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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVC
426
Service Properties Trust
SVC
$1.04B
– –
-76
Closed -$9K
VHC icon
427
VirnetX Holding Corp
VHC
$54.4M
– –
-50
Closed -$3K
VPL icon
428
Vanguard FTSE Pacific ETF
VPL
$8.08B
– –
-1,960
Closed -$105K
PRKS icon
429
United Parks & Resorts
PRKS
$2.1B
– –
-425
Closed -$7K
CCEC
430
Capital Clean Energy Carriers
CCEC
$1.34B
– –
-143
Closed -$6K
SIX
431
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-200
Closed -$9K
VRTV
432
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
7
– –
MIC
433
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-100
Closed -$7K
PBCT
434
DELISTED
People's United Financial Inc
PBCT
– –
-700
Closed -$11K
AIG.WS
435
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
+3
New +$72
JCP
436
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
21
– –
AGN
437
DELISTED
Allergan plc
AGN
– –
-222
Closed -$60K
USG
438
DELISTED
Usg
USG
$0 ﹤0.01%
2
– –
BCS.PRD.CL
439
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– –
-425
Closed -$10K
PERY
440
DELISTED
Perry Ellis International Inc
PERY
$0 ﹤0.01%
19
– –
NSH
441
DELISTED
NuStar GP Holdings LLC
NSH
– –
-925
Closed -$24K
RAI
442
DELISTED
Reynolds American Inc
RAI
– –
-200
Closed -$8K
NRF
443
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-418
Closed -$10K
RBS.PRT
444
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
– –
-300
Closed -$7K
ECTE
445
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
25
– –
NMA
446
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$0 ﹤0.01%
+1
New +$13
MWE
447
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-4,400
Closed -$188K
VRNG
448
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$0 ﹤0.01%
100
– –
HME
449
DELISTED
HOME PROPERTIES, INC
HME
– –
-425
Closed -$31K
RCPI
450
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
– –
-829
Closed –
15 16 17
18
19

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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.