KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FCT
26
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$1.88M 0.57%
135,892
-3,045
-2% -$42.1K
HDV icon
27
iShares Core High Dividend ETF
HDV
$11.7B
$1.78M 0.54%
21,667
– –
XOM icon
28
Exxon Mobil
XOM
$487B
$1.67M 0.51%
18,502
+1,305
+8% +$118K
VEU icon
29
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$1.61M 0.49%
36,333
-995
-3% -$44K
FRA icon
30
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$1.33M 0.4%
92,357
+6,050
+7% +$87.2K
MINT icon
31
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$1.32M 0.4%
12,979
+300
+2% +$30.4K
VWO icon
32
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$1.27M 0.39%
35,533
-1,180
-3% -$42.2K
EFAV icon
33
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$1.09M 0.33%
17,845
-9,525
-35% -$583K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$526B
$1.07M 0.32%
9,242
-14,758
-61% -$1.7M
GE icon
35
GE Aerospace
GE
$292B
$1.06M 0.32%
33,407
-37
-0.1% -$1.17K
DEM icon
36
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
$941K 0.29%
25,205
+2,000
+9% +$74.7K
VEA icon
37
Vanguard FTSE Developed Markets ETF
VEA
$171B
$917K 0.28%
25,101
+23
+0.1% +$840
RWK icon
38
Invesco S&P MidCap 400 Revenue ETF
RWK
$982M
$901K 0.27%
16,664
– –
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$95.4B
$804K 0.24%
9,443
+17
+0.2% +$1.45K
EMD
40
Western Asset Emerging Markets Debt Fund
EMD
$599M
$785K 0.24%
53,397
+8,115
+18% +$119K
RY icon
41
Royal Bank of Canada
RY
$205B
$776K 0.24%
11,463
-2,892
-20% -$196K
RWJ icon
42
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.6B
$758K 0.23%
11,296
– –
VXUS icon
43
Vanguard Total International Stock ETF
VXUS
$102B
$716K 0.22%
+15,600
New +$716K
OEF icon
44
iShares S&P 100 ETF
OEF
$22B
$683K 0.21%
6,880
-49
-0.7% -$4.86K
JPM icon
45
JPMorgan Chase
JPM
$829B
$662K 0.2%
7,677
-14,701
-66% -$1.27M
SCZ icon
46
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$651K 0.2%
13,055
-174
-1% -$8.68K
PFE icon
47
Pfizer
PFE
$141B
$626K 0.19%
19,260
+400
+2% +$13K
RSP icon
48
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$576K 0.17%
6,652
– –
VB icon
49
Vanguard Small-Cap ETF
VB
$66.4B
$560K 0.17%
4,345
-522
-11% -$67.3K
VVR icon
50
Invesco Senior Income Trust
VVR
$561M
$543K 0.16%
116,952
-11,620
-9% -$54K
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