KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.72%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$332M
AUM Growth
+$332M
Cap. Flow
+$14.9M
Cap. Flow %
4.48%
Top 10 Hldgs %
63.36%
Holding
409
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
$1.49M
5
TIP icon
iShares TIPS Bond ETF
TIP
$1.4M

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$1.82M
2
RY icon
Royal Bank of Canada
RY
$743K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$498K
4
IDV icon
iShares International Select Dividend ETF
IDV
$335K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$311K

Sector Composition

1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CFG icon
26
Citizens Financial Group
CFG
$22.3B
$2.09M 0.63%
84,500
– –
MLPX icon
27
Global X MLP & Energy Infrastructure ETF
MLPX
$2.58B
$1.95M 0.59%
42,717
-133
-0.3% -$6.06K
FCT
28
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$1.9M 0.57%
138,937
-825
-0.6% -$11.3K
EFAV icon
29
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.37B
$1.85M 0.56%
27,370
-1,000
-4% -$67.6K
HDV icon
30
iShares Core High Dividend ETF
HDV
$11.6B
$1.76M 0.53%
21,667
– –
VEU icon
31
Vanguard FTSE All-World ex-US ETF
VEU
$48.3B
$1.7M 0.51%
37,328
-1,496
-4% -$68K
XOM icon
32
Exxon Mobil
XOM
$477B
$1.5M 0.45%
17,197
+2,352
+16% +$205K
JPM icon
33
JPMorgan Chase
JPM
$824B
$1.49M 0.45%
22,378
+300
+1% +$20K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$96.5B
$1.38M 0.42%
36,713
+42
+0.1% +$1.58K
MINT icon
35
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$1.29M 0.39%
+12,679
New +$1.29M
FRA icon
36
BlackRock Floating Rate Income Strategies Fund
FRA
$470M
$1.2M 0.36%
86,307
-2,556
-3% -$35.4K
GE icon
37
GE Aerospace
GE
$293B
$991K 0.3%
6,978
+247
+4% +$35.1K
VEA icon
38
Vanguard FTSE Developed Markets ETF
VEA
$169B
$938K 0.28%
25,078
+13
+0.1% +$486
RY icon
39
Royal Bank of Canada
RY
$205B
$889K 0.27%
14,355
-12,000
-46% -$743K
DEM icon
40
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.1B
$872K 0.26%
23,205
-50
-0.2% -$1.88K
RWK icon
41
Invesco S&P MidCap 400 Revenue ETF
RWK
$980M
$840K 0.25%
16,664
-1,000
-6% -$50.4K
VIG icon
42
Vanguard Dividend Appreciation ETF
VIG
$95.1B
$791K 0.24%
9,426
+12
+0.1% +$1.01K
EMD
43
Western Asset Emerging Markets Debt Fund
EMD
$597M
$736K 0.22%
45,282
-1,500
-3% -$24.4K
RWX icon
44
SPDR Dow Jones International Real Estate ETF
RWX
$301M
$729K 0.22%
17,487
-158
-0.9% -$6.59K
IDLV icon
45
Invesco S&P International Developed Low Volatility ETF
IDLV
$326M
$693K 0.21%
22,600
– –
SCZ icon
46
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.6B
$693K 0.21%
13,229
– –
RWJ icon
47
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.59B
$673K 0.2%
33,888
– –
OEF icon
48
iShares S&P 100 ETF
OEF
$22.1B
$665K 0.2%
6,929
– –
PFE icon
49
Pfizer
PFE
$141B
$639K 0.19%
19,878
– –
VB icon
50
Vanguard Small-Cap ETF
VB
$65.9B
$595K 0.18%
4,867
-578
-11% -$70.7K
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