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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAN icon
376
Banco Santander
SAN
$201B
$2K ﹤0.01%
360
– –
SIRI icon
377
SiriusXM
SIRI
$9.98B
$2K ﹤0.01%
50
– –
S
378
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
627
– –
FTR
379
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
28
– –
ALB icon
380
Albemarle
ALB
$13.9B
$1K ﹤0.01%
12
– –
APA icon
381
APA Corp
APA
$13.2B
$1K ﹤0.01%
25
– –
AVNS
382
DELISTED
Avanos Medical
AVNS
$1K ﹤0.01%
29
– –
BP icon
383
BP
BP
$116B
$1K ﹤0.01%
24
– –
CG icon
384
Carlyle Group
CG
$16.6B
$1K ﹤0.01%
72
– –
DD icon
385
DuPont de Nemours
DD
$18.5B
$1K ﹤0.01%
7
– –
HPQ icon
386
HP
HPQ
$24.9B
$1K ﹤0.01%
100
-120
-55% -$1.54K
NOV icon
387
NOV
NOV
$6.93B
$1K ﹤0.01%
37
– –
FAM
388
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1K ﹤0.01%
+109
New +$1.1K
QEP
389
DELISTED
QEP RESOURCES, INC.
QEP
$1K ﹤0.01%
50
– –
SRF
390
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$1K ﹤0.01%
+106
New +$1.31K
GM.WS.B
391
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
+47
New +$794
BMS
392
DELISTED
Bemis
BMS
$1K ﹤0.01%
25
– –
GM.WS.A
393
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
+47
New +$1.17K
ALTO icon
394
Alto Ingredients
ALTO
$369M
$0 ﹤0.01%
2
+1
+100% +$5
ARCC icon
395
Ares Capital
ARCC
$13.5B
– –
-400
Closed -$5K
BGC icon
396
BGC Group
BGC
$5.45B
– –
-1,555
Closed -$8K
BIP icon
397
Brookfield Infrastructure Partners
BIP
$19.2B
– –
-567
Closed -$8K
BUD icon
398
AB InBev
BUD
$170B
– –
-738
Closed -$78K
BXMT icon
399
Blackstone Mortgage Trust
BXMT
$2.45B
– –
-515
Closed -$14K
CC icon
400
Chemours
CC
$2.5B
$0 ﹤0.01%
20
– –
14 15
16
17 18

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HFM
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SCA
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BAM
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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.