KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.73%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$18.3M
Cap. Flow %
6.85%
Top 10 Hldgs %
57.96%
Holding
457
New
72
Increased
42
Reduced
51
Closed
49

Top Buys

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.4M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M
3
PJT icon
PJT Partners
PJT
$4.53M
4
TIP icon
iShares TIPS Bond ETF
TIP
$3.73M
5
CFG icon
Citizens Financial Group
CFG
$2.1M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.75M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.98M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.54M
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$1.41M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.31M

Sector Composition

1 Financials 5.75%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFF icon
26
iShares Preferred and Income Securities ETF
PFF
$14.4B
$1.79M 0.67%
46,096
+1
+0% +$39
FCT
27
First Trust Senior Floating Rate Income Fund II
FCT
$264M
$1.73M 0.65%
+140,362
New +$1.73M
VEU icon
28
Vanguard FTSE All-World ex-US ETF
VEU
$48.2B
$1.69M 0.63%
38,805
-24,237
-38% -$1.05M
JPM icon
29
JPMorgan Chase
JPM
$824B
$1.52M 0.57%
23,030
+602
+3% +$39.8K
EFAV icon
30
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.36B
$1.51M 0.56%
23,255
-9,010
-28% -$585K
RY icon
31
Royal Bank of Canada
RY
$204B
$1.41M 0.53%
26,355
-115
-0.4% -$6.16K
XOM icon
32
Exxon Mobil
XOM
$489B
$1.32M 0.49%
16,948
– –
GE icon
33
GE Aerospace
GE
$292B
$1.24M 0.46%
39,698
+10,097
+34% +$315K
FRA icon
34
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$1.2M 0.45%
+92,870
New +$1.2M
VWO icon
35
Vanguard FTSE Emerging Markets ETF
VWO
$96.2B
$1.13M 0.42%
34,576
-2,823
-8% -$92.3K
VTIP icon
36
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$1.05M 0.39%
21,797
+6,792
+45% +$328K
MLPX icon
37
Global X MLP & Energy Infrastructure ETF
MLPX
$2.58B
$859K 0.32%
73,991
+12,967
+21% +$151K
DBEF icon
38
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.9B
$838K 0.31%
30,850
– –
RWK icon
39
Invesco S&P MidCap 400 Revenue ETF
RWK
$982M
$800K 0.3%
17,664
– –
GOOG icon
40
Alphabet (Google) Class C
GOOG
$2.56T
$792K 0.3%
1,043
+77
+8% +$58.5K
DEM icon
41
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.09B
$718K 0.27%
22,686
-7,765
-25% -$246K
VB icon
42
Vanguard Small-Cap ETF
VB
$66.1B
$718K 0.27%
6,489
– –
SCZ icon
43
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.6B
$708K 0.26%
14,177
– –
RWX icon
44
SPDR Dow Jones International Real Estate ETF
RWX
$301M
$688K 0.26%
17,594
+7
+0% +$274
PID icon
45
Invesco International Dividend Achievers ETF
PID
$863M
$681K 0.25%
50,176
-9,695
-16% -$132K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.08T
$679K 0.25%
5,139
– –
VIG icon
47
Vanguard Dividend Appreciation ETF
VIG
$95B
$661K 0.25%
8,500
-3,274
-28% -$255K
IDLV icon
48
Invesco S&P International Developed Low Volatility ETF
IDLV
$326M
$646K 0.24%
+22,600
New +$646K
AAPL icon
49
Apple
AAPL
$3.41T
$643K 0.24%
6,108
+61
+1% +$6.42K
EMD
50
Western Asset Emerging Markets Debt Fund
EMD
$595M
$642K 0.24%
+46,782
New +$642K
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