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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
26
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.8M 0.64%
46,096
– –
HDV
27
iShares Core High Dividend ETF
HDV
$14.4B
$1.78M 0.64%
114,035
-35,240
-24% -$523K
CFG icon
28
Citizens Financial Group
CFG
$30.4B
$1.77M 0.63%
84,500
– –
VEU icon
29
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.67M 0.6%
38,757
-48
-0.1% -$1.97K
RY icon
30
Royal Bank of Canada
RY
$291B
$1.52M 0.54%
26,355
– –
MLPX icon
31
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$1.5M 0.54%
43,664
+19,000
+77% +$596K
JPM icon
32
JPMorgan Chase
JPM
$939B
$1.36M 0.49%
23,030
– –
VWO icon
33
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.27M 0.45%
36,638
+2,062
+6% +$64.7K
XOM icon
34
ExxonMobil
XOM
$651B
$1.25M 0.45%
14,948
-2,000
-12% -$160K
FRA icon
35
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$1.16M 0.42%
88,863
-4,007
-4% -$50.2K
VTIP icon
36
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.14M 0.41%
23,265
+1,468
+7% +$71.2K
MINT icon
37
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.08M 0.39%
+10,679
New +$1.07M
GE icon
38
GE Aerospace
GE
$367B
$1.02M 0.37%
6,731
-1,552
-19% -$219K
VEA icon
39
Vanguard FTSE Developed Markets ETF
VEA
$226B
$898K 0.32%
+25,028
New +$864K
RWK icon
40
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$848K 0.3%
17,664
– –
DEM icon
41
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$783K 0.28%
22,491
-195
-0.9% -$6.1K
VIG icon
42
Vanguard Dividend Appreciation ETF
VIG
$111B
$764K 0.27%
9,401
+901
+11% +$69.1K
RWX icon
43
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$741K 0.27%
17,875
+281
+2% +$10.8K
SCZ icon
44
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$706K 0.25%
14,177
– –
EMD
45
Western Asset Emerging Markets Debt Fund
EMD
$609M
$679K 0.24%
46,782
– –
IDLV icon
46
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$676K 0.24%
22,600
– –
OEF icon
47
iShares S&P 100 ETF
OEF
$19.8B
$641K 0.23%
7,010
– –
VB icon
48
Vanguard Small-Cap ETF
VB
$79.5B
$630K 0.23%
5,654
-835
-13% -$86.5K
RWJ icon
49
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$622K 0.22%
34,398
-1,920
-5% -$31.3K
VRP icon
50
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$597K 0.21%
24,900
+3,000
+14% +$70.8K
1
2
3 4 5

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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.