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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCT
26
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.8M 0.58%
139,762
-4,000
-3% -$51.5K
HDV
27
iShares Core High Dividend ETF
HDV
$14.4B
$1.78M 0.58%
108,335
-5,700
-5% -$90.8K
MLPX icon
28
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$1.77M 0.57%
42,850
-814
-2% -$31K
CFG icon
29
Citizens Financial Group
CFG
$30.4B
$1.69M 0.55%
84,500
– –
VEU icon
30
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.66M 0.54%
38,824
+67
+0.2% +$2.9K
RY icon
31
Royal Bank of Canada
RY
$291B
$1.56M 0.5%
26,355
– –
XOM icon
32
ExxonMobil
XOM
$651B
$1.39M 0.45%
14,845
-103
-0.7% -$9.11K
JPM icon
33
JPMorgan Chase
JPM
$939B
$1.37M 0.44%
22,078
-952
-4% -$59.5K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.29M 0.42%
36,671
+33
+0.1% +$1.13K
FRA icon
35
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$1.17M 0.38%
88,863
– –
GE icon
36
GE Aerospace
GE
$367B
$1.01M 0.33%
6,731
– –
VEA icon
37
Vanguard FTSE Developed Markets ETF
VEA
$226B
$886K 0.29%
25,065
+37
+0.1% +$1.34K
RWK icon
38
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$843K 0.27%
17,664
– –
DEM icon
39
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$824K 0.27%
23,255
+764
+3% +$26.4K
VIG icon
40
Vanguard Dividend Appreciation ETF
VIG
$111B
$784K 0.25%
9,414
+13
+0.1% +$1.06K
RWX icon
41
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$731K 0.24%
17,645
-230
-1% -$9.62K
EMD
42
Western Asset Emerging Markets Debt Fund
EMD
$609M
$720K 0.23%
46,782
– –
IDLV icon
43
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$676K 0.22%
22,600
– –
PFE icon
44
Pfizer
PFE
$140B
$664K 0.21%
19,878
-165
-0.8% -$5.27K
OEF icon
45
iShares S&P 100 ETF
OEF
$19.8B
$644K 0.21%
6,929
-81
-1% -$7.47K
SCZ icon
46
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$638K 0.21%
13,229
-948
-7% -$47.6K
VB icon
47
Vanguard Small-Cap ETF
VB
$79.5B
$630K 0.2%
5,445
-209
-4% -$23.7K
VRP icon
48
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$629K 0.2%
25,335
+435
+2% +$10.6K
RWJ icon
49
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$622K 0.2%
33,888
-510
-1% -$9.29K
CHY
50
Calamos Convertible and High Income Fund
CHY
$1.03B
$572K 0.19%
53,871
-1,434
-3% -$14.8K
1
2
3 4 5

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Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.