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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.B
376
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
47
– –
BRS
377
DELISTED
Bristow Group, Inc.
BRS
$1K ﹤0.01%
+36
New +$666
GM.WS.A
378
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
47
– –
AIG icon
379
American International
AIG
$41.8B
$0 ﹤0.01%
5
-2,300
-100% -$124K
ALB icon
380
Albemarle
ALB
$13.9B
– –
-12
Closed -$1K
ALTO icon
381
Alto Ingredients
ALTO
$358M
$0 ﹤0.01%
2
– –
AMGN icon
382
Amgen
AMGN
$209B
– –
-1,000
Closed -$162K
APA icon
383
APA Corp
APA
$12.8B
– –
-25
Closed -$1K
AVB icon
384
AvalonBay Communities
AVB
$26.8B
– –
-1,600
Closed -$295K
CC icon
385
Chemours
CC
$2.57B
$0 ﹤0.01%
20
– –
CHKP icon
386
Check Point Software Technologies
CHKP
$13.1B
– –
-4,000
Closed -$326K
CSX icon
387
CSX Corp
CSX
$93B
– –
-18,000
Closed -$156K
DLX icon
388
Deluxe
DLX
$1.19B
$0 ﹤0.01%
8
– –
DNOW icon
389
DNOW Inc
DNOW
$2.51B
– –
-9
Closed –
EEM icon
390
iShares MSCI Emerging Markets ETF
EEM
$28.6B
– –
-3,150
Closed -$101K
ELD icon
391
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
– –
-1,000
Closed -$34K
GEF icon
392
Greif
GEF
$4.96B
– –
-50
Closed -$2K
GLD icon
393
SPDR Gold Trust
GLD
$133B
– –
-500
Closed -$51K
GLNG icon
394
Golar LNG
GLNG
$4.91B
– –
-6,500
Closed -$103K
HPE icon
395
Hewlett Packard
HPE
$62.4B
– –
-172
Closed -$2K
HPQ icon
396
HP
HPQ
$24.6B
– –
-100
Closed -$1K
PPLI
397
People Inc
PPLI
$3.08B
$0 ﹤0.01%
45
– –
MPLX icon
398
MPLX
MPLX
$58.5B
– –
-4,796
Closed -$189K
NOV icon
399
NOV
NOV
$6.88B
– –
-37
Closed -$1K
PAA icon
400
Plains All American Pipeline
PAA
$17.5B
– –
-7,000
Closed -$162K
14 15
16
17 18

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CC
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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.