KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+5.56%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$309M
AUM Growth
+$309M
Cap. Flow
+$16.1M
Cap. Flow %
5.21%
Top 10 Hldgs %
63.46%
Holding
407
New
13
Increased
29
Reduced
46
Closed
17

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$7.72M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$5.12M
3
TIP icon
iShares TIPS Bond ETF
TIP
$3.68M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.39M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.64M

Top Sells

1
ENH
Endurance Specialty Holdings Ltd
ENH
$2.64M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.74M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.08M
4
SDY icon
SPDR S&P Dividend ETF
SDY
$392K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$199K

Sector Composition

1 Financials 3.33%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FCT
26
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$1.8M 0.58%
139,762
-4,000
-3% -$51.4K
HDV icon
27
iShares Core High Dividend ETF
HDV
$11.7B
$1.78M 0.58%
21,667
-1,140
-5% -$93.7K
MLPX icon
28
Global X MLP & Energy Infrastructure ETF
MLPX
$2.61B
$1.78M 0.57%
128,549
-2,443
-2% -$33.7K
CFG icon
29
Citizens Financial Group
CFG
$22.6B
$1.69M 0.55%
84,500
– –
VEU icon
30
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$1.66M 0.54%
38,824
+67
+0.2% +$2.87K
RY icon
31
Royal Bank of Canada
RY
$205B
$1.56M 0.5%
26,355
– –
XOM icon
32
Exxon Mobil
XOM
$487B
$1.39M 0.45%
14,845
-103
-0.7% -$9.66K
JPM icon
33
JPMorgan Chase
JPM
$829B
$1.37M 0.44%
22,078
-952
-4% -$59.2K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$1.29M 0.42%
36,671
+33
+0.1% +$1.16K
FRA icon
35
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$1.17M 0.38%
88,863
– –
GE icon
36
GE Aerospace
GE
$292B
$1.02M 0.33%
32,257
– –
VEA icon
37
Vanguard FTSE Developed Markets ETF
VEA
$171B
$886K 0.29%
25,065
+37
+0.1% +$1.31K
RWK icon
38
Invesco S&P MidCap 400 Revenue ETF
RWK
$982M
$843K 0.27%
17,664
– –
DEM icon
39
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
$824K 0.27%
23,255
+764
+3% +$27.1K
VIG icon
40
Vanguard Dividend Appreciation ETF
VIG
$95.4B
$784K 0.25%
9,414
+13
+0.1% +$1.08K
RWX icon
41
SPDR Dow Jones International Real Estate ETF
RWX
$305M
$731K 0.24%
17,645
-230
-1% -$9.53K
EMD
42
Western Asset Emerging Markets Debt Fund
EMD
$599M
$720K 0.23%
46,782
– –
IDLV icon
43
Invesco S&P International Developed Low Volatility ETF
IDLV
$330M
$676K 0.22%
22,600
– –
PFE icon
44
Pfizer
PFE
$141B
$664K 0.21%
18,860
-156
-0.8% -$5.49K
OEF icon
45
iShares S&P 100 ETF
OEF
$22B
$644K 0.21%
6,929
-81
-1% -$7.53K
SCZ icon
46
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$638K 0.21%
13,229
-948
-7% -$45.7K
VB icon
47
Vanguard Small-Cap ETF
VB
$66.4B
$630K 0.2%
5,445
-209
-4% -$24.2K
VRP icon
48
Invesco Variable Rate Preferred ETF
VRP
$2.17B
$629K 0.2%
25,335
+435
+2% +$10.8K
RWJ icon
49
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.6B
$622K 0.2%
11,296
-170
-1% -$9.36K
CHY
50
Calamos Convertible and High Income Fund
CHY
$869M
$572K 0.19%
53,871
-1,434
-3% -$15.2K
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