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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBA icon
401
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-1,000
Closed -$20K
DBEM icon
402
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$106M
– –
-2,325
Closed -$43K
DGS icon
403
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
– –
-1,698
Closed -$60K
DHC
404
Diversified Healthcare Trust
DHC
$2.15B
– –
-328
Closed -$5K
DLX icon
405
Deluxe
DLX
$1.18B
$0 ﹤0.01%
8
– –
DNOW icon
406
DNOW Inc
DNOW
$2.58B
$0 ﹤0.01%
9
– –
ES icon
407
Eversource Energy
ES
$26.9B
– –
-76
Closed -$3K
ET icon
408
Energy Transfer Partners
ET
$70.1B
– –
-2,400
Closed -$49K
EZU icon
409
iShare MSCI Eurozone ETF
EZU
$9.64B
– –
-185
Closed -$6K
FUN icon
410
Cedar Fair
FUN
$1.77B
– –
-625
Closed -$32K
HSBC icon
411
HSBC
HSBC
$365B
– –
-309
Closed -$10K
HYS icon
412
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-359
Closed -$33K
PPLI
413
People Inc
PPLI
$3.09B
$0 ﹤0.01%
45
– –
LBRDA icon
414
Liberty Broadband Class A
LBRDA
$4.89B
– –
-87
Closed -$4K
LBRDK icon
415
Liberty Broadband Class C
LBRDK
$4.88B
– –
-175
Closed -$8K
LVS icon
416
Las Vegas Sands
LVS
$31.7B
– –
-150
Closed -$5K
MET icon
417
MetLife
MET
$61.9B
– –
-224
Closed -$9K
MINT icon
418
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-6,879
Closed -$693K
MMLP icon
419
Martin Midstream Partners
MMLP
$95.5M
– –
-325
Closed -$7K
NMFC icon
420
New Mountain Finance
NMFC
$651M
– –
-525
Closed -$7K
NMM icon
421
Navios Maritime Partners
NMM
$2.3B
– –
-43
Closed -$4K
OCSL icon
422
Oaktree Specialty Lending
OCSL
$1.02B
– –
-517
Closed -$9K
PNNT
423
Pennant Park Investment Corp
PNNT
$215M
– –
-1,325
Closed -$8K
RITM icon
424
Rithm Capital
RITM
$5.52B
– –
-700
Closed -$9K
SNY icon
425
Sanofi
SNY
$103B
– –
-464
Closed -$22K
15 16
17
18 19

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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.