KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.73%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$18.3M
Cap. Flow %
6.85%
Top 10 Hldgs %
57.96%
Holding
457
New
72
Increased
42
Reduced
51
Closed
49

Top Buys

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.4M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M
3
PJT icon
PJT Partners
PJT
$4.53M
4
TIP icon
iShares TIPS Bond ETF
TIP
$3.73M
5
CFG icon
Citizens Financial Group
CFG
$2.1M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.75M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.98M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.54M
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$1.41M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.31M

Sector Composition

1 Financials 5.75%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SAN icon
376
Banco Santander
SAN
$141B
$2K ﹤0.01%
345
+3
+0.9% +$17
SIRI icon
377
SiriusXM
SIRI
$7.96B
$2K ﹤0.01%
500
– –
S
378
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
627
– –
FTR
379
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
419
– –
ALB icon
380
Albemarle
ALB
$9.99B
$1K ﹤0.01%
12
– –
APA icon
381
APA Corp
APA
$8.31B
$1K ﹤0.01%
25
– –
AVNS icon
382
Avanos Medical
AVNS
$554M
$1K ﹤0.01%
29
– –
BP icon
383
BP
BP
$90.8B
$1K ﹤0.01%
20
– –
CG icon
384
Carlyle Group
CG
$23.4B
$1K ﹤0.01%
72
– –
DD icon
385
DuPont de Nemours
DD
$32.2B
$1K ﹤0.01%
18
– –
HPQ icon
386
HP
HPQ
$26.7B
$1K ﹤0.01%
100
– –
NOV icon
387
NOV
NOV
$4.94B
$1K ﹤0.01%
37
– –
FAM
388
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1K ﹤0.01%
+109
New +$1K
QEP
389
DELISTED
QEP RESOURCES, INC.
QEP
$1K ﹤0.01%
50
– –
SRF
390
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$1K ﹤0.01%
+106
New +$1K
GM.WS.B
391
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
+47
New +$1K
BMS
392
DELISTED
Bemis
BMS
$1K ﹤0.01%
25
– –
GM.WS.A
393
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
+47
New +$1K
ETP
394
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-200
Closed -$8K
ALTO icon
395
Alto Ingredients
ALTO
$87.5M
$0 ﹤0.01%
2
+1
+100% –
ARCC icon
396
Ares Capital
ARCC
$15.8B
– –
-400
Closed -$5K
BGC icon
397
BGC Group
BGC
$4.65B
– –
-1,000
Closed -$8K
BIP icon
398
Brookfield Infrastructure Partners
BIP
$14.6B
– –
-225
Closed -$8K
BUD icon
399
AB InBev
BUD
$122B
– –
-738
Closed -$78K
BXMT icon
400
Blackstone Mortgage Trust
BXMT
$3.36B
– –
-515
Closed -$14K
14 15
16
17 18