KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.73%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$18.3M
Cap. Flow %
6.85%
Top 10 Hldgs %
57.96%
Holding
457
New
72
Increased
42
Reduced
51
Closed
49

Top Buys

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.4M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M
3
PJT icon
PJT Partners
PJT
$4.53M
4
TIP icon
iShares TIPS Bond ETF
TIP
$3.73M
5
CFG icon
Citizens Financial Group
CFG
$2.1M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.75M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.98M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.54M
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$1.41M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.31M

Sector Composition

1 Financials 5.75%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SNY icon
426
Sanofi
SNY
$121B
– –
-464
Closed -$22K
SVC
427
Service Properties Trust
SVC
$451M
– –
-375
Closed -$9K
VHC icon
428
VirnetX
VHC
$58.5M
– –
-1,000
Closed -$3K
VPL icon
429
Vanguard FTSE Pacific ETF
VPL
$7.72B
– –
-1,960
Closed -$105K
PRKS icon
430
United Parks & Resorts
PRKS
$2.89B
– –
-425
Closed -$7K
CCEC
431
Capital Clean Energy Carriers Corp. Common Share
CCEC
$1.24B
– –
-1,000
Closed -$6K
SIX
432
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-200
Closed -$9K
VRTV
433
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
7
– –
MIC
434
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-100
Closed -$7K
PBCT
435
DELISTED
People's United Financial Inc
PBCT
– –
-700
Closed -$11K
AIG.WS
436
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
+3
New –
JCP
437
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
21
– –
AGN
438
DELISTED
Allergan plc
AGN
– –
-222
Closed -$60K
USG
439
DELISTED
Usg
USG
$0 ﹤0.01%
2
– –
BCS.PRD.CL
440
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– –
-425
Closed -$10K
PERY
441
DELISTED
Perry Ellis International Inc
PERY
$0 ﹤0.01%
19
– –
NSH
442
DELISTED
NuStar GP Holdings LLC
NSH
– –
-925
Closed -$24K
AGN.PRA
443
DELISTED
Allergan plc.
AGN.PRA
– –
0
– –
VTTI
444
DELISTED
VTTI Energy Partners LP
VTTI
– –
0
– –
RAI
445
DELISTED
Reynolds American Inc
RAI
– –
-200
Closed -$8K
NRF
446
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-835
Closed -$10K
RBS.PRT
447
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
– –
-300
Closed -$7K
ECTE
448
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
25
– –
NMA
449
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$0 ﹤0.01%
+1
New –
MWE
450
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-4,400
Closed -$188K
15 16 17
18
19