L3Harris
LHX
+$2.15M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$1.5M
2
CFG icon
Citizens Financial Group
CFG
+$978K
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$596K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$582K
5
GE icon
GE Aerospace
GE
+$538K

Sector Composition

Rank Sector Weight
1 Financials 4.27%
2 Technology 2.86%
3 Consumer Discretionary 0.91%
4 Healthcare 0.88%
5 Communication Services 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
26
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.4M 0.53%
43,921
-201
-0.5% -$10.8K
JNJ icon
27
Johnson & Johnson
JNJ
$635B
$2.23M 0.49%
15,930
-10,777
-40% -$1.5M
LHX icon
28
L3Harris
LHX
$55.9B
$2.18M 0.48%
+15,367
New +$2.15M
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.07T
$2.1M 0.46%
10,587
+7,489
+242% +$1.42M
HDV
30
iShares Core High Dividend ETF
HDV
$14.4B
$2M 0.44%
111,035
-1,225
-1% -$21.4K
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.45M 0.32%
31,548
+1,716
+6% +$76.7K
XOM icon
32
ExxonMobil
XOM
$651B
$1.44M 0.32%
17,246
+78
+0.5% +$6.45K
FCT
33
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.37M 0.3%
106,500
-3,757
-3% -$49K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$654B
$1.36M 0.3%
9,945
+887
+10% +$119K
MINT icon
35
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.35M 0.3%
13,332
+983
+8% +$100K
MSFT icon
36
Microsoft
MSFT
$2.84T
$1.34M 0.29%
15,628
+7,176
+85% +$589K
MLPX icon
37
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$1.32M 0.29%
32,498
-2,076
-6% -$82K
EFAV icon
38
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.21M 0.26%
16,580
– –
GOOG icon
39
Alphabet (Google) Class C
GOOG
$3.9T
$1.18M 0.26%
22,480
+18,300
+438% +$931K
MA icon
40
Mastercard
MA
$477B
$1.17M 0.26%
+7,711
New +$1.15M
VEA icon
41
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.15M 0.25%
25,717
+561
+2% +$24.8K
RY icon
42
Royal Bank of Canada
RY
$291B
$1.04M 0.23%
12,763
– –
FRA icon
43
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$985K 0.22%
71,411
-686
-1% -$9.62K
VIG icon
44
Vanguard Dividend Appreciation ETF
VIG
$111B
$911K 0.2%
8,932
-182
-2% -$17.9K
VXUS icon
45
Vanguard Total International Stock ETF
VXUS
$153B
$886K 0.19%
15,600
– –
EMD
46
Western Asset Emerging Markets Debt Fund
EMD
$609M
$861K 0.19%
55,341
+600
+1% +$9.29K
VOO icon
47
Vanguard S&P 500 ETF
VOO
$968B
$857K 0.19%
3,495
+976
+39% +$233K
SCZ icon
48
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$842K 0.18%
13,055
– –
RWK icon
49
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$833K 0.18%
13,719
-2,850
-17% -$167K
OEF icon
50
iShares S&P 100 ETF
OEF
$19.8B
$816K 0.18%
6,880
– –
1
2
3 4 5

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Klingman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Klingman & Associates held 117 positions worth $458M, up 13% from $406M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $35.9M of net new capital in Q4 2017, opening 22 new positions and adding to 27 existing holdings. Its largest new stake was L3Harris: 15,367 shares worth $2.18M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $1.5M trimmed.

  • Klingman & Associates's largest Q4 2017 buy was L3Harris: 15,367 shares worth $2.18M.
  • Klingman & Associates added most to Apple in Q4 2017, an estimated $10.9M increase.
  • Klingman & Associates's biggest Q4 2017 reduction was Johnson & Johnson, cutting an estimated $1.5M.
  • Klingman & Associates fully exited GE Aerospace in Q4 2017, selling an estimated $538K.
  • Klingman & Associates's ten largest holdings make up 64% of its $458M portfolio in Q4 2017.
  • Klingman & Associates opened 22 new positions and closed 4 in Q4 2017.
  • Klingman & Associates's portfolio value rose 13% quarter-over-quarter to $458M.

Based on Klingman & Associates's 13F filing for Q4 2017, filed 2 Feb 2018.