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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOL icon
376
Toll Brothers
TOL
$14B
$3K ﹤0.01%
87
– –
PX
377
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
EMC
378
DELISTED
EMC CORPORATION
EMC
$3K ﹤0.01%
112
– –
SXE
379
DELISTED
Southcross Energy Partners, L.P.
SXE
$3K ﹤0.01%
300
– –
ASH icon
380
Ashland
ASH
$3.34B
$2K ﹤0.01%
37
– –
GEF icon
381
Greif
GEF
$4.95B
$2K ﹤0.01%
50
– –
MSI icon
382
Motorola Solutions
MSI
$72.1B
$2K ﹤0.01%
28
– –
NOK icon
383
Nokia
NOK
$46.9B
$2K ﹤0.01%
265
– –
NOV icon
384
NOV
NOV
$6.84B
$2K ﹤0.01%
37
– –
SAN icon
385
Banco Santander
SAN
$191B
$2K ﹤0.01%
360
+7
+2% +$49
SIRI icon
386
SiriusXM
SIRI
$11B
$2K ﹤0.01%
50
– –
S
387
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
497
– –
FTR
388
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
28
– –
CB
389
DELISTED
CHUBB CORPORATION
CB
$2K ﹤0.01%
25
– –
ALB icon
390
Albemarle
ALB
$13.4B
$1K ﹤0.01%
12
– –
APA icon
391
APA Corp
APA
$13B
$1K ﹤0.01%
25
– –
AVNS icon
392
Avanos Medical
AVNS
$1K ﹤0.01%
29
-33
-53% -$1.48K
BP icon
393
BP
BP
$112B
$1K ﹤0.01%
24
– –
DD icon
394
DuPont de Nemours
DD
$18.6B
$1K ﹤0.01%
7
– –
GM icon
395
General Motors
GM
$80.9B
$1K ﹤0.01%
36
– –
PPLI
396
People Inc
PPLI
$3.12B
$1K ﹤0.01%
45
– –
FAM
397
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1K ﹤0.01%
109
– –
QEP
398
DELISTED
QEP RESOURCES, INC.
QEP
$1K ﹤0.01%
50
– –
RCPI
399
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
$1K ﹤0.01%
+829
New +$1.97K
LNCO
400
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$1K ﹤0.01%
100
– –
13 14 15
16
17

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SCA
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BAM
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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.