KA

Klingman & Associates Portfolio holdings

AUM $1.81B
1-Year Return 11.88%
This Quarter Return
+0.83%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$10.2M
Cap. Flow %
3.66%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$5.04M
2
TIP icon
iShares TIPS Bond ETF
TIP
$2.29M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$2.21M
4
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$1.98M
5
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$1.96M

Top Sells

1
PID icon
Invesco International Dividend Achievers ETF
PID
$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
$673K
3
HDV icon
iShares Core High Dividend ETF
HDV
$550K
4
NKE icon
Nike
NKE
$462K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$410K

Sector Composition

1 Financials 4.71%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLD icon
401
SPDR Gold Trust
GLD
$112B
– –
-500
Closed -$51K
GLNG icon
402
Golar LNG
GLNG
$4.52B
– –
-6,500
Closed -$103K
HPE icon
403
Hewlett Packard
HPE
$31B
– –
-172
Closed -$2K
HPQ icon
404
HP
HPQ
$27.4B
– –
-100
Closed -$1K
IAC icon
405
IAC Inc
IAC
$2.98B
$0 ﹤0.01%
45
– –
MPLX icon
406
MPLX
MPLX
$51.5B
– –
-4,796
Closed -$189K
NOV icon
407
NOV
NOV
$4.95B
– –
-37
Closed -$1K
PAA icon
408
Plains All American Pipeline
PAA
$12.1B
– –
-7,000
Closed -$162K
PID icon
409
Invesco International Dividend Achievers ETF
PID
$863M
– –
-50,176
Closed -$681K
PLD icon
410
Prologis
PLD
$105B
– –
-6,000
Closed -$258K
PYPL icon
411
PayPal
PYPL
$65.2B
– –
-8,070
Closed -$292K
ST icon
412
Sensata Technologies
ST
$4.66B
– –
-5,000
Closed -$230K
TGNA icon
413
TEGNA Inc
TGNA
$3.38B
– –
-14,063
Closed -$230K
GMLP
414
DELISTED
Golar LNG Partners LP
GMLP
– –
-8,000
Closed -$107K
QEP
415
DELISTED
QEP RESOURCES, INC.
QEP
– –
-50
Closed -$1K
AIG.WS
416
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
3
– –
JCP
417
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
21
– –
BMS
418
DELISTED
Bemis
BMS
– –
-25
Closed -$1K
USG
419
DELISTED
Usg
USG
$0 ﹤0.01%
2
– –
TFCFA
420
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-8,500
Closed -$231K
PERY
421
DELISTED
Perry Ellis International Inc
PERY
$0 ﹤0.01%
19
– –
ETP
422
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-6,600
Closed -$170K
ECTE
423
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
25
– –
CRC
424
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
+5
New –
ACG
425
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
– –
-1,016
Closed -$8K
14 15 16
17
18