We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
26
Royal Bank of Canada
RY
$291B
$1.62M 0.64%
26,470
-80
-0.3% -$5.15K
JPM icon
27
JPMorgan Chase
JPM
$939B
$1.53M 0.6%
22,554
+126
+0.6% +$8.23K
DEM icon
28
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$1.3M 0.51%
30,051
+890
+3% +$40.7K
USMV icon
29
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.28M 0.5%
31,661
– –
FRA icon
30
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$1.27M 0.5%
94,170
– –
XOM icon
31
ExxonMobil
XOM
$651B
$1.27M 0.5%
15,295
-10
-0.1% -$860
DBEF icon
32
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$1.18M 0.46%
41,189
+3,088
+8% +$94K
PID icon
33
Invesco International Dividend Achievers ETF
PID
$913M
$1M 0.4%
58,740
– –
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1M 0.4%
24,553
-638
-3% -$27.4K
VIG icon
35
Vanguard Dividend Appreciation ETF
VIG
$111B
$921K 0.36%
11,718
– –
CHY
36
Calamos Convertible and High Income Fund
CHY
$1.03B
$809K 0.32%
60,848
– –
GE icon
37
GE Aerospace
GE
$367B
$800K 0.31%
6,280
+295
+5% +$38.3K
VB icon
38
Vanguard Small-Cap ETF
VB
$79.5B
$788K 0.31%
6,489
+138
+2% +$16.9K
RWX icon
39
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$735K 0.29%
17,567
+4
+0% +$176
VTIP icon
40
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$725K 0.29%
14,900
+2,000
+16% +$97.3K
SCZ icon
41
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$723K 0.28%
14,177
-40
-0.3% -$2.08K
EMD
42
Western Asset Emerging Markets Debt Fund
EMD
$609M
$700K 0.28%
46,782
– –
MINT icon
43
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$696K 0.27%
6,879
– –
OEF icon
44
iShares S&P 100 ETF
OEF
$19.8B
$637K 0.25%
7,010
– –
VSS icon
45
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$637K 0.25%
6,250
– –
PFE icon
46
Pfizer
PFE
$140B
$631K 0.25%
19,823
+144
+0.7% +$4.69K
WIP icon
47
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$626K 0.25%
11,400
– –
IWB icon
48
iShares Russell 1000 ETF
IWB
$47.7B
$619K 0.24%
+5,335
New +$629K
VVR icon
49
Invesco Senior Income Trust
VVR
$456M
$587K 0.23%
131,622
– –
IWF icon
50
iShares Russell 1000 Growth ETF
IWF
$122B
$568K 0.22%
22,944
+2,516
+12% +$63.3K
1
2
3 4 5

Similar funds

CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
IHAM
Integral Health Asset Management New York $2.09B AUM 112.84% 1-Year Est. Return
NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return
DDPIC
Deroy & Devereaux Private Investment Counsel Bloomfield Hills, Michigan $2.09B AUM 32.46% 1-Year Est. Return
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return

Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.