We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.54%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$241M
AUM Growth
–
Cap. Flow
+$241M
Cap. Flow %
99.99%
Top 10 Hldgs %
65.09%
Holding
387
New
382
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$24M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$20.3M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$18.5M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 3.43%
2 Energy 1.01%
3 Healthcare 0.9%
4 Technology 0.87%
5 Consumer Staples 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$644B
$1.46M 0.61%
+15,821
New +$1.48M
JPM icon
27
JPMorgan Chase
JPM
$937B
$1.4M 0.58%
+22,428
New +$1.35M
FRA icon
28
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$1.28M 0.53%
+95,670
New +$1.3M
DEM icon
29
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$1.11M 0.46%
+26,461
New +$1.2M
VIG icon
30
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.05M 0.43%
+12,890
New +$1.02M
PID icon
31
Invesco International Dividend Achievers ETF
PID
$925M
$1.03M 0.43%
+58,740
New +$1.06M
RWK icon
32
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
$922K 0.38%
+19,049
New +$886K
USMV icon
33
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$902K 0.37%
+22,291
New +$878K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$894K 0.37%
+22,345
New +$920K
ELD icon
35
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$881K 0.37%
+21,199
New +$925K
GE icon
36
GE Aerospace
GE
$374B
$856K 0.36%
+7,072
New +$870K
CHY
37
Calamos Convertible and High Income Fund
CHY
$1B
$850K 0.35%
+61,508
New +$868K
EMD
38
Western Asset Emerging Markets Debt Fund
EMD
$609M
$747K 0.31%
+47,442
New +$787K
RTR
39
DELISTED
Oppenheimer ADR Revenue ETF
RTR
$745K 0.31%
+20,759
New +$772K
RWJ icon
40
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
$701K 0.29%
+36,897
New +$667K
RWX icon
41
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$697K 0.29%
+16,790
New +$704K
OEF icon
42
iShares S&P 100 ETF
OEF
$20.1B
$666K 0.28%
+7,325
New +$655K
SCZ icon
43
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$664K 0.28%
+14,217
New +$671K
EFAV icon
44
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$654K 0.27%
+10,600
New +$664K
WIP icon
45
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$471M
$649K 0.27%
+11,400
New +$667K
VB icon
46
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$643K 0.27%
+5,516
New +$628K
VTIP icon
47
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$583K 0.24%
+12,100
New +$595K
VVR icon
48
Invesco Senior Income Trust
VVR
$456M
$581K 0.24%
+127,453
New +$588K
PFE icon
49
Pfizer
PFE
$143B
$580K 0.24%
+19,657
New +$564K
INB
50
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$564K 0.23%
+48,095
New +$580K
1
2
3 4 5

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Klingman & Associates, which disclosed 387 positions worth $241M. Its ten largest holdings account for 65% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, followed by Energy and Healthcare.

  • Klingman & Associates's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.
  • Klingman & Associates's ten largest holdings make up 65% of its $241M portfolio in Q4 2014.
  • Klingman & Associates disclosed 387 positions in Q4 2014, its first 13F filing on record.

Based on Klingman & Associates's 13F filing for Q4 2014, filed 9 Feb 2016.