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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PID icon
401
Invesco International Dividend Achievers ETF
PID
$926M
– –
-50,176
Closed -$681K
PLD icon
402
Prologis
PLD
$136B
– –
-6,000
Closed -$258K
PYPL icon
403
PayPal
PYPL
$49.1B
– –
-8,070
Closed -$292K
ST icon
404
Sensata Technologies
ST
$6.86B
– –
-5,000
Closed -$230K
TGNA
405
DELISTED
TEGNA Inc
TGNA
– –
-14,063
Closed -$230K
TOL icon
406
Toll Brothers
TOL
$13.7B
– –
-87
Closed -$3K
URI icon
407
United Rentals
URI
$67.6B
– –
-2,500
Closed -$181K
VNO icon
408
Vornado Realty Trust
VNO
$7.43B
– –
-3,216
Closed -$260K
WTW icon
409
Willis Towers Watson
WTW
$31.8B
– –
-38
Closed -$5K
WRK
410
DELISTED
WestRock Company
WRK
– –
-5,550
Closed -$228K
VRTV
411
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
7
– –
FRC
412
DELISTED
First Republic Bank
FRC
– –
-6,000
Closed -$396K
MNDT
413
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-500
Closed -$10K
GMLP
414
DELISTED
Golar LNG Partners LP
GMLP
– –
-8,000
Closed -$107K
QEP
415
DELISTED
QEP RESOURCES, INC.
QEP
– –
-50
Closed -$1K
AIG.WS
416
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
3
– –
JCP
417
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
21
– –
BMS
418
DELISTED
Bemis
BMS
– –
-25
Closed -$1K
USG
419
DELISTED
Usg
USG
$0 ﹤0.01%
2
– –
TFCFA
420
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-8,500
Closed -$231K
PERY
421
DELISTED
Perry Ellis International Inc
PERY
$0 ﹤0.01%
19
– –
ETP
422
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-6,600
Closed -$170K
ECTE
423
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
25
– –
CRC
424
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
+5
New +$59
ACG
425
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-1,016
Closed -$8K
14 15 16
17
18

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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.