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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
S
351
DELISTED
Sprint Corporation
S
$3K ﹤0.01%
627
– –
PX
352
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
EMC
353
DELISTED
EMC CORPORATION
EMC
$3K ﹤0.01%
112
– –
AAL icon
354
American Airlines Group
AAL
$10.1B
$2K ﹤0.01%
72
– –
ASH icon
355
Ashland
ASH
$3.14B
$2K ﹤0.01%
37
– –
CHTR icon
356
Charter Communications
CHTR
$16.6B
$2K ﹤0.01%
+10
New +$2.15K
DVYE icon
357
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$2K ﹤0.01%
50
– –
LTBR icon
358
Lightbridge
LTBR
$258M
$2K ﹤0.01%
55
– –
MSI icon
359
Motorola Solutions
MSI
$73.3B
$2K ﹤0.01%
28
– –
OZK icon
360
Bank OZK
OZK
$5.59B
$2K ﹤0.01%
60
– –
SIRI icon
361
SiriusXM
SIRI
$10.6B
$2K ﹤0.01%
50
– –
LSXMA
362
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$2K ﹤0.01%
+69
New +$1.59K
FTR
363
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
28
– –
AVNS icon
364
Avanos Medical
AVNS
$1K ﹤0.01%
29
– –
BP icon
365
BP
BP
$108B
$1K ﹤0.01%
24
– –
CG icon
366
Carlyle Group
CG
$16.6B
$1K ﹤0.01%
72
– –
DD icon
367
DuPont de Nemours
DD
$19B
$1K ﹤0.01%
7
– –
DLX icon
368
Deluxe
DLX
$1.26B
$1K ﹤0.01%
8
– –
GM icon
369
General Motors
GM
$81B
$1K ﹤0.01%
51
– –
SAN icon
370
Banco Santander
SAN
$199B
$1K ﹤0.01%
360
– –
FAM
371
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1K ﹤0.01%
109
– –
SRF
372
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$1K ﹤0.01%
106
– –
GM.WS.A
373
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
47
– –
AIG icon
374
American International
AIG
$42.7B
$0 ﹤0.01%
5
– –
ALTO icon
375
Alto Ingredients
ALTO
$342M
$0 ﹤0.01%
2
– –
13 14
15
16 17

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NSCM
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ACG
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NSUP
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ACM
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TP
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ACP
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Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.