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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.54%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$241M
AUM Growth
–
Cap. Flow
+$241M
Cap. Flow %
99.99%
Top 10 Hldgs %
65.09%
Holding
387
New
382
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$24M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$20.3M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$18.5M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 3.43%
2 Energy 1.01%
3 Healthcare 0.9%
4 Technology 0.87%
5 Consumer Staples 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTO icon
376
Alto Ingredients
ALTO
$358M
$0 ﹤0.01%
+1
New +$12
DD icon
377
DuPont de Nemours
DD
$18.7B
$0 ﹤0.01%
+7
New +$853
DLX icon
378
Deluxe
DLX
$1.19B
$0 ﹤0.01%
+8
New +$470
DNOW icon
379
DNOW Inc
DNOW
$2.51B
$0 ﹤0.01%
+9
New +$246
PPLI
380
People Inc
PPLI
$3.08B
$0 ﹤0.01%
+45
New +$509
VRTV
381
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
+7
New +$336
JCP
382
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
+21
New +$154
USG
383
DELISTED
Usg
USG
$0 ﹤0.01%
+2
New +$55
PERY
384
DELISTED
Perry Ellis International Inc
PERY
$0 ﹤0.01%
+19
New +$436
ECTE
385
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
+25
New +$22
NMA
386
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$0 ﹤0.01%
+1
New +$14
VRNG
387
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$0 ﹤0.01%
+100
New +$846
12 13 14 15
16

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Klingman & Associates's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Klingman & Associates, which disclosed 387 positions worth $241M. Its ten largest holdings account for 65% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, followed by Energy and Healthcare.

  • Klingman & Associates's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.
  • Klingman & Associates's ten largest holdings make up 65% of its $241M portfolio in Q4 2014.
  • Klingman & Associates disclosed 387 positions in Q4 2014, its first 13F filing on record.

Based on Klingman & Associates's 13F filing for Q4 2014, filed 9 Feb 2016.